Clerk of the House of Representatives
Legislative Resource Center
135 Cannon Building
Washington, DC 20515
http://lobbyingdisclosure.house.gov 		Secretary of the Senate
Office of Public Records
232 Hart Building
Washington, DC 20510
http://www.senate.gov/lobby
LOBBYING REPORT

Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

1. Registrant Name Organization/Lobbying Firm Self Employed Individual
RAI Services Company

2. Address

Address1
1201 F STREET, NW, #1000
 Address2
​
City
WASHINGTON
 State
DC
 Zip Code
20004
 Country
USA

3. Principal place of business (if different than line 2)

City
​Winston-Salem
 State
​NC
 Zip Code
​27101
 Country
​USA
4a. Contact Name b. Telephone Number c. E-mail
​Mr.
​Richard L. Haselwood
​2026267200
​ktrainer@wiley.law
5. Senate ID#
​33204-12
7. Client Name Self Check if client is a state or local government or instrumentality
​RAI Services Company
6. House ID#
​322070000
TYPE OF REPORT 8. Year
​2020
 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1 - 9/30) Q4 (10/1 - 12/31)

9. Check if this filing amends a previously filed version of this report

10. Check if this is a Termination Report Termination Date
​
11. No Lobbying Issue Activity
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13
12. Lobbying 13. Organizations
INCOME relating to lobbying activities for this reporting period was: EXPENSE relating to lobbying activities for this reporting period were:
Less than $5,000
Less than $5,000
$5,000 or more $
​
$5,000 or more $
​360,000.00
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options.
Method A. Reporting amounts using LDA definitions only

Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code

Method C. Reporting amounts under section 162(e) of the Internal Revenue Code

Signature
Digitally Signed By: Richard L. Haselwood
 Date
10/20/2020 4:19:15 PM

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TOB

16. Specific lobbying issues

H.Res.896, Reaffirming support of fundamental United States principles at the United Nations and encouraging the World Health Organization to embrace technological advancements in tobacco control

H.R. 293, Youth Vaping Prevention Act

S. 655/H.R. 1498, SAFE Kids Act

S. 1965/H.R. 1642, Combatting Illicit Trade in Tobacco Products Act

S. 916/H.R. 1897, MOMMAS Act; provisions related to the taxation of tobacco products

H.R. 2084, Stopping Consumption of Tobacco by Teens (SCOTT) Act

S. 1048/H.R. 2111, Preventing Opportunities for Teen E-Cigarette and Tobacco Addiction (PROTECT) Act

H.R. 2339, Reversing the Youth Tobacco Epidemic Act

H.R. 2726, Banning Smoking on Amtrak Act

S. 1823/H.R. 3229, Children Dont Belong on Tobacco Farms Act

S. 1253/H.R. 3942, Preventing Online Sales of E-Cigarettes to Children Act

S. 1832/H.R. 4019, Smoke-Free Schools Act

H.R. 4249, Stop Vaping Ads Act

S. 2517/H.R. 4425, Tobacco Tax Parity Act/Quell Underage Inhaling of Toxic Substances (QUITS) Act

H.R. 4624, Ending Nicotine Dependence from Electronic Nicotine Delivery Systems (END ENDS) Act

H.R. 4742, Imposition of Tax on Nicotine for Use in Vapor Act

H.R. 5005, Prevent Vape Use Act

S. 3096/H.R. 5482, PREVENT (Providing Resources to End the Vaping Epidemic Now for Teenagers) Act

S. 3223/H.R. 5721, Resources to Prevent Youth Vaping Act

S. 3263/H.R. 5845, Break Free from Plastic Pollution Act

H.R. 5963, E-Cigarette Oversight and Accountability Act

S. 616, E-Cigarette Youth Protection Act

S. 1258/H.R. 2411, Tobacco to 21 Act

S. 1541, Tobacco-Free Youth Act

S. 1895, Lower Health Care Costs Act

S. 2463, E-Cigarette Tax Parity Act

S. 2519, Ending New Nicotine Dependencies (ENND) Act

S. 2536, E-Cigarette Device Standards Act

S. 2550, No Tax Subsidies for E-Cigarette and Tobacco Ads Act

S.4524 - Quit Because of COVID-19 Act

H.R.8137 - Accurate Reporting of Smoking Variants Act of 2020

H.R.8343 - To amend the Federal Food, Drug, and Cosmetic Act to require the Secretary to refer each application for review of certain tobacco products to the Tobacco Products Scientific Advisory Committee, and for other purposes.

Implementation of P.L. 111-31, the Tobacco Control Act

Issues surrounding FDA PMTA and MRTP compliance policies

Issues surrounding taxation of tobacco products

January 2020 FDA guidance on flavors in vapor products

Issues surrounding implementation of P.L. 111-31, the Tobacco Control Act

January 2020 FDA guidance on flavors in vapor products

FDA proposed rule concerning NNN Levels in Smokeless Tobacco Products

ANPRMS for Docket Nos. FDA-2017-N-6189 and FDA-2017-N-6565

Draft Guidance for Certain Marketed Tobacco Products, Docket No. FDA-2018-D-3244-0001



17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office, Office of Management & Budget (OMB), Food & Drug Administration (FDA), Health & Human Services - Dept of (HHS)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
LaKeitha
Anderson
​
​
Cara
Moon
​
​
Richard
Haselwood
​
​
Heather
Ham-Warren
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TRD

16. Specific lobbying issues

Issues surrounding prevention of illicit tobacco, tariffs, duty and customs, Free Trade Agreements (FTAs)

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, U.S. Trade Representative (USTR), Commerce - Dept of (DOC), U.S. Customs & Border Protection, U.S. International Trade Commission (ITC)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
LaKeitha
Anderson
​
​
Richard
Haselwood
​
​
Cara
Moon
​
​
Heather
Ham-Warren
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code BUD

16. Specific lobbying issues

H.R. 1865, the Further Consolidated Appropriations Act; provisions related to increasing the minimum age of purchase for tobacco products and FDA regulation of tobacco

H.R. 3164/S. 2522, FY2020 Agriculture, Rural Development, FDA and Related Agencies Act; provisions related to increasing the minimum age of purchase for tobacco products and FDA regulation of tobacco.

H.R. 7610/S. ___, FY2021 Agriculture, Rural Development, FDA and Related Agencies Act; provisions related to premarket tobacco applications and FDA regulation of tobacco

H.R. 7614/S. ___, FY2021 Labor, Health and Human Services, and Education and Related Agencies Act; provisions related to tobacco research and regulation

H.R.8337 - Continuing Appropriations Act, 2021 and Other Extensions Act




17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
LaKeitha
Anderson
​
​
Richard
Haselwood
​
​
Cara
Moon
​
​
Heather
Ham-Warren
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code FOR

16. Specific lobbying issues

Issues related to COVID response by foreign governments

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Cara
Moon
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.

Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

Address
​
City
​
State
​
Zip Code
​
Country
​

21. Client new principal place of business (if different than line 20)

City
​
State
​
Zip Code
​
Country
​

22. New General description of client’s business or activities

​

LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

First Name
Last Name
Suffix
First Name
Last Name
Suffix
1
​
​
​
3
​
​
​
2
​
​
​
4
​
​
​

ISSUE UPDATE

24. General lobbying issue that no longer pertains

​
​
​
​
​
​
​
​
​

AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

Name Address Principal Place of Business
(city and state or country)
Street Address
City State/Province Zip Country
City
State Country

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

1 2 3

FOREIGN ENTITIES

27. Add the following foreign entities:

Name Address Principal place of business
(city and state or country) 		Amount of contribution for lobbying activities Ownership percentage in client
Street Address
City State/Province Country
City
State Country
%

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

1 3 5
2 4 6

CONVICTIONS DISCLOSURE

29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery, extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?

Lobbyist Name Description of Offense(s)