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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 3138 NORTH 10TH STREET |
Address2 | |
City | ARLINGTON |
State | VA |
Zip Code | 22201 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 26763-12
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6. House ID# 302630000
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TYPE OF REPORT | 8. Year | 2011 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: B. Dan Berger |
Date | 10/20/2011 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Interchange Fees; Debit interchange fees; Consumers Payment System Protection Act (H.R. 1081-Entire Bill);Debit Interchange Fee Study Act of 2011 (S. 575 Entire Bill and S. Amdt #392);Flood Insurance; National Flood Insurance Program (NFIP); Flood Insurance Reform Act of 2011 (H.R. 1309 - Entire Bill); A bill to amend the National Flood Insurance Act of 1968 to include a system for indeterminate loss insurance claims, and for other purposes (S. 1091 Entire Bill); National Flood Insurance Program
Extension Act (S. 1548 - Entire Bill); Flood Insurance Reform Priorities Act of 2011 (H.R. 1026 - Entire Bill); Housing Finance Reform; Fannie Mae and Freddie Mac Transparency Act of 2011 (H.R. 463 - Entire Bill);Fannie Mae and Freddie Mac Taxpayer Payback Act of 2011 (H.R. 2436 Entire Bill);The Housing Trust Fund Elimination Act (H.R. 2441 - Entire Bill);The Market Transparency and Taxpayer Protection Act (H.R. 2440 - Entire Bill);Cap the GSE Bailout Act (H.R. 2462 - Entire Bill); Removing GSEs Charters During Receivership Act of 2011 (H.R. 2439 - Entire Bill); Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011 (H.R. 31 - Entire Bill); Equity in Government Compensation Act of 2011 (H.R. 1221 - Entire Bill); GSE Subsidy Elimination Act of 2011 (H.R. 1222- Entire Bill); GSE Credit Risk Equitable Treatment Act of 2011 (H.R. 1223 - Entire Bill); GSE Portfolio Risk Reduction Act of 2011 (H.R. 1224 -Entire Bill); GSE Debt Issuance Approval Act of 2011 (H.R. 1225 - Entire Bill); GSE Mission Improvement Act of 2011 (H.R. 1226 - Entire Bill); GSE Risk and Activities Limitation Act of 2011 (H.R. 1227 - Entire Bill); GSE Bailout Elimination and Taxpayer Protection Act (H.R. 1182 - Entire Bill); Housing Finance Reform Act of 2011 (H.R. 1859 - Entire Bill); Secondary Market Facility for Residential Mortgages Act of 2011 (H.R. 2413 - Entire Bill); Member Business Lending; Credit union member business lending cap; Small Business Lending Enhancement Act of 2011 (H.R. 1418 - Entire Bill); Small Business Lending Enhancement Act of 2011 (S. 509 - Entire Bill); Communities First Act (H.R. 1697 - Entire Bill); Small Business Jobs Act of 2010 (PL 111-240); Data Security; Secure and Fortify Data (SAFE) Act of 2011 (H.R. 2577 - Entire Bill); Data Security Act of 2011 (S. 1434 - Entire Bill); Personal Data Privacy and Security Act of 2011 (S. 1151 - Entire Bill); Data Security and Breach Notification Act of 2011 (S. 1207 - Entire Bill); Personal Data Protection and Breach Accountability Act of 2011 (S. 1535 - Entire Bill); Data Breach Notification Act of 2011 (S. 1408 Entire Bill); Patent Reform; The Leahy-Smith America Invents Act (H.R. 1249 Entire Bill); America Invents Act (S.23 Entire Bill); Servicemembers Civil Relief Act; Financial Institution Access of Military Bases; To amend the Servicemembers Civil Relief Act to provide surviving spouses with certain protections; relating to mortgages and mortgage foreclosures, and for other purposes (H.R. 1263 - Entire Bill); Protecting Servicemembers from Mortgage Abuses Act of 2011 (H.R. 1566 - Entire Bill); Protecting Veterans' Homes Act (H.R. 1911 - Entire Bill); Ensuring a Response for Servicemembers Act (H.R. 2329 - Entire Bill); Veterans Opportunity to Work Act of 2011 (H.R. 2433 - Entire Bill); Don't Default on Military Families Act (H.R. 2654 - Entire Bill); Protecting Servicemembers from Mortgage Abuses Act of 2011 (S. 486 -Entire Bill); Credit Union Tax Exemption; Statutory Federal debt limit; Legislation making appropriations for financial services and general government for fiscal year ending September 30, 2012; Budget Control Act of 2011 (P.L. 112-25); Joint Select Committee on Deficit Reduction; Internet Gambling; Internet Gambling Prohibition, Poker Consumer Protection, and Strengthening UIGEA Act of 2001 (H.R. 2366 - Section 202); The Dodd Frank Act (P.L. No. 111-203) as it relates to the credit rating industry; Mortgage Servicing Standards; Credit union supplemental capital;
Responsible Consumer Financial Protection Regulations Act of 2011 (S. 737 - Entire Bill); The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173 - Entire Bill P.L. 111-203); To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 87 - Entire Bill); The Responsible Consumer Financial Protection Regulations Act of 2011(H.R. 1121-Entire Bill); The Consumer Financial Protection Safety and Soundness Improvement Act of 2011 (H.R. 1315 - Entire Bill); The Bureau of Consumer Financial Protection Transfer Clarification Act (H.R. 1667 - Entire Bill); National Credit Union Administrations Central Liquidity Fund; Community Development Revolving Loan Fund Appropriations;
Community Development Financial Institutions Fund Appropriations; Consumer Financial Protection Bureau; Consumer Financial Protection Bureau interim final rule relating to investigations; Consumer Financial Protection Bureau interim final rule on disclosure of records and information; Consumer Financial Protection Bureau Notice and Request for Information concerning consumer; financial products and services offered to servicemembers; Consumer Financial Protection Bureau Notice and Request for Comment regarding non-depository financial service providers; Consumer Financial Protection Bureau prototype mortgage disclosure forms RESPA and TILA; Federal Reserve and Federal Housing Finance Agency proposed rule regarding qualified residential mortgages; Federal Reserve interim final rule on the fraud adjustment for debit interchange fees; Federal Reserve proposed changes to Regulation Z with respect to consumer ability to repay their mortgage; Federal Reserve proposed changes to Regulation E regarding international remittance transfers; The Electronic Payments Association (NACHA) proposed rule to modify pain points and areas that cause misunderstandings among network participants; National Credit Union Administration proposed rule regarding Credit Union Services Organizations; National Credit Union Administration updated lost estimates with respect to the corporate credit union stabilization; National Credit Union Administration and implementation of President Obamas Executive Order (13579), Regulation and Independent Regulatory Agencies; National Credit Union Administrations Advance Notice of Proposed Rulemaking regarding derivatives; National Credit Union Administration proposed rule on the Community Development Revolving Loan Fund; U.S. Small Business Administration and legislation that would lift the credit union member business lending cap; The White House and implementation of President Obama's Executive
Order (13579), Regulation and Independent Regulatory Agencies; The White House and legislation that would lift the credit union member business lending cap; Real Estate Settlement Procedures Act; Regulation of non-depository financial services providers; Interchange fees and network routing requirements; Incentive based compensation arrangements; National Credit Union Share Insurance Fund; National Credit Union Administrations Budget; Troubled Debt Restructuring;
Financial Regulatory Reform; Remittances; Credit Union Capital Reform and Alternative Capital;
The S.A.F.E. Mortgage Licensing Act of 2008; National Credit Union Administrations corporate stabilization plan; National Credit Union Administrations proposed rule on Interest Rate Risk Management; Risk based capital standards;National Credit Union Administrations rule on mergers and credit union conversions.
17. House(s) of Congress and Federal agencies Check if None
Natl Credit Union Administration (NCUA), Small Business Adminstration (SBA), Defense - Dept of (DOD), Homeland Security - Dept of (DHS), Federal Reserve System, Treasury - Dept of, Federal Deposit Insurance Commission (FDIC), Securities & Exchange Commission (SEC), Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Government Accountability Office (GAO), White House Office, Federal Housing Finance Board (FHFB), Federal Trade Commission (FTC), Financial Crimes Enforcement Network (FinCEN), Commodity Futures Trading Commission (CFTC), U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Fred |
Becker |
Jr. |
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Dan |
Berger |
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Quincy |
Enoch |
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Carrie |
Hunt |
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Dillon |
Shea |
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Brad |
Thaler |
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Katherine |
Marisic |
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Jillian |
Pevo |
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Tessema |
Tefferi |
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Chad |
Adams |
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Alexis |
Latifi |
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Dan |
O'Brien |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Interchange Fees; Debit interchange fees; Consumers Payment System Protection Act (H.R. 1081-Entire Bill);Debit Interchange Fee Study Act of 2011 (S. 575 Entire Bill and S. Amdt #392);Flood Insurance; National Flood Insurance Program (NFIP); Flood Insurance Reform Act of 2011 (H.R. 1309 - Entire Bill); A bill to amend the National Flood Insurance Act of 1968 to include a system for indeterminate loss insurance claims, and for other purposes (S. 1091 Entire Bill); National Flood Insurance Program
Extension Act (S. 1548 - Entire Bill); Flood Insurance Reform Priorities Act of 2011 (H.R. 1026 - Entire Bill); Housing Finance Reform; Fannie Mae and Freddie Mac Transparency Act of 2011 (H.R. 463 - Entire Bill);Fannie Mae and Freddie Mac Taxpayer Payback Act of 2011 (H.R. 2436 Entire Bill);The Housing Trust Fund Elimination Act (H.R. 2441 - Entire Bill);The Market Transparency and Taxpayer Protection Act (H.R. 2440 - Entire Bill);Cap the GSE Bailout Act (H.R. 2462 - Entire Bill); Removing GSEs Charters During Receivership Act of 2011 (H.R. 2439 - Entire Bill); Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011 (H.R. 31 - Entire Bill); Equity in Government Compensation Act of 2011 (H.R. 1221 - Entire Bill); GSE Subsidy Elimination Act of 2011 (H.R. 1222- Entire Bill); GSE Credit Risk Equitable Treatment Act of 2011 (H.R. 1223 - Entire Bill); GSE Portfolio Risk Reduction Act of 2011 (H.R. 1224 -Entire Bill); GSE Debt Issuance Approval Act of 2011 (H.R. 1225 - Entire Bill); GSE Mission Improvement Act of 2011 (H.R. 1226 - Entire Bill); GSE Risk and Activities Limitation Act of 2011 (H.R. 1227 - Entire Bill); GSE Bailout Elimination and Taxpayer Protection Act (H.R. 1182 - Entire Bill); Housing Finance Reform Act of 2011 (H.R. 1859 - Entire Bill); Secondary Market Facility for Residential Mortgages Act of 2011 (H.R. 2413 - Entire Bill); Member Business Lending; Credit union member business lending cap; Small Business Lending Enhancement Act of 2011 (H.R. 1418 - Entire Bill); Small Business Lending Enhancement Act of 2011 (S. 509 - Entire Bill); Communities First Act (H.R. 1697 - Entire Bill); Small Business Jobs Act of 2010 (PL 111-240); Data Security; Secure and Fortify Data (SAFE) Act of 2011 (H.R. 2577 - Entire Bill); Data Security Act of 2011 (S. 1434 - Entire Bill); Personal Data Privacy and Security Act of 2011 (S. 1151 - Entire Bill); Data Security and Breach Notification Act of 2011 (S. 1207 - Entire Bill); Personal Data Protection and Breach Accountability Act of 2011 (S. 1535 - Entire Bill); Data Breach Notification Act of 2011 (S. 1408 Entire Bill); Patent Reform; The Leahy-Smith America Invents Act (H.R. 1249 Entire Bill); America Invents Act (S.23 Entire Bill); Servicemembers Civil Relief Act; Financial Institution Access of Military Bases; To amend the Servicemembers Civil Relief Act to provide surviving spouses with certain protections; relating to mortgages and mortgage foreclosures, and for other purposes (H.R. 1263 - Entire Bill); Protecting Servicemembers from Mortgage Abuses Act of 2011 (H.R. 1566 - Entire Bill); Protecting Veterans' Homes Act (H.R. 1911 - Entire Bill); Ensuring a Response for Servicemembers Act (H.R. 2329 - Entire