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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 1620 L Street NW, Suite 1100 |
Address2 |
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| City | WASHINGTON |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 22371-12
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6. House ID# 333100000
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| TYPE OF REPORT | 8. Year | 2016 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: NANCY ZIRKIN |
Date | 7/19/2016 10:54:30 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CIV
16. Specific lobbying issues
H.R. 855, Voting Rights Amendment Act
H.R. 2867/S. 1659, Voting Rights Advancement Act of 2015
Every Student Succeeds Act of 2015 P.L.114-95
Higher Education Act of 1965 (Gainful Employment rule)
Education Amendments of 1972 (Title IX Guidance)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Justice - Dept of (DOJ), Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Rahul |
Randhava |
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Senior Counsel |
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Lisa |
Bornstein |
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Legal Director & Senior Legal Advisor |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
Elementary and Secondary Education Act
Higher Education Act (gainful employment)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Education - Dept of, Executive Office of the President (EOP)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Elizabeth |
King |
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Director of Education Policy |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
HR 1261, Bureau of Consumer Financial Protection Accountability Act of 2015
Commodity End User Relief Act
HR 3340
HR 2289, The Commodity End User Relief Act
S. 2790, the Financial Institution Customer Protection Act of 2016
S. 2663, the so-called Reforming CFPB Indirect Auto Financing Guidance Act.
Investment Advisors Modernization Act of 2016
the SEC Regulatory Accountability Act.
HR 5112, Unfair or Deceptive Acts or Practices Uniformity Act
HR 4139, the Fostering Innovation Act
H.R. 4850, the Micro Offering Improvement Act
H.R. 4852, the Private Placement Improvement Act
H.R. 4854, the Supporting Americas Innovators Act
H.R. 4855, the Fix Crowdfunding Act
H.R. 5311, the Corporate Governance Reform and Transparency Act
H.R. 5421, the National Securities Exchange Regulatory Parity Act
H.R. 5424, the Investment Advisers Modernization Act
H.R. 5429, the SEC Regulatory Accountability Act
HJ Res 88
HR 5485, The Financial Services and General Government Appropriations Act of 2017
The Financial CHOICE Act
H.R. 5211 - CFPB Dual Mandate and Economic Analysis Act
HR 2889 Carried Interest Fairness Act
HR 2103 -Stop Subsidizing Multimillion Dollar Corporate Bonuses Act
HR 4018 - Consumer Protection and Choice Act
HR 4737 - State and Tribal Government Sovereignty Protection Act of 2016
S. 1686 Carried Interest Fairness Act
Non-profit depository institutions
Financial Transaction Tax
CEO Bonus Loophole
Bank worker issues
Wage garnishment
Postal Banking
The Poverty, Opportunity, and Upward Mobility plan
Financial Policy Riders
Payday Lending Reform
CFPB Arbitration Rule/Forced Arbitration
Private Equity tax loophole
CFPB Defense
DoL Fiduciary Rule
Title II of the Dodd-Frank Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Treasury - Dept of, Consumer Financial Protection Bureau (CFPB), Labor - Dept of (DOL), Education - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Rahul |
Randhava |
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Senior Counsel |
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Lisa |
Donner |
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Director-Americans for Financial Reform |
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Marcus |
Stanley |
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Policy Director - Americans for Financial Reform |
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Brian |
Marshall |
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Policy Counsel - Americans for Financial Reform |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
Support adequate funding for the census
Oppose making American Community Survey voluntary
Oppose Vitter amendment
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Bureau of the Census
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Corrine |
Yu |
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Managing Policy Director |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code IMM
16. Specific lobbying issues
Policies related to criminal prosecutions on the basis of unlawful presence/reentry
H.R. 4038, relating to refugees from Iraq and Syria
Refugee Protection Act
S. 3100, Stop Dangerous Sanctuary Cities Act
S. 2193, Stop Illegal Reentry Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Justice - Dept of (DOJ), Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Rahul |
Randhava |
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Senior Counsel |
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Emily |
Chatterjee |
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Senior Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LAW
16. Specific lobbying issues
H.R. 2851/S. 1038 End Racial Profiling Act
S.2123 Sentencing Reform and Corrections Act
H.R. 3713 Sentencing Reform Act
Background Checks
H.R. 540/S. 255 The FAIR Act
H.R. 2875 Law Enforcement Trust & Integrity Act
U.S. DOJ/U.S. DHS Profiling Guidance
H.R. 3470/S. 2021, Fair Chance Act
Second Chance Reauthorization Act
S.2298 Mens Rea Reform Act of 2015
H.R. 4002 Criminal Code Improvement Act of 2015
Chief Judge Merrick Garland, nominee to the U.S. Supreme Court
The Due Process Act HR 5283
The Law Enforcement Trust and Integrity Act HR 2875
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Justice - Dept of (DOJ), Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Sakira |
Cook |
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Counsel |
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Rahul |
Randhava |
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Senior Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TEC
16. Specific lobbying issues
Minority ownership
Privacy and big data protections
Lifeline
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Trade Commission (FTC), Federal Communications Commission (FCC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Corrine |
Yu |
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Managing Policy Director |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
Advocacy related to performance measures
Implementation of FAST Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Emily |
Chatterjee |
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Senior Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
S. 1150/H.R. 2150, Raise the Wage Act
H.R. 2654/ S. 1512, Pregnant Workers Fairness Act
H.R. 5574/S. 2180, Protecting Older Workers Against Discrimination Act
H.R.932/S.497, Healthy Families Act
H.R. 1439/S.786, Family and Medical Insurance Leave Act
S. 2042/H.R.3514, Workplace Action for a Growing Economy (WAGE) Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Labor - Dept of (DOL)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Emily |
Chatterjee |
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Senior Counsel |
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Lisa |
Bornstein |
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Legal Director & Senior Legal Advisor |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Defense Appropriations bills
Transportation, Housing, and Urban Development (THUD) Appropriations bills
Commerce, Justice, and Science (CJS) Appropriations bills
Labor Health Appropriations bills
Financial Services Appropriations bills
Earned Income Tax Credit (EITC) and Child Tax Credit (CTC)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Office of Management & Budget (OMB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Emily |
Chatterjee |
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Senior Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
Reform of housing finance system (Fannie Mae, Freddie Mac)
Federal Housing Finance Agency rulemaking on "Duty to Serve"
FY2017 Transportation, HUD, Military Construction, VA et al. appropriations - provisions governing HUD rulemakings
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Executive Office of the President (EOP), Natl Economic Council (NEC), Treasury - Dept of, Housing & Urban Development - Dept of (HUD), Federal Housing Finance Agency (FHFA)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wade |
Henderson |
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President & CEO |
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Nancy |
Zirkin |
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Executive Vice President |
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Raul |
Randhava |
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Senior Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
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Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |