Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
1. Effective Date of Registration | 4/16/2019 |
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2. House Identification | 30861 |
Senate Identification | 4208 |
REGISTRANT Organization/Lobbying Firm Self Employed Individual
3. Registrant | Organization | Arent Fox LLP |
Address | 1717 K Street, NW |
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City | Washington |
State | DC |
Zip | 20006-5344 |
Country | USA |
4. Principal place of business (if different than line 3)
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5. Contact name and telephone number | International Number |
Contact | Mr. Gerald L. Mitchell |
Telephone | 2028576423 |
gerald.mitchell@arentfox.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
7. Client name | Investment Company Institute |
Address | 1401 H Street, NW |
City | Washington |
State | DC |
Zip | 20005 |
Country | USA |
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LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
Name | Covered Official Position (if applicable) | ||
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Byron | Dorgan | | U.S. Senator (1992 - 2011) |
Philip | English | | U.S. Representative (1995 - 2009) |
Sonja | Nesbit | | Deputy Staff Director, Subcommittee on Human Resources, Committee on Ways and Means (2009 - 2013); Professional Staff, Subcommittee on Human Resources, Committee on Ways and Means (2002 - 2009) |
Katherine | Flocken | | Legislative Aide, Sen. Rob Portman (2012 - 2014); Legislative Correspondent, Sen. Rob Portman (2011 - 2012); Congressional Intern, Rep. Pat Tiberi (2008) |
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LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
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FIN |
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12. Specific lobbying issues (current and anticipated)
Tax and financial services policies relating to investment companies
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
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CONVICTIONS DISCLOSURE
15. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Signature | Digitally Signed By: Gerald L. Mitchell |
Date | 5/29/2019 4:35:15 PM |