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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1608 RHODE ISLAND AVENUE, NW |
Address2 | |
City | WASHINGTON |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Oakland |
State | CA |
Zip Code | 94607 |
Country | USA |
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5. Senate ID# 39358-12
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6. House ID# 307040000
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: J. Gary Falle, Associate Vice President |
Date | 04/20/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
FY 2011 Agriculture appropriations: funding for the Center for Advanced Viticulture and Tree Crop Research, the Minor Use Drug Program (NRSP-7), the Animal Health and Disease Research Program, the Food Animal Residue Avoidance Databank, and for the Veterinary Medicine Systems Centers of Excellence
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
FY 2011 Commerce, Justice, Science and Related Agencies appropriations: University of California directed-funding requests and programmatic priorities, support for DOE (Department of Energy) Office of Science basic research, providing seed resources for regional innovation partnership iHubs (innovation Hubs), and the Economic Development Agency (EDA)
FY 2011 Department of Agriculture appropriations: University of California directed-funding requests and programmatic priorities
FY 2011 Department of Defense appropriations: University of California directed-funding requests and programmatic priorities; Defense-wide RDT&E (Research, Development, Testing and Evaluation) Combating Terrorism Technology Support (CTTS)
FY 2011 Department of the Interior, Environment, and Related Agencies appropriations: support for University of California programmatic priorities and funding for the National Endowment for the Arts and the National Endowment for the Humanities
FY 2011 Departments of Labor, Health and Human Services, and Education, and Related Agencies appropriations: University of California directed-funding requests and programmatic priorities, TEALE (Training for Employment in the Algae Economy) appropriations request, NIH (National Institutes of Health) funding
FY 2011 Departments of Transportation, and Housing and Urban Development, and Related Agencies appropriations: support for Transportation Research Centers
FY 2011 Energy and Water Development and Related Agencies appropriations: funding for DOE Office of Science and Energy Efficiency & Renewable Energy (EERE) programs; training program in emerging alternative fuel technologies for graduate students and post doctoral fellows, and upgrades to the LHPOST (Large High-Power Shake Table, a six degree of freedom seismic simulation capability for the US); University of California directed-funding requests and programmatic priorities
President's FY 2011 Budget Request: Labor, Health and Human Services, and Education appropriations: support for Functions 250 (General Science), 500 (Education), and 550 (Health)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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Kim |
Kovacs |
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Elizabeth |
Langdon-Gray |
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Barbara |
Perry |
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Gary |
Falle |
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David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code COM
16. Specific lobbying issues
FY 2011 Commerce, Justice, Science and Related Agencies appropriations: support for DOE (Department of Energy) Office of Science basic research and iHubs (innovation Hubs)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Barbara |
Perry |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
S. 515, Patent Reform Act of 2009: Managers Amendment
H.R. 1260, The Patent Reform Act of 2009
Technology Transfer issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Gary |
Falle |
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Barbara |
Perry |
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Kamala |
Lyon |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
FY 2011 Department of Defense appropriations: funding for Defense-wide RDT&E (Research, Development, Testing and Evaluation) Combating Terrorism Technology Support (CTTS) and Department of Defense basic research programs
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Barbara |
Perry |
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David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
H.R. 1751, American Dream Act: entire bill
H.R. 2847, Hiring Incentives to Restore Employment Act: education provisions
H.R. 3221, Student Aid and Fiscal Responsibility Act of 2009: entire bill, Pell Grants
H.R. 3359, US and the World Education Act: entire bill
H.R. 4872, Health Care and Education Reconciliation Act of 2010: SAFRA (Student Aid and Fiscal Responsibility Act) and other education provisions
S. 729, The Development, Relief, and Education for Alien Minors Act of 2009 (The DREAM Act): entire bill
America COMPETES Act reauthorization: STEM (Science, Technology, Engineering, and Mathematics fields) education provisions
Appointments to the U.S. Department of Education's National Advisory Committee on Institutional Quality and Integrity
Funding for after-school programs at the UCLA K-12 school
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Education - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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Gary |
Falle |
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Carolyn |
Henrich |
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Kim |
Kovacs |
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Barbara |
Perry |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
S. 3059, National Energy Efficiency Enhancement Act of 2010: set-aside for research into clean energy resources
S. 1733, The Clean Energy Jobs and American Power Act: funding for research and development
America COMPETES Act reauthorization: funding for Energy Hubs
Smart manufacturing processes authorization
FY 2011 Energy and Water Development and Related Agencies appropriations: funding for the Department of Energy Office of Science, ARPA-E (Advanced Research Projects Agency-Energy) and Energy Innovation Hubs (iHubs), Energy Efficiency & Renewable Energy (EERE) training program in emerging alternative fuel technologies for graduate students and post-doctoral fellows, upgrades to the LHPOST (Large High-Power Shake Table, a six degree of freedom seismic simulation capability for the US)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Energy - Dept of, Natl Science Foundation (NSF)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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Gary |
