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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 444 North Capitol Street, NW |
Address2 | Suite 601 |
City | Washington |
State | DC |
Zip Code | 20001 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Cincinnati |
State | OH |
Zip Code | 45202 |
Country | USA |
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5. Senate ID# 283914-12
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6. House ID# 368490000
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TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Eric G. Rizzo, Vice President, Government Affairs Officer |
Date | 07/19/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
HR 1221 / S. 737, Basel III Impact Study Act (all provisions).
HR 2295 / S. 731, Basel III Commonsense Approach for Small Entities Act (all provisions).
HR 1077, Consumer Mortgage Choice Act (all provisions).
S. 731, Basel III Commonsense Approach for Small Entities Act (all provisions).
HR 1693, to provide an exemption for community banks from the application of Basel III capital standards (all provisions).
HR 2547, Determination of Appropriate Risk-Based Capital Requirements for Community Financial Institutions Act of 2013 (all provisions).
Basel III, issues related to a quantitative impact study (QIS), capital standards, regulatory activity, rule making and implementation, risk weighting, capital and standardized approach, lending (home equity, mortgages and commercial lending), and risk management (no specific bill).
HR 1750, Community Lending Enhancement and Regulatory Relief Act of 2013 (all provisions).
HR 1135, Burdensome Data Collection Relief Act (all provisions).
S. 798, Terminating Bailouts for Taxpayer Fairness Act of 2013 (all provisions).
Issues related to the Systemic Risk Designation Improvement Act of 2013, draft House measure (all provisions).
Issues related to Too Big To Fail (TBTF), systemically important financial institution (SIFI), and regulatory relief (no specific bill).
Issues related to deposit advance products and use, mobile payments and non-banking entities providing banking products (no specific bill).
Issues related to housing and lending, mortgage lending, qualified mortgages, qualified residential mortgages, small business lending, student loans and auto lending (no specific bill).
S. 1241, Bipartisan Student Loan Certainty Act (all provisions).
S. 1266, Refinancing Education Funding to Invest (REFI) for the Future Act of 2013 (all provisions).
Issues related to government sponsored enterprise and housing reforms (no specific bill).
S. 1217, Housing Finance Reform and Taxpayer Protection Act (all provisions).
Issues related to bank, card fees and rate caps (no specific bill).
Issues related to credit card interchange and debit card interchange (Senator Durbin amendment, electronic debit card transactions) (no specific bill).
Issues related to the administration's budget, Troubled Asset Relief Program (TARP), and financial crisis responsibility fee/bank tax (no specific bill).
HR 4173 (111th Congress, P.L. 111-203): Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act); regulatory implementation discussions covering rules and regulations, including discussions with the Consumer Financial Protection Bureau (for which there is no CFPB listing on Line 17 available), on structure, regulatory implementation, oversight, process, enforcement and compliant handling. General discussions covering the Dodd-Frank Act and provisions (Act repeal, amending and technical fixes), Volcker rule, Financial Stability Oversight Council, Office of Financial Research, systemically important financial institutions designations, prudential regulations, mortgage regulations (qualified mortgages, qualified residential mortgages), corporate governance, enhanced prudential standards (165/166), stress testing, capital planning, living will, remittance, 716, push-out, Title VII (swaps/derivatives), Title II, section 1071, overdraft, pre-paid cards, examinations and other banking and financial services related provisions.
HR 624, Cyber Intelligence Sharing and Protection Act (all provisions).
Issues related to the National Cybersecurity and Critical Infrastructure Protection Act of 2013, draft House legislation (all provisions).
Issues related to cybersecurity and privacy, and general discussions covering legislative proposals and executive order implementation (no specific bill).
Issues related to general banking matters and discussions - legislative and regulatory (general discussion related to the confirmation process for departments and agencies with banking oversight) (no specific bill).
HR 742, Swaps Data Repository and Clearinghouse Indemnification Correction Act of 2013 (all provisions).
HR 1256, Swap Jurisdiction Certainty Act (all provisions).
HR 992, Swaps Regulatory Improvement Act (all provisions).
HR 634, Business Risk Mitigation and Price Stabilization Act of 2013 (all provisions).
HR 677, Inter-Affiliate Swap Clarification Act (all provisions).
HR 701, to amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such action (all provisions).
HR 1341, Financial Competitive Act of 2013 (all provisions).
HR 1062, SEC Regulatory Accountability Act (all provisions).
HR 801, Holding Company Registration Threshold Equalization Act of 2013 (all provisions).
Issues related to Export Import Bank (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Government Accountability Office (GAO), Federal Reserve System, Commodity Futures Trading Commission (CFTC), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Issues related to fiscal cliff, national budget, deficit and sequestration (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Issues related to tax reform general discussions covering individual and corporate tax reform (rate and base discussions), including the bank tax/financial crisis responsibility fee, business interest deductions and tax expenditures, new markets tax credits, low income housing tax credits, and financial transactions tax (securities tax and VAT) (no specific bill).
Issues and general discussions on legislative discussion drafts (including the Financial Products Tax Reform discussion draft), plans and initiatives related to tax reform (no specific bill).
Issues related to like kind exchanges (section 1031 of IRS code) (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code POS
16. Specific lobbying issues
Issues related to postal reform (delivery schedule, rate increases) (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |