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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 2nd Floor, 167 Fleet Street |
Address2 |
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| City | London |
State | Zip Code | EC4A2EA |
Country | GBR |
3. Principal place of business (if different than line 2)
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Zip Code |
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5. Senate ID# 400503478-12
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6. House ID# 410880000
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| TYPE OF REPORT | 8. Year | 2026 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Jiri Krol |
Date | 7/16/2026 7:22:01 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Regulation S-K: Call for Comments (CLL -15)
Data Reporting Requirements for Certain Event Contracts (RIN 3038-AF65)
Call for Input: Parallel Investment Activity
Clarification of Cross-Border Definitions
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (RIN 4030-ZA02)
Consideration of Guidance on Collaborations Among Competitors to Promote Certainty and Competition (Docket No. ATR-2026-0001)
Rule 12d1‑4(b)(3) under the Investment Company Act of 1940 - Proposed FAQ
Request for Exemptive Relief and Modernization of Rule 105 of Regulation M to Promote Capital Formation - 17 CFR 242.105
Notice of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act
of 1934, from Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934
and Request for Comment (File No. S7-2026-11)
Self-Regulatory Organizations; LCH SA; Notice of an Application for an Exemption Pursuant to
Section 36 of the Securities Exchange Act of 1934 (the Exchange Act) Relating to Rule Filing
Requirements and Request for Comment (File No. 600-36)
Self -Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 4321 (Allocations of Fail To Deliver Positions) and
Amend FINRA Rule 4560 (Short -Interest Reporting) (File No. SR-FINRA-2026-012)
Request for Extension of Comment Period for Proposed Rule on Semiannual Reporting (Rel. Nos. 33-11414; 34-105368; File No. S7-2026-15)
Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking OrganizationsDocket ID OCC-2026-0265; Docket No. 1887
Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund
Advisers (File Number S7-2026-13)
Form PF; Reporting Requirements for All Filers; Request for Comment on Private Credit Funds (RIN 3038-AF69 and File No. S7-2026-13)
General discussions with staff regarding financial stability, nonbank financial institutions and private credit
17. House(s) of Congress and Federal agencies Check if None
Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Treasury - Dept of, Federal Reserve System, Federal Deposit Insurance Corporation (FDIC), Justice - Dept of (DOJ), U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jiri |
Krol |
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Jennifer |
Wood |
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Daniel |
Austin |
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Adam |
Jacobs-Dean |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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3 |
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4 |
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% | |||||||||||||
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Lobbyist Name | Description of Offense(s) |