Falle |
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Kim |
Kovacs |
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Barbara |
Perry |
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David |
Schroeder |
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Michael |
Telson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 3590, The Patient Protection and Affordable Care Act of 2009: entire bill
H.R. 4691, Temporary Extension Act of 2010: Sec. 6, increase in the Medicare Physician Payment Update
H.R. 4872, Health Care and Education Reconciliation Act of 2010: all Sections in Title I (Health), graduate medical education, development of Medical Schools in Health Professional Shortage Areas; support for Pell Grants
H.R. 4213, American Workers, State and Business Relief Act of 2010: Sec. 232 Extension of ARRA (American Recovery and Reinvestment Act of 2009) increase in FMAP (Federal Medical Assistance Percentages), Sec. 601 Increase in the Medicare Physician Payment Update, Sec. 219 EHR (Electronic Health Record) clarification
FY 2011 Departments of Labor, Health and Human Services, and Education, and Related Agencies appropriations: funding for medical equipment at the UC Davis Cancer Center
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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Karl |
Engelbach |
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Barbara |
Perry |
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Lars |
Walton |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
HIV/AIDS training programs for immigration and customs officials
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
FY 2011 Departments of Labor, Health and Human Services, and Education, and Related Agencies appropriations: TEALE (Training for Employment in the Algae Economy) appropriations request, NIH (National Institutes of Health) funding
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Barbara |
Perry |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
H.R. 21, Oceans Conservation, Education and National Strategy for 21st Century Act: ocean and coastal research
H.R. 2272, 21st Century Competitiveness Act of 2007: NIST (National Institute of Standards and Technology), ARPA-E (Advanced Research Projects Agency-Energy) and NSF (National Science Foundation) reauthorization, STEM (Science, Technology, Engineering, and Mathematics) education funding, DOE (Department of Energy) Office of Science funding for basic research
H.R. 2407, National Climate Service Act of 2009: NOAA (National Oceanic and Atmospheric Administration) climate and ocean research
H.R. 2454, American Clean Energy and Security Act of 2009: funding for National Climate Service, Climate Research and Observations, Greenhouse gas emission atmospheric verification
H.R. 2847: Hiring Incentives to Restore Employment Act: student aid
H.R. 3458: Internet Freedom Preservation Act of 2009: Net Neutrality
H.R. 4061/S. 773, Cybersecurity Act of 2009: network preservation
S. 1252, Oceans and Human Health Reauthorization Act of 2009: development of marine natural products and pharmaceuticals, and implementation mechanisms
S. 1373, Federal Research Public Access Act of 2009: open access
S. 1451, FAA Air Transportation Modernization and Safety Improvement Act: Unmanned Aircraft Systems provisions
S. 1538, Black Carbon and Other Aerosols Research Act of 2009: extramural research
S. 1539, Greenhouse Gas Observation and Analysis System Act: extramural research
S. 1714, Open College Textbook Act of 2009: Net Neutrality
S. 1733, Clean Energy Jobs and American Power Act: funding for National Climate Service, Climate Research and Observations, Greenhouse gas emission atmospheric verification
FY 2011 President's Budget Request: NOAA and NASA satellite altimetry and ocean color
FY 2011 Commerce, Justice, Science and Related Agencies appropriations: funding for the National Science Foundation and the National Textile Center, support for DOE (Department of Energy) Office of Science, iHubs (innovation Hubs) appropriations, NOAA climate and ocean research and SWFSC (Southwest Fisheries Science Center) building construction, NSF research, NASA (National Aeronautics and Space Administration) Earth Sciences research, NOAA Geodesy Research
FY 2011 Department of Defense appropriations: Navy research and ship operations
FY 2011 Energy and Water Development and Related Agencies appropriations: funding for DOE nonproliferation and verification research, US Army Corps of Engineers coastal research and monitoring, Energy Efficiency & Renewable Energy (EERE), training program in emerging alternative fuel technologies for graduate students and post-doctoral fellows, upgrades to the LHPOST (Large High-Power Shake Table, a six degree of freedom seismic simulation capability for the US)
America COMPETES Act reauthorization: general provisions related to science and technology research, funding for National Science Foundation programs
Funding from NIST for construction of a laboratory building at UCLA
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Natl Aeronautics & Space Administration (NASA), Natl Oceanic & Atmospheric Administration (NOAA), Navy - Dept of, Army - Dept of (Corps of Engineers), Office of Science & Technology Policy (OSTP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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Kim |
Kovacs |
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Elizabeth |
Langdon-Gray |
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Barbara |
Perry |
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Kathleen |
Ritzman |
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David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 690, The MOBILE Cell Phone Act of 2009
S. 144, The MOBILE Cell Phone Act of 2009
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kamala |
Lyon |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
S. 1498, Surface Transportation Extension Act of 2009: provisions related to University Transportation Centers, funding for UC Davis transportation research and campus transit-related infrastructure needs
FY 2011 Departments of Transportation, and Housing and Urban Development, and Related Agencies appropriations: support for Transportation Research Centers
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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Elizabeth |
Langdon-Gray |
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Barbara |
Perry |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code VET
16. Specific lobbying issues
Issues related to land use and enhanced sharing agreements
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Veterans Affairs - Dept of (VA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |