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Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 07/14/2009 |
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| 2. House Identification | 31110 |
Senate Identification | 31680 |
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REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | PODESTA GROUP, INC. |
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| Address | 1001 G STREET, NW |
Address2 | SUITE 900 EAST |
| City | WASHINGTON |
State | DC |
Zip | 20001 |
Country | USA |
4. Principal place of business (if different than line 3)
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State | |
Zip | |
Country | |
| 5. Contact name and telephone number | International Number |
| Contact | Ms. Kimberley Fritts |
Telephone | 2023931010 |
LOBBYING@PODESTA.COM |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | Credit Suisse Securities (USA), LLC |
| Address | 11 Madison Avenue |
| City | New York |
State | NY |
Zip | 10010 |
Country | USA |
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State | |
Zip | |
Country | |
LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
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Last |
Suffix |
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| Oscar | Ramirez | | Special Assistant to the Secretary of Labor |
| Oscar | Ramirez | | Chief of Staff to Rep. Hilda Solis |
| Oscar | Ramirez | | Deputy Chief of Staff for Rep. Al Green |
| Oscar | Ramirez | | Legislative Director for Rep. Joe Baca |
| Paul | Brathwaite | | Executive Director Congressional Black Caucus |
LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
BAN |
FIN |
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12. Specific lobbying issues (current and anticipated)
Regulatory Reform Initiatives, Foreign Taxation Issues, OTC Derivatives Regulation
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
| Internet Address: | |
| Name | Address | Principal Place of Business | ||||||||
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
| Address | Ownership | |||||
| Name | Street | Principal place of business | Amount of contribution | |||
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(city and state or country) | for lobbying activities | ||||
Paradeplatz 8 8010 |
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Credit Suisse Group |
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0.00 |
100 |
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| Signature | Digitally Signed By: Kimberley Fritts, CEO |
Date | 09/25/2009 |
10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
| Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
First |
Last |
Suffix |
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| Paul | Brathwaite | | DOL Special Assistant to Secretary of Labor | |
| Paul | Brathwaite | | DOL Emplm'nt Standards Administration (ESA) | |
| Paul | Brathwaite | | DOT, General Counsel's Honors Program | |
| Andrew | Lewin | | Leg. Asst & Director, Rep. Dennis Moore | |
| Andrew | Lewin | | Leg. Asst & Director, Rep. Max Sandlin | |
| Aranthan | Jones | | Policy Director, Rep James Clyburn | |
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10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
| Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
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| Aranthan | Jones | | Chief of Staff Rep. Andre Carson; Policy Adv. | |
| Aranthan | Jones | | Health Policy Dir., Congressional Black Caucus | |
| Israel | Klein | | Dep. Dir. Communications, Joint Economics Cmte | |
| Israel | Klein | | Sr. Communications Adv., Rep. Edward Markey | |
| Israel | Klein | | Communications Dir., Sen. Charles Schumer | |
| Israel | Klein | | Press Secretary & Leg. Aide, Rep. Edward Markey | |
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