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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 405 Kirkland Hall |
Address2 |
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| City | Nashville |
State | TN |
Zip Code | 37240 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 39861-24
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6. House ID# 301690000
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| TYPE OF REPORT | 8. Year | 2019 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: James Nathan Green |
Date | 1/20/2020 11:21:04 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Issues related to FY 20 appropriations for science and engineering research and education at agencies including NIH, DOD, DOE, ED (research, such as IES, international education programs, and federal student aid including Pell Grants and campus-based aid programs), NSF, NASA, NEH and Title VIII nursing workforce development programs
H.R. 1158, the FY 20 Consolidated Appropriations Act - provisions related to Defense (including funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA) and Commerce-Justice-Science (including funding for NSF and NASA (including Science and STEM Education/Space Grant)
H.R. 1865, the FY 20 Consolidated Appropriations Act - provisions related to Labor-HHS-Education (including funding for federal student aid programs (including Pell Grants, work-study and SEOG), Sec. 117 foreign gift reporting language, the National Institutes of Health, Title VI international education programs, the Institute of Education Sciences (and National Center for Special Education Research), and Title VIII nursing workforce programs), Energy-Water (including funding for the Dept. of Energys Office of Science and ARPA-E), Interior (including funding for the National Endowment for the Humanities), and tax provisions (including the parking tax, kiddie tax, and above-the-line tuition deduction)
H.R. 3055/S. 2584, the FY 20 Commerce-Justice-Science Appropriations bill - provisions related to funding for NSF and NASA (including Science and STEM Education/Space Grant)
H.R. 2968/S. 2474, the FY 20 Defense Appropriations bill - provisions related to funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA
H.R. 2960/S. 2470, the FY 20 Energy-Water Appropriations bill - provisions related to funding for the Dept. of Energys Office of Science, ARPA-E, and language related to independent review and applied research for cleanup decision-making
H.R. 3052/S. 2580 - the FY 20 Interior Appropriations Act - provisions related to funding for the National Endowment for the Humanities
H.R. 2740/S. xxxx - the FY 20 Labor-HHS-Education Appropriations Act - provisions related to funding for federal student aid programs (including Pell Grants, work-study and SEOG), the National Institutes of Health, Title VI international education programs, the Institute of Education Sciences (and National Center for Special Education Research), language related to Sec. 117 foreign gift reporting, and Title VIII nursing workforce programs
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
H.R. 1158, the FY 20 Consolidated Appropriations Act - provisions related to Defense (including funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA)
H.R. 2968/S. 2474, the FY 20 Defense Appropriations bill - provisions around funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA
H.R. 2500/S. 1790 the FY 20 National Defense Authorization Act - provisions related to Sec. 1089/Securing American Science and Technology Act of the House bill related to research security; FY 20 authorization levels for basic and applied research (6.1-6.3) including DARPA
General issues related to funding for DOD basic 6.1, 6.2 and 6.3 research and DARPA
General issues related to national security and science issues
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
H.R. 1865, the FY 20 Consolidated Appropriations Act - provisions related to Labor-HHS-Education (including funding for federal student aid programs (including Pell Grants, work-study and SEOG), Title VI international education programs, the Institute of Education Sciences (and National Center for Special Education Research), language related to Sec. 117 foreign gift reporting, and Title VIII nursing workforce programs)
H.R. 2740/S. xxxx, the FY 20 Labor-HHS-Education Appropriations Act - provisions around funding for federal student aid programs (including Pell Grants, work-study and SEOG), Title VI international education programs, the Institute of Education Sciences (and National Center for Special Education Research), and funding for Title VIII nursing workforce development programs
H.R. 3052/S. 2580 - the FY 20 Interior Appropriations Act - provisions related to funding for the National Endowment for the Humanities
H.R. 4674, the College Affordability Act - provisions related to comprehensive Higher Education Act reauthorization including changes to Title IV (including Pell Grants, SEOG, work-study, and loans for graduate/professional students), student unit records, accountability, provisions to ensure high quality programs, accreditation, reporting requirements, campus safety and Clery Act, Title VI international education programs, Title VII inclusive higher education programs, and Americas College Promise proposal
H.R. 5363, the FUTURE Act - provisions that would expand IRS data retrieval, simplify the FAFSA, ease the burden of income verification, and streamline enrollment in and annual recertification of income for IDR repayment plans
S. 2557, the Student Aid Improvement Act - provisions related to standardized financial aid award letters
S. 800, the College Transparency Act - provisions related to data privacy and use of the data
H.R. 4098, the HERO Act - provisions including a $50k cap on graduate federal loans, allowing states to accredit institutions or individual courses, the need for institutional "skin in the game", and the collection of consumer information
H.R. 4899, the Rural America Health Corps Act - provisions that would provide loan forgiveness for advanced practice nurses who serve in rural communities
H.R. 728/S. 1399, the Title VIII Nursing Workforce Reauthorization Act - provisions related to reauthorization of Title VIII programs
General issues around reauthorization of the Higher Education Act including provisions related to Title IV, standardized financial aid award letters, student debt, and Public Service Loan Forgiveness
General issues around campus safety in an HEA reauthorization
Issues related to the Dept. of Educations proposed information collection related to Sec. 117 foreign gift reporting
General issues around college costs, federal student aid, simplifying the FAFSA, loan repayment, low-income student access, affordability, and completion
General issues around the Dept. of Educations Title IX Notice of Proposed Rulemaking
General issues around Dept. of Education regulatory efforts including regulations related to accreditation
General issues around college athletics, including name/image/likeness
General issues around potential reauthorization of the Institute of Education Sciences
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 2740/S. xxxx, the FY 20 Labor-HHS-Education Appropriations Act - provisions around funding for Title VIII nursing workforce development programs
H.R. 728/S. 1399, the Title VIII Nursing Workforce Reauthorization Act - provisions related to reauthorization of Title VIII programs
H.R. 4899, the Rural America Health Corps Act - provisions that would provide loan forgiveness for advanced practice nurses who serve in rural communities.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code IMM
16. Specific lobbying issues
H.R. 1044, the Fairness for High-Skilled Immigrants Act of 2019 - provisions that eliminate per-country quotas for all employment-based immigrant visa petitions
General issues around legal high-skilled immigration affecting students, scholars and employees including fee increases, increased vetting of Designated School Officials, H-4 work authorization, and OPT
General issues around DHS/USCIS regulatory changes that would impact international students, scholars, and university employees
General issues around seeking a permanent solution for DACA recipients and DREAMers
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
General issues related to the Dept. of Labors final overtime rule
General issues related to the NLRBs rulemaking related to graduate student unionization
17. House(s) of Congress and Federal agencies Check if None
Labor - Dept of (DOL), Natl Labor Relations Board (NLRB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christia |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MED
16. Specific lobbying issues
H.R. 1865, the FY 20 Consolidated Appropriations Act - provisions related to Labor-HHS-Education (including funding for the National Institutes of Health)
H.R. 2740/S. xxxx - the FY 20 Labor-HHS-Education Appropriations Act - provisions related to funding for the National Institutes of Health
General issues related to the outlook for NIH funding FY 20
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
General provisions related to science and engineering research at NSF, DOE, DOD, NASA, NIH, and IES in FY 20
H.R. 1158, the FY 20 Consolidated Appropriations Act - provisions related to Defense (including funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA) and Commerce-Justice-Science (including funding for NSF and NASA (including Science and STEM Education/Space Grant)
H.R. 1865, the FY 20 Consolidated Appropriations Act - provisions related to Labor-HHS-Education (including funding for the National Institutes of Health and the Institute of Education Sciences (and National Center for Special Education Research)), Energy-Water (including funding for the Dept. of Energys Office of Science and ARPA-E), Interior (including funding for the National Endowment for the Humanities)
H.R. 3055/S. 2584, the FY 20 Commerce-Justice-Science Appropriations bill - provisions related to funding for NSF and NASA (including Science and STEM Education/Space Grant)
H.R. 2968/S. 2474, the FY 20 Defense Appropriations bill - provisions around funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA
H.R. 2960/S. 2470, the FY 20 Energy-Water Appropriations bill - provisions related to funding for the Dept. of Energys Office of Science, ARPA-E, and language related to independent review and applied research for cleanup decision-making
H.R. 2740/S. xxxx, the FY 20 Labor-HHS-Education Appropriations Act - provisions around funding for the Institute of Education Sciences (and National Center for Special Education Research) and NIH
H.R. 2500/S. 1790 the FY 20 National Defense Authorization Act - provisions related to Sec. 1089/Securing American Science and Technology Act of the House bill related to research security; FY 20 authorization levels for basic and applied research (6.1-6.3) including DARPA
H.R. 4091/S. 2714, the ARPA-E Reauthorization Act of FY 19 - provisions related ARPA-E and energy research
H.R. XXXX/S. 2800, the NASA Authorization Act - provisions related to space technology research and STEM education
General issues around national security and research including agency responses including issues related to academic espionage
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1865, the FY 20 Consolidated Appropriations Act - tax provisions related to the parking tax, kiddie tax, and above-the-line tuition deduction
P.L. 115-97, the Tax Cuts and Jobs Act - implementation of provisions that would impact research universities including an excise tax on net investment income (Sec. 4968); changes to UBIT (Sec. 512 (a)(6)); and changes to fringe policies (Sec. 512 (a)(7))
H.R. 4438, the Don't Tax Higher Ed Act - provisions related to repealing IRC Sec. 4968, the net investment income excise tax
General issues related to potential technical corrections tax legislation that may include provisions that impact universities, particularly related to the net investment income excise tax, the parking tax, and the kiddie tax
General issues related to the NPRM for IRC Sec. 4968 including definition of student, definition of tuition paying student, reasonable cash basis, assets to be included in the threshold calculation
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
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Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
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Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Lobbyist Name | Description of Offense(s) |