Search LD-1 & LD-2 Reports Registrations & Quarterly Activity
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| Registrant Name | Client Name | Report Type | Amount Reported |
Filing Year | Posted |
|---|---|---|---|---|---|
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2022 | 10/17/2022 @ 01:56 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2020 | 01/18/2021 @ 03:42 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2018 | 07/19/2018 @ 07:48 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2020 | 10/08/2020 @ 04:37 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2021 | 01/20/2022 @ 10:30 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2018 | 10/18/2018 @ 07:26 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2016 | 07/15/2016 @ 11:20 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2018 | 04/20/2018 @ 09:04 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2022 | 07/15/2022 @ 10:06 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2015 | 10/15/2015 @ 09:55 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2015 | 07/20/2015 @ 01:26 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $10,000.00 | 2015 | 04/20/2015 @ 10:18 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | Registration | 2015 | 02/06/2015 @ 03:05 PM | |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2021 | 04/05/2021 @ 11:09 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2017 | 10/09/2017 @ 12:59 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2017 | 07/15/2017 @ 09:50 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2017 | 04/17/2017 @ 03:57 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2022 | 04/14/2022 @ 02:29 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2016 | 12/29/2016 @ 10:18 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2022 | 01/16/2023 @ 03:50 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2024 | 07/08/2024 @ 12:50 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2024 | 04/13/2024 @ 10:15 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2023 | 01/16/2024 @ 06:40 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2023 | 10/19/2023 @ 09:24 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2023 | 07/17/2023 @ 03:09 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2023 | 04/19/2023 @ 10:34 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2019 | 10/19/2019 @ 03:31 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2016 | 04/17/2016 @ 09:02 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2015 | 01/15/2016 @ 06:50 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2019 | 07/19/2019 @ 12:47 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2018 | 01/15/2019 @ 05:49 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2016 | 10/13/2016 @ 01:09 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 3rd Quarter - Report | $20,000.00 | 2021 | 10/20/2021 @ 10:23 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2021 | 07/19/2021 @ 07:13 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2019 | 01/18/2020 @ 10:27 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2019 | 04/15/2019 @ 03:42 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 2nd Quarter - Report | $20,000.00 | 2020 | 07/16/2020 @ 03:18 PM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $20,000.00 | 2017 | 01/03/2018 @ 08:28 AM |
| ADVANCED POLICY CONSULTING, LLC | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Report | $20,000.00 | 2020 | 04/18/2020 @ 11:47 AM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | Registration | 2019 | 05/29/2019 @ 04:35 PM | |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/18/2022 @ 06:51 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 07/18/2021 @ 07:47 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Termination | $20,000.00 | 2022 | 10/19/2022 @ 12:40 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/20/2021 @ 12:38 AM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report (No Activity) | 2019 | 07/22/2019 @ 01:59 PM | |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2020 | 10/18/2020 @ 08:02 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2020 | 07/20/2020 @ 07:21 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2020 | 04/19/2020 @ 11:04 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2019 | 01/18/2020 @ 04:05 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2019 | 10/21/2019 @ 11:12 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/20/2021 @ 11:40 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/17/2021 @ 11:20 PM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/17/2022 @ 11:12 AM |
| ARENTFOX SCHIFF LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/16/2022 @ 09:54 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2018 | 04/18/2018 @ 03:57 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/19/2021 @ 04:21 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2020 | 10/15/2020 @ 09:06 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2018 | 10/17/2018 @ 10:47 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2021 | 04/17/2021 @ 09:55 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2017 | 01/19/2018 @ 11:33 AM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2016 | 04/20/2016 @ 08:29 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2017 | 10/17/2017 @ 12:41 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2022 | 10/18/2022 @ 03:20 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2024 | 07/18/2024 @ 01:42 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2024 | 04/16/2024 @ 10:24 AM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2023 | 01/19/2024 @ 01:14 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2023 | 10/14/2023 @ 11:05 AM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2023 | 07/18/2023 @ 11:52 AM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2023 | 04/16/2023 @ 03:34 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2022 | 01/18/2023 @ 05:21 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2017 | 07/20/2017 @ 02:18 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2016 | 04/18/2016 @ 11:08 PM | |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2019 | 01/19/2020 @ 03:39 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/17/2022 @ 05:53 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2020 | 07/15/2020 @ 10:06 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/17/2022 @ 02:36 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/19/2021 @ 09:01 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/19/2022 @ 01:42 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2016 | 07/18/2016 @ 05:52 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2016 | 10/17/2016 @ 05:20 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2021 | 07/17/2021 @ 04:17 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2016 | 01/18/2017 @ 01:12 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2018 | 01/21/2019 @ 11:45 AM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2019 | 07/20/2019 @ 10:18 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2019 | 04/21/2019 @ 06:28 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2018 | 07/19/2018 @ 10:46 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2017 | 04/19/2017 @ 02:05 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2020 | 04/18/2020 @ 03:25 PM |
| CAPITOL COUNSEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2019 | 10/21/2019 @ 12:03 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2018 | 10/18/2018 @ 02:54 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2019 | 07/15/2019 @ 02:36 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2013 | 07/18/2013 @ 03:15 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2009 | 07/15/2009 @ 04:31 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2017 | 07/18/2017 @ 12:53 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2011 | 01/19/2012 @ 04:15 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2014 | 10/17/2014 @ 02:25 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2013 | 04/18/2013 @ 03:34 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2012 | 07/17/2012 @ 01:26 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2010 | 01/17/2011 @ 10:35 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2012 | 01/18/2013 @ 10:25 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2013 | 01/16/2014 @ 04:36 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2009 | 04/17/2009 @ 02:19 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2008 | 07/16/2008 @ 01:47 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2008 | 10/08/2008 @ 03:35 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2007 | 01/22/2007 @ 09:11 PM | |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $80,000.00 | 2007 | 02/09/2008 @ 10:12 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2016 | 07/19/2016 @ 04:45 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $80,000.00 | 2007 | 07/29/2007 @ 05:29 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2019 | 10/10/2019 @ 04:06 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2016 | 01/18/2017 @ 11:02 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2010 | 07/15/2010 @ 11:46 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2010 | 04/18/2010 @ 11:36 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2008 | 04/18/2008 @ 03:15 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2009 | 10/16/2009 @ 06:26 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2019 | 04/15/2019 @ 01:16 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2017 | 04/20/2017 @ 10:43 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2015 | 04/15/2015 @ 02:23 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2014 | 04/17/2014 @ 02:11 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2015 | 10/20/2015 @ 08:03 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2015 | 01/18/2016 @ 05:39 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2015 | 07/15/2015 @ 12:18 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2016 | 04/20/2016 @ 10:41 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2014 | 07/18/2014 @ 11:31 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2018 | 07/19/2018 @ 02:28 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2008 | 01/14/2009 @ 04:40 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2011 | 10/18/2011 @ 12:47 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2018 | 04/13/2018 @ 01:32 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | $40,000.00 | 2019 | 01/16/2020 @ 01:49 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2017 | 10/17/2017 @ 12:21 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2011 | 07/15/2011 @ 03:33 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2010 | 10/12/2010 @ 06:13 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2013 | 10/17/2013 @ 02:18 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2017 | 01/18/2018 @ 10:19 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2012 | 04/18/2012 @ 04:25 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2009 | 01/18/2010 @ 12:15 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2018 | 01/15/2019 @ 01:50 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2014 | 01/15/2015 @ 03:46 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2012 | 10/17/2012 @ 02:17 PM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2016 | 10/19/2016 @ 09:59 AM |
| CAPITOL HILL STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/19/2011 @ 02:45 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2015 | 04/19/2015 @ 06:15 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2019 | 04/19/2019 @ 11:18 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $25,000.00 | 2021 | 10/19/2021 @ 09:31 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Amendment | $60,000.00 | 2007 | 02/05/2008 @ 09:39 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $25,500.00 | 2021 | 01/20/2022 @ 02:21 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $25,500.00 | 2022 | 07/19/2022 @ 11:15 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Amendment | $30,000.00 | 2016 | 04/19/2016 @ 02:14 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2008 | 10/19/2008 @ 01:25 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2010 | 07/19/2010 @ 11:48 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2018 | 07/20/2018 @ 09:36 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2003 | 08/14/2003 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2020 | 07/17/2020 @ 03:07 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2020 | 10/19/2020 @ 03:45 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2013 | 10/18/2013 @ 06:17 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2017 | 01/19/2018 @ 01:14 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/16/2011 @ 07:39 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2014 | 04/20/2014 @ 10:37 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2018 | 01/18/2019 @ 05:42 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2014 | 07/20/2014 @ 02:13 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/20/2011 @ 04:11 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/20/2011 @ 03:51 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $25,500.00 | 2022 | 10/19/2022 @ 07:52 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2017 | 10/19/2017 @ 12:24 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2016 | 10/19/2016 @ 10:30 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2013 | 07/20/2013 @ 02:43 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/19/2012 @ 06:28 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2017 | 07/19/2017 @ 03:10 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2009 | 04/13/2009 @ 10:26 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/21/2013 @ 09:40 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2010 | 10/19/2010 @ 07:42 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2017 | 04/19/2017 @ 09:56 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2018 | 10/17/2018 @ 02:56 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2010 | 04/20/2010 @ 08:56 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2008 | 01/19/2009 @ 10:47 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2008 | 01/19/2009 @ 10:42 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2015 | 01/18/2016 @ 01:51 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $25,500.00 | 2022 | 04/19/2022 @ 02:17 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/14/2014 @ 10:04 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/20/2012 @ 05:44 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2014 | 01/20/2015 @ 12:17 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2008 | 07/14/2008 @ 08:34 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2010 | 01/19/2011 @ 09:03 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2002 | 02/14/2003 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2007 | 07/26/2007 @ 07:28 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2006 | 01/29/2007 @ 08:19 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2005 | 08/15/2006 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2004 | 02/22/2005 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $80,000.00 | 2005 | 08/03/2005 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $20,000.00 | 2003 | 03/17/2004 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2004 | 08/18/2004 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 04/19/2012 @ 07:24 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $30,000.00 | 2016 | 08/29/2021 @ 10:47 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2018 | 04/20/2018 @ 12:45 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2009 | 07/17/2009 @ 09:24 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 07/19/2012 @ 02:37 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2016 | 07/18/2016 @ 11:57 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/17/2014 @ 08:20 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2009 | 01/19/2010 @ 10:44 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2009 | 10/19/2009 @ 11:33 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2006 | 08/11/2006 @ 12:00 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2008 | 04/17/2008 @ 10:37 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2019 | 07/18/2019 @ 08:11 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $25,500.00 | 2022 | 01/19/2023 @ 03:11 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $25,500.00 | 2023 | 04/19/2023 @ 11:01 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $25,000.00 | 2023 | 10/19/2023 @ 01:36 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $25,000.00 | 2023 | 01/21/2024 @ 02:29 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $25,000.00 | 2024 | 04/21/2024 @ 11:02 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $25,000.00 | 2024 | 07/18/2024 @ 06:40 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $25,500.00 | 2023 | 07/19/2023 @ 04:34 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2002 | 08/15/2002 @ 12:00 AM | |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2020 | 04/16/2020 @ 12:56 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $25,500.00 | 2021 | 07/20/2021 @ 02:22 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2019 | 10/18/2019 @ 07:08 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Amendment | $30,000.00 | 2014 | 12/10/2019 @ 01:17 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Amendment | $30,000.00 | 2015 | 12/05/2019 @ 11:16 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2016 | 01/19/2017 @ 01:12 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2019 | 01/20/2020 @ 12:22 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2016 | 04/19/2016 @ 11:41 AM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $25,500.00 | 2021 | 04/19/2021 @ 02:50 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/19/2013 @ 06:04 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2015 | 10/18/2015 @ 12:21 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2015 | 07/18/2015 @ 10:42 PM |
| CGCN GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $25,500.00 | 2020 | 01/19/2021 @ 10:28 PM |
| CLARK & LYTLE | INVESTMENT COMPANY INSTITUTE | Registration | 2002 | 06/20/2002 @ 12:00 AM | |
| CLARK & LYTLE | INVESTMENT COMPANY INSTITUTE | Mid-Year Termination | $20,000.00 | 2002 | 08/15/2002 @ 12:00 AM |
| CLARK, STEVE | INVESTMENT COMPANY INSTITUTE | Mid-Year Termination | $20,000.00 | 2002 | 05/20/2002 @ 12:00 AM |
| CLARK, STEVE | INVESTMENT COMPANY INSTITUTE | Registration | 2001 | 10/11/2001 @ 12:00 AM | |
| CLARK, STEVE | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2001 | 08/14/2002 @ 12:00 AM | |
| CLARK & WEINSTOCK | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2004 | 08/09/2004 @ 12:00 AM |
| CLARK & WEINSTOCK | INVESTMENT COMPANY INSTITUTE | Registration | 2000 | 10/27/2000 @ 12:00 AM | |
| CLARK & WEINSTOCK | INVESTMENT COMPANY INSTITUTE | Year-End Report | $80,000.00 | 2000 | 02/09/2001 @ 12:00 AM |
| CLARK & WEINSTOCK | INVESTMENT COMPANY INSTITUTE | Year-End Termination | $10,000.00 | 2004 | 02/14/2005 @ 12:00 AM |
| CLARK & WEINSTOCK | INVESTMENT COMPANY INSTITUTE | Mid-Year Termination | $120,000.00 | 2001 | 08/13/2001 @ 12:00 AM |
| CLARK & WEINSTOCK | INVESTMENT COMPANY INSTITUTE | Registration | 2004 | 02/11/2004 @ 12:00 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $90,000.00 | 2008 | 01/15/2009 @ 12:34 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $50,000.00 | 2009 | 07/17/2009 @ 04:17 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $50,000.00 | 2009 | 01/20/2010 @ 03:04 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $70,000.00 | 2010 | 07/20/2010 @ 03:33 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2009 | 01/14/2011 @ 04:31 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2010 | 10/20/2010 @ 10:14 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $30,000.00 | 2010 | 01/14/2011 @ 04:35 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | 2011 | 04/19/2011 @ 05:00 PM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report (No Activity) | 2011 | 07/20/2011 @ 04:03 PM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/20/2012 @ 03:50 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $10,000.00 | 2012 | 07/20/2012 @ 02:42 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | 2012 | 10/16/2012 @ 11:32 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2012 | 01/18/2013 @ 04:47 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $50,000.00 | 2013 | 07/22/2013 @ 03:43 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $80,000.00 | 2013 | 04/22/2013 @ 04:42 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2013 | 10/21/2013 @ 04:13 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/15/2014 @ 04:45 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2014 | 04/18/2014 @ 03:17 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2014 | 07/18/2014 @ 10:09 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | 2014 | 01/14/2015 @ 04:46 PM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report (No Activity) | 2015 | 07/17/2015 @ 11:45 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | 2015 | 01/15/2016 @ 02:37 PM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2016 | 04/14/2016 @ 12:02 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Termination | $10,000.00 | 2016 | 05/27/2016 @ 03:25 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $140,000.00 | 2008 | 04/10/2008 @ 04:21 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $10,000.00 | 2008 | 10/16/2008 @ 03:37 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2009 | 10/19/2009 @ 02:24 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $80,000.00 | 2010 | 04/20/2010 @ 11:39 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report (No Activity) | 2011 | 10/20/2011 @ 11:09 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2011 | 10/21/2013 @ 03:59 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2012 | 04/20/2012 @ 12:23 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/16/2014 @ 02:23 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report (No Activity) | 2015 | 04/15/2015 @ 04:59 PM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2002 | 08/14/2002 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report (No Activity) | 2015 | 10/16/2015 @ 11:15 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2003 | 04/13/2004 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $100,000.00 | 2003 | 08/14/2003 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2006 | 08/14/2006 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $80,000.00 | 2005 | 08/08/2005 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2004 | 08/13/2004 @ 12:00 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $20,000.00 | 2002 | 02/14/2003 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $20,000.00 | 2006 | 02/13/2007 @ 03:20 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2001 | 02/12/2002 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $120,000.00 | 2005 | 02/13/2006 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2004 | 02/15/2005 @ 12:00 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $220,000.00 | 2007 | 02/13/2008 @ 02:34 PM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $20,000.00 | 2007 | 08/06/2007 @ 11:42 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | Registration | 2001 | 12/27/2001 @ 12:00 AM | |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $50,000.00 | 2008 | 07/17/2008 @ 11:28 AM |
| COVINGTON & BURLING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2009 | 04/17/2009 @ 03:13 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2014 | 01/06/2015 @ 12:45 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2020 | 04/24/2020 @ 09:01 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 08/01/2021 @ 06:00 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/27/2021 @ 03:14 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2013 | 10/09/2013 @ 02:30 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2014 | 04/14/2014 @ 04:50 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/10/2013 @ 08:38 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/09/2013 @ 05:23 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/21/2021 @ 07:11 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2012 | 06/19/2012 @ 02:37 PM | |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2016 | 10/05/2016 @ 11:54 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2015 | 04/01/2015 @ 05:13 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2020 | 10/20/2020 @ 01:05 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2017 | 10/18/2017 @ 10:14 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2019 | 04/15/2019 @ 03:50 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2016 | 07/18/2016 @ 02:00 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/21/2022 @ 04:28 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2012 | 07/13/2012 @ 09:59 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Amendment | $30,000.00 | 2018 | 05/13/2018 @ 12:25 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/20/2022 @ 05:55 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2022 | 10/02/2022 @ 12:12 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2015 | 01/06/2016 @ 12:25 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/10/2014 @ 11:45 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2022 | 01/01/2023 @ 12:29 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2018 | 07/14/2018 @ 11:31 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2018 | 10/17/2018 @ 11:02 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2019 | 10/21/2019 @ 01:41 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2017 | 04/19/2017 @ 06:05 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2015 | 10/06/2015 @ 02:49 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/09/2014 @ 05:16 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | Registration | 2012 | 06/15/2012 @ 03:29 PM | |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/07/2022 @ 03:41 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2023 | 04/02/2023 @ 11:10 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2023 | 07/04/2023 @ 03:42 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2023 | 10/17/2023 @ 06:51 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2023 | 01/03/2024 @ 12:43 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2024 | 04/21/2024 @ 08:07 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2024 | 07/14/2024 @ 03:13 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2019 | 07/27/2019 @ 01:12 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2020 | 07/28/2020 @ 09:19 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/15/2012 @ 05:27 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2018 | 04/17/2018 @ 05:34 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2018 | 01/13/2019 @ 10:10 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $30,000.00 | 2018 | 01/13/2019 @ 11:14 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Amendment | $30,000.00 | 2018 | 07/14/2018 @ 11:36 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2013 | 07/05/2013 @ 12:27 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2014 | 07/10/2014 @ 03:02 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2017 | 07/17/2017 @ 10:47 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2015 | 07/01/2015 @ 11:16 AM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/20/2021 @ 05:35 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2016 | 01/13/2017 @ 04:47 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2016 | 04/06/2016 @ 03:29 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $30,000.00 | 2016 | 01/18/2017 @ 04:12 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2019 | 01/21/2020 @ 01:52 PM |
| DALY CONSULTING GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2017 | 01/24/2018 @ 10:50 AM |
| DAVIS & HARMAN LLP | INVESTMENT COMPANY INSTITUTE | Year-End Termination (No Activity) | 2005 | 02/13/2006 @ 12:00 AM | |
| DAVIS & HARMAN LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report (No Activity) | 2005 | 08/15/2005 @ 12:00 AM | |
| DAVIS & HARMAN LLP | INVESTMENT COMPANY INSTITUTE | Registration | 2004 | 10/20/2004 @ 12:00 AM | |
| DAVIS & HARMAN LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2004 | 02/15/2005 @ 12:00 AM | |
| DICKSTEIN SHAPIRO LLP | INVESTMENT COMPANY INSTITUTE (ICI) | Mid-Year Termination (No Activity) | 2006 | 08/02/2006 @ 12:00 AM | |
| DICKSTEIN SHAPIRO LLP | INVESTMENT COMPANY INSTITUTE (ICI) | Registration | 2005 | 08/12/2005 @ 12:00 AM | |
| DICKSTEIN SHAPIRO LLP | INVESTMENT COMPANY INSTITUTE (ICI) | Year-End Report | $60,000.00 | 2005 | 02/14/2006 @ 12:00 AM |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | 2015 | 03/21/2016 @ 06:16 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | 2014 | 11/19/2014 @ 01:22 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | 2014 | 05/09/2014 @ 02:34 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | 2016 | 07/22/2016 @ 05:47 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | 2016 | 04/07/2017 @ 04:08 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | 2016 | 07/18/2017 @ 04:02 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | 2016 | 07/22/2016 @ 05:46 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | 2015 | 03/21/2016 @ 06:18 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | 2015 | 03/21/2016 @ 06:21 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | 2015 | 03/21/2016 @ 06:20 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | 2014 | 07/24/2014 @ 03:17 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | Registration | 2014 | 01/22/2014 @ 07:04 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | 2014 | 07/21/2014 @ 02:37 PM | |
| DISTRICT ECONOMICS GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | 2014 | 05/18/2015 @ 10:46 AM | |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Registration | 2000 | 08/14/2000 @ 12:00 AM | |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Registration | 2000 | 08/14/2000 @ 12:00 AM | |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $100,000.00 | 2000 | 02/15/2001 @ 12:00 AM |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Mid-Year Termination | 2001 | 06/04/2001 @ 12:00 AM | |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Mid-Year Termination Amendment | $80,000.00 | 2001 | 08/15/2001 @ 12:00 AM |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $20,000.00 | 2000 | 08/14/2000 @ 12:00 AM |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2002 | 02/14/2003 @ 12:00 AM | |
| ERNST & YOUNG LLP (WASHINGTON COUNCIL ERNST & YOUNG) | INVESTMENT COMPANY INSTITUTE | Year-End Termination | $20,000.00 | 2002 | 02/14/2003 @ 12:00 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $10,000.00 | 2023 | 10/20/2023 @ 10:21 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $10,000.00 | 2023 | 07/18/2023 @ 02:23 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2023 | 04/19/2023 @ 11:55 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2012 | 09/26/2012 @ 05:56 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | $30,000.00 | 2012 | 01/18/2013 @ 05:07 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $10,000.00 | 2022 | 10/18/2022 @ 07:00 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $10,000.00 | 2019 | 01/16/2020 @ 10:36 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $10,000.00 | 2020 | 10/20/2020 @ 10:27 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $10,000.00 | 2021 | 10/20/2021 @ 01:50 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $10,000.00 | 2020 | 01/21/2021 @ 11:12 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2019 | 04/30/2019 @ 08:46 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2020 | 04/18/2020 @ 06:03 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $10,000.00 | 2021 | 07/20/2021 @ 10:09 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $10,000.00 | 2020 | 07/17/2020 @ 02:27 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $10,000.00 | 2019 | 07/22/2019 @ 05:23 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2022 | 04/19/2022 @ 07:52 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $10,000.00 | 2022 | 07/20/2022 @ 01:04 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $10,000.00 | 2019 | 10/15/2019 @ 01:24 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $10,000.00 | 2021 | 04/19/2021 @ 02:42 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $10,000.00 | 2021 | 01/20/2022 @ 10:47 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | Registration | 2012 | 07/20/2012 @ 03:08 PM | |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/19/2012 @ 05:41 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $10,000.00 | 2022 | 01/20/2023 @ 01:04 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2019 | 04/23/2019 @ 08:51 AM | |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2024 | 07/22/2024 @ 11:18 AM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2024 | 04/19/2024 @ 02:59 PM |
| FEDERAL RESOURCES GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2023 | 01/22/2024 @ 05:02 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/20/2022 @ 07:44 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2024 | 07/22/2024 @ 09:35 AM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2024 | 04/22/2024 @ 09:51 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2023 | 01/22/2024 @ 09:28 AM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2023 | 10/20/2023 @ 04:49 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2023 | 07/20/2023 @ 05:20 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2023 | 04/20/2023 @ 01:00 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2022 | 01/20/2023 @ 06:40 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2020 | 04/20/2020 @ 04:26 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/21/2021 @ 01:23 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2022 | 11/14/2022 @ 06:04 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/20/2022 @ 11:52 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/20/2021 @ 11:18 AM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2020 | 04/16/2020 @ 09:49 AM | |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2020 | 07/20/2020 @ 05:27 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2020 | 10/20/2020 @ 01:13 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 07/20/2021 @ 11:25 AM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/20/2021 @ 12:57 PM |
| FS VECTOR LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/20/2022 @ 04:14 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $80,000.00 | 2007 | 07/23/2007 @ 01:09 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2006 | 02/12/2007 @ 11:12 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2005 | 12/04/2006 @ 12:00 AM | |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2005 | 12/12/2006 @ 12:00 AM | |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Year-End Report | $100,000.00 | 2007 | 02/12/2008 @ 09:45 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $50,000.00 | 2008 | 04/18/2008 @ 10:29 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2013 | 07/19/2013 @ 05:43 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | 2015 | 01/20/2016 @ 02:10 PM | |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/19/2011 @ 04:29 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/20/2014 @ 01:49 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2010 | 01/19/2011 @ 03:02 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/21/2014 @ 05:06 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 07/18/2012 @ 03:51 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $50,000.00 | 2009 | 04/16/2009 @ 02:38 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2014 | 07/21/2014 @ 11:57 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $50,000.00 | 2009 | 07/15/2009 @ 04:21 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/14/2011 @ 03:04 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2009 | 01/15/2010 @ 04:36 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 04/20/2012 @ 10:38 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2014 | 04/21/2014 @ 03:55 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2010 | 04/19/2010 @ 06:05 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2013 | 10/21/2013 @ 03:53 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/19/2011 @ 09:57 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2009 | 10/15/2009 @ 11:49 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Amendment | $30,000.00 | 2015 | 01/18/2017 @ 11:28 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2010 | 10/20/2010 @ 10:28 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/19/2012 @ 11:07 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2014 | 01/20/2015 @ 04:57 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2015 | 10/20/2015 @ 04:18 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2015 | 01/20/2016 @ 11:18 AM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Termination | 2016 | 04/20/2016 @ 05:14 PM | |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2015 | 04/17/2015 @ 12:18 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/20/2012 @ 12:21 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Registration | 2005 | 11/14/2005 @ 12:00 AM | |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $50,000.00 | 2008 | 07/09/2008 @ 02:48 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $100,000.00 | 2008 | 10/20/2008 @ 05:01 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $50,000.00 | 2008 | 01/15/2009 @ 03:42 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/17/2013 @ 03:34 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/17/2013 @ 04:04 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2015 | 07/20/2015 @ 06:14 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2010 | 07/16/2010 @ 04:40 PM |
| GROOM LAW GROUP, CHARTERED | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2006 | 08/11/2006 @ 12:00 AM |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2023 | 07/20/2023 @ 06:50 PM |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2024 | 07/22/2024 @ 06:30 PM |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2024 | 04/22/2024 @ 08:42 PM |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2023 | 01/22/2024 @ 12:08 PM |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2023 | 10/20/2023 @ 11:58 AM |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2023 | 02/16/2023 @ 03:54 PM | |
| HARBINGER STRATEGIES, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2023 | 04/20/2023 @ 08:37 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,362,595.00 | 2012 | 07/19/2012 @ 04:55 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,240,256.00 | 2008 | 10/20/2008 @ 02:59 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,346,930.00 | 2007 | 08/09/2007 @ 11:20 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $2,960,000.00 | 2000 | 02/08/2001 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $3,360,000.00 | 2003 | 08/13/2003 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $2,060,000.00 | 2004 | 02/22/2005 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,382,625.48 | 2013 | 07/22/2013 @ 03:13 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $840,000.00 | 2021 | 01/20/2022 @ 10:59 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $710,000.00 | 2022 | 01/20/2023 @ 11:50 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,020,000.00 | 2023 | 04/18/2023 @ 05:39 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,500,000.00 | 2023 | 07/20/2023 @ 09:09 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Amendment | $1,490,000.00 | 2023 | 10/19/2023 @ 11:36 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $840,000.00 | 2021 | 01/11/2024 @ 05:31 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,040,000.00 | 2023 | 01/19/2024 @ 03:02 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,320,000.00 | 2024 | 04/22/2024 @ 02:47 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,250,000.00 | 2024 | 07/19/2024 @ 03:20 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $2,791,644.00 | 2006 | 02/13/2007 @ 03:59 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,484,905.00 | 2018 | 10/18/2018 @ 06:30 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $3,237,000.00 | 2005 | 02/23/2006 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,640,000.00 | 2001 | 08/14/2001 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,019,624.00 | 2011 | 01/20/2012 @ 11:42 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,030,000.00 | 2021 | 07/14/2021 @ 10:55 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,010,000.00 | 2022 | 07/20/2022 @ 01:16 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $2,860,000.00 | 2002 | 02/14/2003 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,582,128.00 | 2011 | 10/20/2011 @ 02:58 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,120,000.00 | 2000 | 08/10/2000 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $2,260,000.00 | 1999 | 02/14/2000 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,117,910.00 | 2010 | 04/20/2010 @ 04:26 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,283,256.00 | 2009 | 01/20/2010 @ 12:01 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $953,384.00 | 2008 | 01/21/2009 @ 10:06 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,947,493.00 | 2015 | 10/20/2015 @ 04:48 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,502,069.00 | 2014 | 10/19/2014 @ 07:05 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,359,917.00 | 2009 | 04/20/2009 @ 11:28 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,440,000.00 | 1999 | 08/16/1999 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,080,000.00 | 2020 | 04/20/2020 @ 11:40 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $956,400.00 | 2016 | 01/18/2017 @ 12:29 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,092,912.00 | 2015 | 01/20/2016 @ 01:34 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,198,041.00 | 2015 | 07/15/2015 @ 05:41 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,268,622.00 | 2018 | 07/19/2018 @ 04:41 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $990,000.00 | 2021 | 04/19/2021 @ 10:14 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,515,146.00 | 2017 | 10/19/2017 @ 04:53 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,300,000.00 | 2005 | 08/16/2005 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,700,000.00 | 2004 | 08/13/2004 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $2,540,000.00 | 2003 | 03/03/2004 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,275,212.00 | 2015 | 04/16/2015 @ 03:08 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,556,768.72 | 2012 | 10/19/2012 @ 12:31 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,274,843.41 | 2014 | 04/21/2014 @ 11:16 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,229,071.00 | 2016 | 07/19/2016 @ 12:53 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,230,417.00 | 2016 | 04/19/2016 @ 05:02 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,013,000.00 | 2020 | 07/20/2020 @ 10:44 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,472,087.11 | 2013 | 10/18/2013 @ 02:43 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,037,934.00 | 2017 | 01/19/2018 @ 02:39 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,190,150.00 | 2014 | 07/18/2014 @ 03:14 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,170,000.00 | 2011 | 07/20/2011 @ 02:46 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,646,075.00 | 2009 | 10/20/2009 @ 11:35 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,920,000.00 | 2002 | 08/08/2002 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,144,013.00 | 2012 | 04/20/2012 @ 01:11 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,438,483.00 | 2010 | 10/20/2010 @ 04:18 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,409,600.00 | 2008 | 07/18/2008 @ 02:47 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,553,577.00 | 2008 | 04/21/2008 @ 04:55 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,253,107.00 | 2010 | 07/20/2010 @ 04:09 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $3,283,911.00 | 2007 | 02/13/2008 @ 04:22 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $2,620,000.00 | 2006 | 08/04/2006 @ 12:00 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,247,644.00 | 2011 | 04/20/2011 @ 09:39 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,720,000.00 | 2021 | 10/20/2021 @ 02:55 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $970,000.00 | 2020 | 01/20/2021 @ 01:17 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,310,000.00 | 2019 | 10/16/2019 @ 02:49 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,390,000.00 | 2019 | 04/17/2019 @ 04:53 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $891,589.00 | 2018 | 01/18/2019 @ 02:19 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,269,683.00 | 2017 | 04/18/2017 @ 01:56 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,546,831.00 | 2016 | 10/19/2016 @ 01:36 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,130,086.00 | 2014 | 01/20/2015 @ 12:47 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,159,465.00 | 2017 | 07/20/2017 @ 03:30 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,090,000.00 | 2019 | 01/17/2020 @ 02:12 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,001,729.00 | 2012 | 01/18/2013 @ 10:27 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $997,907.00 | 2010 | 01/20/2011 @ 03:20 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,498,000.00 | 2020 | 10/20/2020 @ 09:45 AM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,467,189.00 | 2013 | 04/18/2013 @ 05:59 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $1,128,074.00 | 2013 | 01/17/2014 @ 05:04 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $1,396,868.00 | 2018 | 04/18/2018 @ 06:26 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $950,000.00 | 2022 | 04/20/2022 @ 02:35 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,234,965.00 | 2009 | 07/20/2009 @ 03:23 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $1,230,000.00 | 2022 | 10/20/2022 @ 09:12 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $1,090,000.00 | 2019 | 07/19/2019 @ 12:34 PM |
| INVESTMENT COMPANY INSTITUTE | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2001 | 02/14/2002 @ 12:00 AM | |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2018 | 01/17/2019 @ 10:52 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Termination | $10,000.00 | 2019 | 07/17/2019 @ 10:34 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2019 | 04/17/2019 @ 04:33 PM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2017 | 10/18/2017 @ 10:09 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2018 | 10/18/2018 @ 10:00 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2017 | 01/16/2018 @ 09:45 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2016 | 07/20/2016 @ 11:27 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2016 | 01/17/2017 @ 09:59 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2017 | 04/14/2017 @ 10:58 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2017 | 07/18/2017 @ 11:00 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2015 | 10/20/2015 @ 10:28 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2015 | 01/20/2016 @ 11:16 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2014 | 10/16/2014 @ 12:23 PM | |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/20/2014 @ 10:31 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2014 | 01/20/2015 @ 10:53 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2015 | 04/16/2015 @ 03:25 PM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2016 | 04/20/2016 @ 11:10 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2016 | 10/11/2016 @ 09:13 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2018 | 04/18/2018 @ 10:24 AM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2018 | 07/19/2018 @ 03:06 PM |
| JAMES W SEGEL LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2015 | 07/17/2015 @ 09:47 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2017 | 07/11/2017 @ 03:06 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2020 | 01/19/2021 @ 04:26 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2019 | 10/20/2019 @ 05:31 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2010 | 01/19/2011 @ 02:35 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2021 | 10/18/2021 @ 11:39 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2009 | 10/19/2009 @ 05:03 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2020 | 04/17/2020 @ 01:15 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2011 | 07/19/2011 @ 02:54 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2019 | 04/19/2019 @ 05:56 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report (No Activity) | $10,000.00 | 2015 | 04/16/2015 @ 03:34 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report (No Activity) | $10,000.00 | 2015 | 07/15/2015 @ 02:11 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2020 | 10/19/2020 @ 04:01 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2010 | 04/16/2010 @ 04:54 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2018 | 01/11/2019 @ 02:11 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2016 | 10/07/2016 @ 11:41 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report (No Activity) | $10,000.00 | 2015 | 10/19/2015 @ 10:21 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report (No Activity) | $10,000.00 | 2014 | 01/14/2015 @ 04:06 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report (No Activity) | $10,000.00 | 2014 | 10/23/2014 @ 12:13 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report (No Activity) | $10,000.00 | 2014 | 04/18/2014 @ 11:55 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report (No Activity) | $10,000.00 | 2013 | 07/21/2013 @ 07:55 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2010 | 07/16/2010 @ 04:14 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2012 | 07/19/2012 @ 05:06 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2012 | 04/18/2012 @ 02:45 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2018 | 10/10/2018 @ 03:19 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2019 | 07/22/2019 @ 01:35 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2018 | 07/18/2018 @ 12:59 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2021 | 04/19/2021 @ 10:45 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2014 | 07/18/2014 @ 12:35 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2011 | 10/19/2011 @ 03:08 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2022 | 10/19/2022 @ 01:40 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2017 | 10/18/2017 @ 02:45 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2021 | 01/19/2022 @ 09:38 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2017 | 01/21/2018 @ 12:50 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report (No Activity) | $10,000.00 | 2015 | 01/19/2016 @ 01:24 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2024 | 07/16/2024 @ 10:49 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2024 | 04/17/2024 @ 02:53 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2023 | 01/17/2024 @ 11:38 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2023 | 10/19/2023 @ 04:16 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2023 | 07/18/2023 @ 08:27 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2023 | 04/19/2023 @ 09:35 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2022 | 01/16/2023 @ 05:40 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2009 | 01/19/2010 @ 11:01 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | Registration | 2008 | 06/13/2008 @ 04:14 PM | |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | Registration | 2008 | 06/13/2008 @ 02:53 PM | |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | Registration - Amendment | 2008 | 01/21/2011 @ 12:45 PM | |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | 2008 | 07/20/2008 @ 06:28 PM | |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2008 | 10/17/2008 @ 03:14 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2008 | 01/19/2009 @ 05:04 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2009 | 05/21/2009 @ 02:13 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report (No Activity) | $10,000.00 | 2013 | 10/18/2013 @ 05:25 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2022 | 07/19/2022 @ 02:17 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2010 | 10/19/2010 @ 07:23 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 3rd Quarter - Report | $10,000.00 | 2012 | 10/19/2012 @ 10:26 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report (No Activity) | $10,000.00 | 2012 | 01/18/2013 @ 04:17 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report (No Activity) | $10,000.00 | 2013 | 04/19/2013 @ 12:48 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report (No Activity) | $10,000.00 | 2013 | 01/20/2014 @ 11:55 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report (No Activity) | $10,000.00 | 2016 | 07/14/2016 @ 11:12 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2019 | 01/13/2020 @ 09:43 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Amendment | $10,000.00 | 2016 | 07/14/2016 @ 12:03 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2020 | 07/18/2020 @ 02:56 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2022 | 04/19/2022 @ 08:37 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2016 | 01/13/2017 @ 01:09 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2018 | 04/16/2018 @ 05:43 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 4th Quarter - Report | $10,000.00 | 2011 | 01/19/2012 @ 11:27 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2017 | 04/11/2017 @ 03:24 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report (No Activity) | $10,000.00 | 2016 | 04/14/2016 @ 04:08 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2021 | 07/19/2021 @ 04:41 PM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 1st Quarter - Report | $10,000.00 | 2011 | 04/20/2011 @ 07:09 AM |
| JOHN DUNCAN AND ASSOCIATES, LLC | THE LIVINGSTON GROUP (ON BEHALF OF THE INVESTMENT COMPANY INSTITUTE) | 2nd Quarter - Report | $10,000.00 | 2009 | 07/17/2009 @ 03:39 PM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2008 | 01/21/2009 @ 04:26 PM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | Registration | 2007 | 05/08/2007 @ 02:01 PM | |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2008 | 04/19/2008 @ 02:45 PM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2008 | 07/20/2008 @ 09:59 AM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2008 | 10/20/2008 @ 08:43 AM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2007 | 02/11/2008 @ 03:15 PM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $30,000.00 | 2007 | 08/08/2007 @ 05:16 PM |
| KING & SPALDING LLP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Termination (No Activity) | 2009 | 04/20/2009 @ 05:00 PM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Registration | 1999 | 10/26/1999 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report (No Activity) | 2005 | 08/31/2005 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Termination (No Activity) | 2005 | 02/09/2006 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $200,000.00 | 2000 | 08/07/2000 @ 12:00 AM |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2004 | 09/01/2004 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2003 | 07/13/2004 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $160,000.00 | 1999 | 02/10/2000 @ 12:00 AM |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $120,000.00 | 2000 | 01/29/2001 @ 12:00 AM |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2001 | 08/01/2001 @ 12:00 AM |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2001 | 02/14/2002 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2002 | 08/14/2002 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2002 | 02/10/2003 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2003 | 08/11/2003 @ 12:00 AM | |
| K&L GATES LLP | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2004 | 03/03/2005 @ 12:00 AM | |
| K&L GATES, LLP | INVESTMENT COMPANY INSTITUTE (ICI) | 4th Quarter - Report | $30,000.00 | 2008 | 01/20/2009 @ 12:19 PM |
| K&L GATES, LLP | INVESTMENT COMPANY INSTITUTE (ICI) | Registration | 2008 | 10/31/2008 @ 01:31 PM | |
| K&L GATES, LLP | INVESTMENT COMPANY INSTITUTE (ICI) | 1st Quarter - Termination (No Activity) | 2009 | 04/19/2009 @ 05:16 PM | |
| MESSICK & ASSOCIATES | LIVINGSTON GROUP (INVESTMENT COMPANY INSTITUTE) | Registration | 2005 | 02/17/2005 @ 12:00 AM | |
| MESSICK & ASSOCIATES | LIVINGSTON GROUP (INVESTMENT COMPANY INSTITUTE) | Mid-Year Report | $20,000.00 | 2005 | 08/09/2005 @ 12:00 AM |
| MESSICK & ASSOCIATES | LIVINGSTON GROUP (INVESTMENT COMPANY INSTITUTE) | Year-End Report | $40,000.00 | 2005 | 06/23/2006 @ 12:00 AM |
| MESSICK & ASSOCIATES | LIVINGSTON GROUP (INVESTMENT COMPANY INSTITUTE) | Year-End Termination | $30,000.00 | 2006 | 02/09/2007 @ 04:42 PM |
| MESSICK & ASSOCIATES | LIVINGSTON GROUP (INVESTMENT COMPANY INSTITUTE) | Mid-Year Report | $40,000.00 | 2006 | 07/28/2006 @ 12:00 AM |
| MINDSET ADVOCACY, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2009 | 04/17/2009 @ 11:45 AM | |
| MINDSET ADVOCACY, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Termination | $10,000.00 | 2009 | 07/17/2009 @ 04:02 PM |
| MINDSET ADVOCACY, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2009 | 04/20/2009 @ 02:50 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2019 | 10/28/2019 @ 12:59 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2019 | 04/23/2019 @ 05:44 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2018 | 01/29/2019 @ 09:02 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2018 | 10/23/2018 @ 09:40 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2018 | 07/03/2018 @ 09:29 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2018 | 04/21/2018 @ 07:28 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2017 | 10/06/2017 @ 08:51 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2017 | 07/24/2017 @ 08:03 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2016 | 01/05/2017 @ 05:49 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2016 | 10/19/2016 @ 07:45 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2015 | 01/11/2016 @ 04:24 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2015 | 07/17/2015 @ 09:13 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2015 | 04/18/2015 @ 12:58 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2014 | 04/13/2014 @ 11:08 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2013 | 01/14/2014 @ 11:38 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2013 | 04/17/2013 @ 10:42 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2012 | 10/16/2012 @ 01:43 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | Registration | 2012 | 08/06/2012 @ 09:53 AM | |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2021 | 10/27/2021 @ 12:48 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $21,000.00 | 2024 | 07/25/2024 @ 06:10 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $21,000.00 | 2024 | 04/01/2024 @ 09:53 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $21,000.00 | 2023 | 01/02/2024 @ 02:13 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $21,000.00 | 2023 | 10/20/2023 @ 02:28 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $21,000.00 | 2023 | 08/05/2023 @ 06:22 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $21,000.00 | 2023 | 05/03/2023 @ 11:40 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $21,000.00 | 2022 | 01/07/2023 @ 01:13 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2013 | 07/14/2013 @ 10:08 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2013 | 10/16/2013 @ 10:55 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2012 | 01/16/2013 @ 12:12 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2014 | 07/13/2014 @ 09:41 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2014 | 10/17/2014 @ 11:02 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2014 | 01/13/2015 @ 02:51 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2015 | 10/25/2015 @ 10:21 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2016 | 04/20/2016 @ 06:16 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2017 | 01/12/2018 @ 10:02 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $21,000.00 | 2022 | 05/05/2022 @ 01:54 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $21,000.00 | 2022 | 07/04/2022 @ 01:57 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $21,000.00 | 2021 | 01/05/2022 @ 10:12 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2016 | 07/18/2016 @ 11:58 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2017 | 04/05/2017 @ 06:10 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $21,000.00 | 2022 | 10/07/2022 @ 06:29 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2021 | 07/30/2021 @ 08:22 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2021 | 04/30/2021 @ 11:22 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2020 | 01/21/2021 @ 04:44 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2020 | 10/27/2020 @ 10:51 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2020 | 07/02/2020 @ 12:44 PM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2020 | 04/26/2020 @ 09:07 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2019 | 01/29/2020 @ 07:46 AM |
| MR. DOYCE BOESCH | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2019 | 07/29/2019 @ 08:54 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $22,500.00 | 2009 | 01/26/2010 @ 08:19 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2007 | 02/14/2008 @ 05:01 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/07/2013 @ 02:15 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/06/2012 @ 09:30 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/14/2011 @ 06:20 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2010 | 10/14/2010 @ 07:55 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2010 | 07/22/2010 @ 10:49 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2009 | 10/07/2009 @ 11:48 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $15,000.00 | 2013 | 10/21/2013 @ 10:26 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $25,000.00 | 2009 | 07/08/2009 @ 10:31 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2009 | 04/20/2009 @ 12:40 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $100,000.00 | 2008 | 01/22/2009 @ 03:45 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2008 | 10/16/2008 @ 01:16 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2008 | 10/16/2008 @ 01:14 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Amendment | $30,000.00 | 2008 | 10/16/2008 @ 01:12 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2008 | 07/22/2008 @ 01:37 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2008 | 04/03/2008 @ 05:13 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2007 | 08/14/2007 @ 12:00 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2006 | 10/02/2007 @ 12:00 AM | |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2010 | 04/27/2010 @ 02:35 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2010 | 07/22/2010 @ 11:09 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2010 | 01/13/2011 @ 12:33 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/13/2011 @ 05:45 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 03/09/2012 @ 09:21 AM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 06/27/2012 @ 06:00 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/23/2013 @ 12:29 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $15,000.00 | 2013 | 07/27/2013 @ 08:55 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | $15,000.00 | 2013 | 01/10/2014 @ 05:15 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/07/2011 @ 05:06 PM |
| MULTIPLE STRATEGIES LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 03/09/2012 @ 09:05 AM |
| OGR | INVESTMENT COMPANY INSTITUTE | Registration | 2010 | 05/06/2010 @ 04:19 PM | |
| OGR | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/14/2011 @ 11:22 AM |
| OGR | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2010 | 10/18/2010 @ 03:40 PM |
| OGR | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/18/2011 @ 09:42 PM |
| OGR | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2010 | 01/20/2011 @ 10:33 AM |
| OGR | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2010 | 07/19/2010 @ 08:52 PM |
| OGR | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Termination | $10,000.00 | 2012 | 07/20/2012 @ 12:01 PM |
| OGR | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 04/17/2012 @ 11:31 PM |
| OGR | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/17/2012 @ 02:51 PM |
| OGR | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/19/2011 @ 09:18 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Year-End Report | $120,000.00 | 2006 | 02/09/2007 @ 05:15 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2017 | 10/20/2017 @ 12:55 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Year-End Report | $120,000.00 | 2005 | 02/08/2006 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Year-End Report | $120,000.00 | 2004 | 02/14/2005 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $120,000.00 | 2005 | 08/15/2005 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | $10,000.00 | 2017 | 01/22/2018 @ 10:56 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2016 | 04/20/2016 @ 05:14 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/22/2013 @ 03:51 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2013 | 07/22/2013 @ 03:07 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/22/2013 @ 09:23 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/22/2012 @ 05:10 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 04/20/2012 @ 07:51 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/20/2011 @ 02:44 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2010 | 04/19/2010 @ 05:37 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/20/2012 @ 06:42 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2015 | 10/20/2015 @ 08:12 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2015 | 07/20/2015 @ 08:27 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2010 | 01/20/2011 @ 06:53 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Registration | 2002 | 03/26/2002 @ 12:00 AM | |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2016 | 01/23/2017 @ 06:25 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2015 | 04/20/2015 @ 07:20 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2014 | 01/20/2015 @ 09:02 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2009 | 01/20/2010 @ 06:17 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/20/2014 @ 04:38 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2017 | 04/20/2017 @ 03:33 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2017 | 07/20/2017 @ 03:05 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2015 | 01/20/2016 @ 09:55 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2014 | 04/21/2014 @ 05:46 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2013 | 10/21/2013 @ 04:34 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2008 | 10/17/2008 @ 09:25 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2016 | 10/20/2016 @ 02:52 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/20/2011 @ 09:12 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 07/20/2012 @ 04:32 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/20/2011 @ 01:07 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2016 | 07/20/2016 @ 04:28 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/22/2014 @ 04:17 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 09/26/2014 @ 12:22 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2008 | 04/21/2008 @ 08:49 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2009 | 07/20/2009 @ 08:30 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Amendment | $30,000.00 | 2009 | 07/29/2009 @ 12:06 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2014 | 07/21/2014 @ 04:21 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2007 | 02/11/2008 @ 07:40 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2009 | 04/20/2009 @ 10:52 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2008 | 01/21/2009 @ 08:01 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2007 | 08/09/2007 @ 12:47 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2002 | 08/14/2002 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $120,000.00 | 2006 | 08/08/2006 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2004 | 08/16/2004 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $120,000.00 | 2004 | 08/16/2004 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $320,000.00 | 2003 | 08/14/2003 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2002 | 02/14/2003 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | Year-End Report | $160,000.00 | 2003 | 02/17/2004 @ 12:00 AM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2010 | 10/20/2010 @ 04:39 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2010 | 07/20/2010 @ 07:15 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2009 | 10/20/2009 @ 08:59 PM |
| PODESTA GROUP, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2008 | 07/21/2008 @ 07:32 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2020 | 04/17/2020 @ 05:15 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2024 | 07/18/2024 @ 03:23 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2024 | 04/18/2024 @ 02:41 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2023 | 01/22/2024 @ 02:57 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2023 | 10/20/2023 @ 11:13 AM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2023 | 07/19/2023 @ 10:42 AM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2023 | 04/12/2023 @ 12:10 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2022 | 01/18/2023 @ 12:44 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2022 | 10/20/2022 @ 02:08 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/20/2022 @ 03:07 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/20/2022 @ 01:27 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2020 | 10/20/2020 @ 01:13 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2020 | 07/17/2020 @ 02:04 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/19/2022 @ 04:27 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | Registration | 2020 | 01/16/2020 @ 04:36 PM | |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2020 | 01/19/2021 @ 01:53 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/20/2021 @ 02:30 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/20/2021 @ 03:52 PM |
| PUBLIC STRATEGIES WASHINGTON, INC. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 07/20/2021 @ 12:50 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2007 | 02/14/2008 @ 10:54 AM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2008 | 04/16/2008 @ 01:14 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report (No Activity) | 2001 | 08/17/2001 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2008 | 07/08/2008 @ 01:58 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2008 | 10/20/2008 @ 01:43 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2000 | 08/18/2000 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2000 | 02/21/2001 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2004 | 02/25/2005 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Amendment (No Activity) | 2001 | 07/29/2002 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2001 | 07/29/2002 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report (No Activity) | 2002 | 07/31/2002 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2006 | 02/12/2007 @ 03:19 PM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2009 | 07/10/2009 @ 02:39 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2008 | 01/19/2009 @ 12:44 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $20,000.00 | 1999 | 02/22/2000 @ 12:00 AM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2002 | 02/14/2003 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report (No Activity) | 2004 | 08/25/2004 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report (No Activity) | 2003 | 08/13/2003 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2006 | 08/02/2006 @ 12:00 AM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2005 | 02/13/2006 @ 12:00 AM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Termination | $20,000.00 | 2009 | 10/19/2009 @ 03:34 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2007 | 08/01/2007 @ 03:22 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2005 | 08/17/2005 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 1999 | 08/18/1999 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | Year-End Report (No Activity) | 2003 | 02/24/2004 @ 12:00 AM | |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2009 | 04/20/2009 @ 02:19 PM |
| PWC US GROUP LLP (FKA PRICEWATERHOUSECOOPERS) | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2009 | 04/20/2009 @ 02:20 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2013 | 04/20/2013 @ 10:39 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Registration | 2009 | 04/10/2009 @ 11:40 AM | |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2010 | 07/18/2010 @ 09:20 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2015 | 07/20/2015 @ 06:16 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2019 | 10/20/2019 @ 05:48 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2018 | 10/19/2018 @ 11:07 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2017 | 10/18/2017 @ 05:16 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2009 | 07/09/2009 @ 11:19 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/18/2021 @ 07:50 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/19/2022 @ 02:19 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2009 | 07/30/2009 @ 02:45 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/17/2022 @ 07:54 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2010 | 10/18/2010 @ 10:39 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2017 | 04/20/2017 @ 09:45 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2012 | 01/18/2013 @ 10:24 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 07/17/2021 @ 10:58 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2016 | 07/19/2016 @ 05:51 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2018 | 01/18/2019 @ 08:58 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2010 | 01/19/2011 @ 10:18 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2020 | 04/19/2020 @ 09:59 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2009 | 01/19/2010 @ 11:34 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2018 | 04/19/2018 @ 03:33 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2014 | 01/20/2015 @ 10:44 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2016 | 04/19/2016 @ 10:35 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2015 | 04/20/2015 @ 10:52 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2010 | 04/19/2010 @ 09:01 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2020 | 07/17/2020 @ 03:28 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2017 | 07/18/2017 @ 11:52 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Termination | $20,000.00 | 2022 | 10/19/2022 @ 08:43 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2017 | 01/19/2018 @ 06:54 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2018 | 07/19/2018 @ 04:02 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2014 | 10/19/2014 @ 04:30 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2019 | 04/19/2019 @ 10:27 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2016 | 10/15/2016 @ 09:14 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2019 | 07/18/2019 @ 11:22 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2015 | 10/19/2015 @ 10:50 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/20/2021 @ 01:33 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2015 | 01/18/2016 @ 10:37 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2016 | 01/15/2017 @ 06:55 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2019 | 01/20/2020 @ 02:01 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2012 | 04/18/2012 @ 08:04 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2011 | 04/18/2011 @ 11:06 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2012 | 07/18/2012 @ 06:57 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2012 | 10/14/2012 @ 08:39 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2013 | 10/20/2013 @ 03:19 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2013 | 01/16/2014 @ 12:28 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2020 | 10/15/2020 @ 01:19 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/18/2021 @ 10:50 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2009 | 10/07/2009 @ 04:34 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2011 | 01/19/2012 @ 09:57 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2013 | 07/17/2013 @ 10:59 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2011 | 07/20/2011 @ 12:05 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2011 | 10/17/2011 @ 10:22 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2014 | 04/19/2014 @ 08:32 AM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2014 | 07/16/2014 @ 10:24 PM |
| RAFFANIELLO & ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/19/2022 @ 04:16 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2019 | 01/16/2020 @ 01:53 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2019 | 07/19/2019 @ 11:07 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2020 | 10/08/2020 @ 01:16 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2020 | 04/21/2020 @ 10:25 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2020 | 07/09/2020 @ 10:43 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2019 | 05/13/2019 @ 12:46 PM | |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2024 | 07/12/2024 @ 02:16 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2024 | 04/20/2024 @ 08:21 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2023 | 01/19/2024 @ 05:38 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2023 | 10/19/2023 @ 10:32 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2023 | 07/08/2023 @ 04:31 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2023 | 04/19/2023 @ 03:24 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2022 | 01/10/2023 @ 03:02 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2019 | 10/17/2019 @ 09:41 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/11/2022 @ 10:13 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2019 | 10/15/2019 @ 04:16 PM | |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/06/2022 @ 06:41 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/18/2022 @ 03:07 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 07/07/2021 @ 01:31 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/09/2021 @ 06:32 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/15/2021 @ 11:50 AM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2022 | 10/10/2022 @ 03:41 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Amendment | $30,000.00 | 2021 | 01/06/2022 @ 06:49 PM |
| RESOLUTION PUBLIC AFFAIRS, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/11/2021 @ 04:51 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2007 | 02/20/2008 @ 07:34 PM | |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Year-End Amendment | $20,000.00 | 2007 | 07/21/2008 @ 05:18 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Registration | 2007 | 02/20/2008 @ 06:18 PM | |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Termination | $20,000.00 | 2009 | 03/12/2009 @ 06:52 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2008 | 10/20/2008 @ 04:24 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2008 | 07/18/2008 @ 08:21 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2008 | 07/18/2008 @ 07:45 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Year-End Termination | $20,000.00 | 2007 | 11/30/2007 @ 06:19 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2007 | 08/22/2007 @ 12:00 AM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2007 | 08/22/2007 @ 12:00 AM | |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2008 | 01/21/2009 @ 06:20 PM |
| ROMAN BUHLER AND ASSOCIATES | INVESTMENT COMPANY INSTITUTE | Registration | 2007 | 02/23/2007 @ 12:00 AM | |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2010 | 04/20/2010 @ 12:58 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2013 | 10/21/2013 @ 11:20 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2012 | 04/20/2012 @ 12:05 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2011 | 01/19/2012 @ 06:44 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2008 | 10/20/2008 @ 02:55 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | $20,000.00 | 2017 | 01/22/2018 @ 12:49 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2012 | 10/22/2012 @ 12:45 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2017 | 04/20/2017 @ 11:04 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2016 | 01/23/2017 @ 01:43 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2016 | 10/20/2016 @ 11:33 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2016 | 04/20/2016 @ 11:09 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2015 | 01/20/2016 @ 11:27 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2017 | 10/19/2017 @ 02:30 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2015 | 10/20/2015 @ 12:45 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2014 | 01/20/2015 @ 12:29 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2014 | 10/20/2014 @ 11:01 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2015 | 07/20/2015 @ 12:09 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2014 | 07/21/2014 @ 01:12 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2013 | 01/21/2014 @ 09:17 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2013 | 04/22/2013 @ 10:43 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2012 | 01/22/2013 @ 12:27 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2012 | 07/20/2012 @ 12:17 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2011 | 10/20/2011 @ 03:57 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2011 | 07/20/2011 @ 02:59 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2011 | 04/20/2011 @ 01:48 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2010 | 01/20/2011 @ 12:48 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2010 | 10/20/2010 @ 11:13 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2010 | 07/20/2010 @ 01:09 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2009 | 01/20/2010 @ 04:09 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2009 | 10/20/2009 @ 12:30 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2009 | 07/20/2009 @ 12:46 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2009 | 04/09/2009 @ 05:08 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $20,000.00 | 2008 | 01/14/2009 @ 05:46 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2014 | 04/21/2014 @ 12:36 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2008 | 07/21/2008 @ 11:55 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2006 | 04/11/2006 @ 12:00 AM | |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2015 | 04/20/2015 @ 12:12 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2013 | 07/22/2013 @ 12:04 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2017 | 07/20/2017 @ 02:09 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2016 | 07/20/2016 @ 11:47 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $20,000.00 | 2008 | 04/21/2008 @ 02:50 PM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2006 | 07/27/2006 @ 12:00 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2006 | 02/07/2007 @ 11:29 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2007 | 07/27/2007 @ 10:50 AM |
| RR&G, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2007 | 02/13/2008 @ 07:57 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Registration | 2007 | 03/22/2007 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $45,000.00 | 2007 | 08/10/2007 @ 11:16 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Registration | 2003 | 07/09/2003 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | $15,000.00 | 2005 | 02/08/2006 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $15,000.00 | 2006 | 08/14/2006 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Termination Amendment | $25,000.00 | 2001 | 06/25/2002 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $25,000.00 | 2001 | 08/21/2001 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2004 | 08/26/2004 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $15,000.00 | 2008 | 04/17/2008 @ 01:35 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | $45,000.00 | 2007 | 02/13/2008 @ 03:14 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2010 | 04/13/2010 @ 03:56 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2009 | 01/21/2010 @ 10:53 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $15,000.00 | 2009 | 07/16/2009 @ 12:17 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $15,000.00 | 2009 | 04/17/2009 @ 09:55 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $15,000.00 | 2008 | 10/15/2008 @ 02:33 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $15,000.00 | 2008 | 07/16/2008 @ 02:31 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | $15,000.00 | 2005 | 02/07/2006 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $15,000.00 | 2005 | 08/22/2005 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2004 | 02/22/2005 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Termination | $15,000.00 | 2006 | 01/09/2007 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $25,000.00 | 1999 | 08/09/1999 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Termination | 2014 | 01/12/2015 @ 10:07 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $15,000.00 | 2014 | 10/08/2014 @ 11:44 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2014 | 07/09/2014 @ 04:29 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2014 | 03/24/2014 @ 02:09 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/16/2014 @ 11:29 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2013 | 10/15/2013 @ 01:47 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2013 | 07/09/2013 @ 11:29 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/10/2013 @ 04:32 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/14/2013 @ 02:24 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/12/2012 @ 10:59 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 04/18/2012 @ 10:03 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/19/2012 @ 11:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/20/2011 @ 10:43 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2011 | 04/12/2011 @ 01:38 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2010 | 07/19/2010 @ 01:54 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | 2003 | 01/30/2004 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2003 | 08/22/2003 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | 2004 | 08/26/2004 @ 12:00 AM | |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | $25,000.00 | 2000 | 02/05/2001 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $25,000.00 | 2000 | 08/10/2000 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | Year-End Report | $25,000.00 | 1999 | 02/11/2000 @ 12:00 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Amendment | $30,000.00 | 2012 | 10/15/2012 @ 03:59 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 07/16/2012 @ 03:12 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/13/2011 @ 02:29 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2010 | 01/18/2011 @ 12:44 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2010 | 10/18/2010 @ 03:30 PM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2009 | 10/15/2009 @ 10:40 AM |
| SMITH, COSTELLO & CRAWFORD | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $15,000.00 | 2008 | 01/19/2009 @ 10:46 AM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2013 | 01/14/2014 @ 04:20 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report (No Activity) | $20,000.00 | 2019 | 07/22/2019 @ 05:06 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2017 | 07/20/2017 @ 04:34 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2016 | 10/20/2016 @ 08:32 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2016 | 01/23/2017 @ 06:11 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2009 | 07/20/2009 @ 05:30 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2019 | 04/22/2019 @ 05:26 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2015 | 07/20/2015 @ 03:59 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2012 | 10/19/2012 @ 05:32 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2012 | 04/19/2012 @ 04:56 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2011 | 07/20/2011 @ 04:32 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2011 | 04/19/2011 @ 06:18 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2010 | 04/20/2010 @ 05:02 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | Registration | 2009 | 06/22/2009 @ 06:30 PM | |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2017 | 10/20/2017 @ 01:19 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2016 | 07/20/2016 @ 06:35 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2018 | 10/22/2018 @ 05:25 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2014 | 04/21/2014 @ 05:51 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2010 | 07/20/2010 @ 05:04 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2018 | 04/20/2018 @ 01:34 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2014 | 07/21/2014 @ 04:32 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2013 | 07/18/2013 @ 01:19 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2018 | 07/20/2018 @ 05:07 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2014 | 10/20/2014 @ 06:15 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2013 | 10/18/2013 @ 10:50 AM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2009 | 10/20/2009 @ 06:03 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2017 | 01/22/2018 @ 03:16 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2010 | 01/20/2011 @ 11:49 AM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2011 | 10/20/2011 @ 02:49 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2011 | 01/20/2012 @ 05:38 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $40,000.00 | 2012 | 07/20/2012 @ 04:30 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Termination (No Activity) | 2019 | 10/18/2019 @ 11:54 AM | |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2012 | 01/18/2013 @ 04:03 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2013 | 04/19/2013 @ 03:13 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2015 | 01/20/2016 @ 05:44 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2018 | 01/22/2019 @ 06:40 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2009 | 01/20/2010 @ 12:48 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2016 | 04/20/2016 @ 06:27 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2017 | 04/20/2017 @ 05:42 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2010 | 10/20/2010 @ 04:03 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $40,000.00 | 2015 | 10/20/2015 @ 04:37 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $40,000.00 | 2015 | 04/17/2015 @ 03:46 PM |
| STERNHELL GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $40,000.00 | 2014 | 01/20/2015 @ 06:42 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2007 | 02/13/2008 @ 01:35 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2009 | 07/16/2009 @ 10:51 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2009 | 01/18/2010 @ 10:24 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2010 | 07/13/2010 @ 10:43 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2010 | 04/14/2010 @ 03:24 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2011 | 07/20/2011 @ 12:15 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $20,000.00 | 2009 | 10/20/2009 @ 11:05 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Termination Amendment | $22,500.00 | 2012 | 08/03/2012 @ 01:40 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2011 | 10/18/2011 @ 02:56 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2011 | 04/18/2011 @ 01:49 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2011 | 01/20/2012 @ 02:29 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | Registration | 2006 | 04/28/2006 @ 12:00 AM | |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2009 | 04/17/2009 @ 11:03 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2010 | 01/18/2011 @ 01:16 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2012 | 07/12/2012 @ 12:09 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2008 | 01/21/2009 @ 11:52 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $20,000.00 | 2008 | 07/15/2008 @ 11:45 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2006 | 01/22/2007 @ 12:00 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2006 | 08/03/2006 @ 12:00 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2007 | 08/02/2007 @ 12:35 PM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2012 | 04/20/2012 @ 09:41 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2010 | 10/13/2010 @ 10:11 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2008 | 10/17/2008 @ 11:41 AM |
| STRATEGIC HEALTH CARE | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2008 | 04/18/2008 @ 01:27 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2007 | 02/12/2008 @ 03:58 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | Year-End Report | $40,000.00 | 2006 | 02/09/2007 @ 12:38 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $20,000.00 | 2006 | 07/31/2006 @ 12:00 AM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $22,500.00 | 2008 | 07/15/2008 @ 12:59 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2008 | 04/20/2008 @ 11:38 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $22,500.00 | 2008 | 10/16/2008 @ 03:19 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2007 | 08/09/2007 @ 11:15 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | Registration | 2006 | 05/04/2006 @ 12:00 AM | |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $22,500.00 | 2008 | 01/17/2009 @ 11:18 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $22,500.00 | 2009 | 04/18/2009 @ 07:35 PM |
| THE BAPTISTA GROUP | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Termination | $7,500.00 | 2009 | 07/19/2009 @ 01:55 PM |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2004 | 02/10/2005 @ 12:00 AM |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2004 | 08/16/2004 @ 12:00 AM |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2003 | 02/17/2004 @ 12:00 AM |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2005 | 08/12/2005 @ 12:00 AM |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Year-End Termination (No Activity) | 2005 | 02/10/2006 @ 12:00 AM | |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Year-End Report | $60,000.00 | 2005 | 02/10/2006 @ 12:00 AM |
| THELEN (FORMERLY, THELEN REID BROWN RAYSMAN & STEINER LLP) | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $40,000.00 | 2003 | 08/14/2003 @ 12:00 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2020 | 07/15/2020 @ 11:52 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $50,000.00 | 2008 | 01/16/2009 @ 04:31 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2021 | 10/19/2021 @ 04:33 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2012 | 04/20/2012 @ 04:09 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2018 | 07/17/2018 @ 10:49 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $50,000.00 | 2008 | 07/15/2008 @ 02:48 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2013 | 04/19/2013 @ 02:22 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2018 | 04/13/2018 @ 04:12 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $100,000.00 | 2005 | 02/09/2006 @ 12:00 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2005 | 04/15/2005 @ 12:00 AM | |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2018 | 01/16/2019 @ 01:57 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2014 | 07/18/2014 @ 03:24 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Amendment | $100,000.00 | 2007 | 02/17/2009 @ 05:37 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2019 | 07/22/2019 @ 02:32 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2011 | 01/17/2012 @ 04:48 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2015 | 07/20/2015 @ 03:26 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2015 | 10/19/2015 @ 03:10 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2015 | 01/20/2016 @ 04:36 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2016 | 04/14/2016 @ 12:39 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2018 | 10/22/2018 @ 01:11 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2019 | 01/17/2020 @ 01:43 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Amendment | $50,000.00 | 2008 | 07/18/2008 @ 05:38 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2009 | 07/20/2009 @ 03:44 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2011 | 04/20/2011 @ 03:53 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2011 | 07/18/2011 @ 06:22 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2014 | 01/16/2015 @ 03:49 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2017 | 01/22/2018 @ 04:11 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2019 | 10/16/2019 @ 04:18 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2021 | 01/19/2022 @ 11:52 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $120,000.00 | 2006 | 02/10/2007 @ 04:51 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Year-End Report | $100,000.00 | 2007 | 01/29/2008 @ 01:25 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $140,000.00 | 2006 | 08/01/2006 @ 12:00 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $12,000.00 | 2005 | 08/15/2005 @ 12:00 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2014 | 10/17/2014 @ 03:49 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2021 | 07/19/2021 @ 11:18 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2010 | 10/20/2010 @ 04:34 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2012 | 01/18/2013 @ 04:00 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2010 | 07/20/2010 @ 04:47 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2009 | 01/20/2010 @ 11:19 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $50,000.00 | 2009 | 04/20/2009 @ 06:17 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2012 | 10/19/2012 @ 03:16 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $50,000.00 | 2008 | 10/17/2008 @ 04:09 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2022 | 04/14/2022 @ 12:30 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2017 | 07/20/2017 @ 03:22 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2022 | 01/19/2023 @ 12:53 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2023 | 04/19/2023 @ 04:31 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2023 | 07/19/2023 @ 02:27 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2023 | 10/13/2023 @ 02:29 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2023 | 01/17/2024 @ 12:19 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2024 | 04/15/2024 @ 04:39 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2024 | 07/15/2024 @ 03:10 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2016 | 10/20/2016 @ 11:37 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $50,000.00 | 2008 | 04/07/2008 @ 05:46 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2016 | 01/18/2017 @ 05:02 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2010 | 01/20/2011 @ 06:05 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2022 | 07/18/2022 @ 03:21 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2017 | 04/19/2017 @ 03:11 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2021 | 04/19/2021 @ 02:17 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2016 | 07/15/2016 @ 03:25 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2013 | 01/21/2014 @ 12:13 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2012 | 07/16/2012 @ 04:43 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $80,000.00 | 2007 | 08/13/2007 @ 11:41 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2020 | 04/16/2020 @ 02:52 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2009 | 10/20/2009 @ 03:37 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2019 | 04/18/2019 @ 04:17 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2022 | 10/18/2022 @ 02:44 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $30,000.00 | 2013 | 07/18/2013 @ 04:11 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2017 | 10/20/2017 @ 12:12 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2015 | 04/20/2015 @ 03:44 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2013 | 10/11/2013 @ 02:33 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2011 | 10/20/2011 @ 11:32 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2020 | 10/19/2020 @ 02:06 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2020 | 01/14/2021 @ 04:20 PM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2014 | 04/21/2014 @ 10:49 AM |
| THE LIVINGSTON GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $30,000.00 | 2010 | 04/13/2010 @ 04:57 PM |
| THE SMITH-FREE GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $30,000.00 | 2019 | 01/21/2020 @ 03:06 PM |
| THE SMITH-FREE GROUP, LLC | INVESTMENT COMPANY INSTITUTE | Registration | 2019 | 05/20/2019 @ 02:56 PM | |
| THE SMITH-FREE GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $30,000.00 | 2019 | 10/21/2019 @ 04:02 PM |
| THE SMITH-FREE GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Termination | $20,000.00 | 2020 | 03/25/2020 @ 10:52 PM |
| THE SMITH-FREE GROUP, LLC | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Amendment | $10,000.00 | 2019 | 07/19/2019 @ 03:20 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $60,000.00 | 2015 | 01/02/2016 @ 09:10 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | Year-End Termination (No Activity) | 2000 | 02/13/2001 @ 12:00 AM | |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $60,000.00 | 2015 | 07/03/2015 @ 10:50 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $60,000.00 | 2017 | 04/13/2017 @ 02:10 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $60,000.00 | 2013 | 10/11/2013 @ 10:02 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $60,000.00 | 2016 | 10/03/2016 @ 04:36 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | Registration | 2000 | 02/10/2000 @ 12:00 AM | |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $60,000.00 | 2018 | 07/06/2018 @ 12:26 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | Registration | 2013 | 01/22/2013 @ 06:01 AM | |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Amendment | $60,000.00 | 2014 | 10/06/2014 @ 12:36 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $60,000.00 | 2017 | 12/25/2017 @ 11:59 AM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $60,000.00 | 2017 | 07/09/2017 @ 04:39 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $60,000.00 | 2017 | 09/29/2017 @ 12:18 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $60,000.00 | 2018 | 04/08/2018 @ 04:27 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $60,000.00 | 2018 | 10/06/2018 @ 01:51 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $60,000.00 | 2014 | 07/04/2014 @ 05:20 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $60,000.00 | 2016 | 08/17/2016 @ 05:09 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $60,000.00 | 2018 | 01/04/2019 @ 04:08 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $60,000.00 | 2015 | 04/08/2015 @ 11:32 AM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $60,000.00 | 2016 | 12/23/2016 @ 07:53 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 3rd Quarter - Report | $60,000.00 | 2015 | 10/03/2015 @ 02:56 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $60,000.00 | 2016 | 04/08/2016 @ 08:47 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $60,000.00 | 2014 | 12/29/2014 @ 08:24 AM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 4th Quarter - Report | $60,000.00 | 2013 | 01/07/2014 @ 08:28 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2013 | 01/25/2013 @ 10:10 AM | |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $60,000.00 | 2013 | 04/04/2013 @ 08:46 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 2nd Quarter - Report | $60,000.00 | 2013 | 07/09/2013 @ 02:25 PM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Report | $60,000.00 | 2014 | 04/08/2014 @ 09:57 AM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | 1st Quarter - Termination (No Activity) | 2019 | 04/01/2019 @ 04:32 PM | |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | Mid-Year Report | $60,000.00 | 2000 | 08/16/2000 @ 12:00 AM |
| THE VELASQUEZ GROUP, L.L.C. | INVESTMENT COMPANY INSTITUTE | Registration - Amendment | 2000 | 06/30/2000 @ 12:00 AM |