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Registrant

  • Name or Senate ID: Securities Industry and Financial Markets Association

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Registrant Name Client Name Report Type Amount Reported Filing Year Posted
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,400,000.00 2020 10/20/2020 @ 08:50 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,360,000.00 2008 04/17/2008 @ 02:49 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $2,130,000.00 2014 08/28/2014 @ 04:24 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $3,160,000.00 2025 01/15/2026 @ 01:06 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Amendment $1,360,000.00 2008 05/13/2008 @ 01:26 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,440,000.00 2015 01/20/2016 @ 05:26 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,880,000.00 2014 04/21/2014 @ 06:13 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION Registration 2007 07/02/2007 @ 12:00 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION Year-End Report $3,120,000.00 2007 02/14/2008 @ 03:51 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION Mid-Year Report $2,560,000.00 2007 07/27/2007 @ 10:43 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,450,000.00 2020 07/20/2020 @ 05:31 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,530,000.00 2012 10/22/2012 @ 02:00 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,050,000.00 2008 07/21/2008 @ 06:18 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,790,000.00 2014 10/20/2014 @ 05:59 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,350,000.00 2009 04/20/2009 @ 05:51 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,540,000.00 2020 04/20/2020 @ 05:04 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,780,000.00 2017 04/20/2017 @ 05:40 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Amendment $1,330,000.00 2011 04/26/2011 @ 04:02 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,350,000.00 2018 10/22/2018 @ 08:08 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,250,000.00 2009 07/20/2009 @ 05:39 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,270,000.00 2013 01/21/2014 @ 07:45 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,680,000.00 2017 07/20/2017 @ 05:56 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Amendment $1,770,000.00 2014 11/04/2014 @ 02:49 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,400,000.00 2012 01/22/2013 @ 05:05 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Amendment $2,010,000.00 2014 11/04/2014 @ 03:18 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,560,000.00 2016 07/20/2016 @ 05:35 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,280,000.00 2010 01/20/2011 @ 05:31 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Amendment $2,090,000.00 2018 04/18/2019 @ 01:14 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,860,000.00 2014 01/20/2015 @ 06:35 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,270,000.00 2012 04/20/2012 @ 04:43 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,090,000.00 2018 01/22/2019 @ 05:38 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,180,000.00 2019 04/22/2019 @ 05:41 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,430,000.00 2008 10/20/2008 @ 06:33 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,320,000.00 2008 01/21/2009 @ 10:34 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,500,000.00 2019 10/21/2019 @ 05:42 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,260,000.00 2013 07/22/2013 @ 05:01 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,220,000.00 2013 10/21/2013 @ 04:49 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,450,000.00 2013 04/22/2013 @ 06:54 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Amendment $1,880,000.00 2014 07/21/2014 @ 05:02 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $2,080,000.00 2014 07/21/2014 @ 06:58 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,660,000.00 2016 04/20/2016 @ 06:20 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,560,000.00 2019 07/22/2019 @ 03:07 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,230,000.00 2011 01/20/2012 @ 05:42 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,980,000.00 2015 04/20/2015 @ 08:45 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,740,000.00 2015 07/20/2015 @ 07:13 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,270,000.00 2010 10/20/2010 @ 06:19 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,480,000.00 2010 07/20/2010 @ 05:59 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,300,000.00 2011 10/20/2011 @ 08:04 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,610,000.00 2015 10/20/2015 @ 06:12 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,330,000.00 2012 07/20/2012 @ 01:55 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,750,000.00 2021 04/20/2021 @ 04:19 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,560,000.00 2016 01/23/2017 @ 04:20 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,230,000.00 2009 01/20/2010 @ 02:54 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Amendment $1,380,000.00 2012 10/22/2012 @ 10:01 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,370,000.00 2011 07/20/2011 @ 05:15 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Amendment $1,500,000.00 2019 10/28/2019 @ 12:01 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,380,000.00 2019 01/21/2020 @ 05:26 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Amendment $1,290,000.00 2009 01/25/2010 @ 05:35 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,290,000.00 2011 04/20/2011 @ 06:38 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,190,000.00 2009 10/20/2009 @ 06:17 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,630,000.00 2024 04/19/2024 @ 02:12 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,550,000.00 2018 07/20/2018 @ 04:28 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,620,000.00 2018 04/20/2018 @ 05:39 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,780,000.00 2023 10/20/2023 @ 11:18 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,800,000.00 2017 01/22/2018 @ 05:37 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,990,000.00 2023 01/19/2024 @ 01:47 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,480,000.00 2023 07/20/2023 @ 02:02 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,410,000.00 2023 04/20/2023 @ 08:39 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,150,000.00 2022 01/20/2023 @ 05:31 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $920,000.00 2022 10/20/2022 @ 05:31 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,890,000.00 2025 04/11/2025 @ 12:53 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $2,060,000.00 2025 07/17/2025 @ 11:58 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,860,000.00 2022 07/20/2022 @ 01:33 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,920,000.00 2025 10/15/2025 @ 10:02 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,550,000.00 2024 10/17/2024 @ 11:35 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Amendment $1,720,000.00 2022 04/29/2022 @ 12:51 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,720,000.00 2022 04/20/2022 @ 07:20 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,990,000.00 2024 01/17/2025 @ 09:39 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Amendment $1,460,000.00 2021 01/19/2022 @ 10:30 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $1,460,000.00 2021 01/18/2022 @ 04:58 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $2,040,000.00 2021 10/20/2021 @ 05:03 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,870,000.00 2021 07/20/2021 @ 12:51 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Amendment $2,090,000.00 2018 07/20/2021 @ 01:02 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Report $1,450,000.00 2024 07/18/2024 @ 02:35 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Amendment $1,480,000.00 2023 04/09/2024 @ 09:02 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 2nd Quarter - Amendment $1,480,000.00 2023 01/04/2024 @ 09:38 AM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 4th Quarter - Report $2,250,000.00 2020 01/20/2021 @ 02:14 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,830,000.00 2017 10/20/2017 @ 05:21 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 3rd Quarter - Report $1,620,000.00 2016 10/20/2016 @ 05:39 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Amendment $1,770,000.00 2014 01/31/2017 @ 12:16 PM
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION 1st Quarter - Report $1,390,000.00 2010 04/20/2010 @ 04:20 PM
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