Bill); Veterans Opportunity to Work Act of 2011 (H.R. 2433 - Entire Bill); Don't Default on Military Families Act (H.R. 2654 - Entire Bill); Protecting Servicemembers from Mortgage Abuses Act of 2011 (S. 486 -Entire Bill); Credit Union Tax Exemption; Statutory Federal debt limit; Legislation making appropriations for financial services and general government for fiscal year ending September 30, 2012; Budget Control Act of 2011 (P.L. 112-25); Joint Select Committee on Deficit Reduction; Internet Gambling; Internet Gambling Prohibition, Poker Consumer Protection, and Strengthening UIGEA Act of 2001 (H.R. 2366 - Section 202); The Dodd Frank Act (P.L. No. 111-203) as it relates to the credit rating industry; Mortgage Servicing Standards; Credit union supplemental capital;
Responsible Consumer Financial Protection Regulations Act of 2011 (S. 737 - Entire Bill); The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173 - Entire Bill P.L. 111-203); To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 87 - Entire Bill); The Responsible Consumer Financial Protection Regulations Act of 2011(H.R. 1121-Entire Bill); The Consumer Financial Protection Safety and Soundness Improvement Act of 2011 (H.R. 1315 - Entire Bill); The Bureau of Consumer Financial Protection Transfer Clarification Act (H.R. 1667 - Entire Bill); National Credit Union Administrations Central Liquidity Fund; Community Development Revolving Loan Fund Appropriations;
Community Development Financial Institutions Fund Appropriations; Consumer Financial Protection Bureau; Consumer Financial Protection Bureau interim final rule relating to investigations; Consumer Financial Protection Bureau interim final rule on disclosure of records and information; Consumer Financial Protection Bureau Notice and Request for Information concerning consumer; financial products and services offered to servicemembers; Consumer Financial Protection Bureau Notice and Request for Comment regarding non-depository financial service providers; Consumer Financial Protection Bureau prototype mortgage disclosure forms RESPA and TILA; Federal Reserve and Federal Housing Finance Agency proposed rule regarding qualified residential mortgages; Federal Reserve interim final rule on the fraud adjustment for debit interchange fees; Federal Reserve proposed changes to Regulation Z with respect to consumer ability to repay their mortgage; Federal Reserve proposed changes to Regulation E regarding international remittance transfers; The Electronic Payments Association (NACHA) proposed rule to modify pain points and areas that cause misunderstandings among network participants; National Credit Union Administration proposed rule regarding Credit Union Services Organizations; National Credit Union Administration updated lost estimates with respect to the corporate credit union stabilization; National Credit Union Administration and implementation of President Obamas Executive Order (13579), Regulation and Independent Regulatory Agencies; National Credit Union Administrations Advance Notice of Proposed Rulemaking regarding derivatives; National Credit Union Administration proposed rule on the Community Development Revolving Loan Fund; U.S. Small Business Administration and legislation that would lift the credit union member business lending cap; The White House and implementation of President Obama's Executive
Order (13579), Regulation and Independent Regulatory Agencies; The White House and legislation that would lift the credit union member business lending cap; Real Estate Settlement Procedures Act; Regulation of non-depository financial services providers; Interchange fees and network routing requirements; Incentive based compensation arrangements; National Credit Union Share Insurance Fund; National Credit Union Administrations Budget; Troubled Debt Restructuring;
Financial Regulatory Reform; Remittances; Credit Union Capital Reform and Alternative Capital;
The S.A.F.E. Mortgage Licensing Act of 2008; National Credit Union Administrations corporate stabilization plan; National Credit Union Administrations proposed rule on Interest Rate Risk Management; Risk based capital standards;National Credit Union Administrations rule on mergers and credit union conversions.
17. House(s) of Congress and Federal agencies Check if None
Natl Credit Union Administration (NCUA), Small Business Adminstration (SBA), Defense - Dept of (DOD), Federal Reserve System, Treasury - Dept of, Federal Deposit Insurance Commission (FDIC), Securities & Exchange Commission (SEC), Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Government Accountability Office (GAO), White House Office, Federal Housing Finance Board (FHFB), Federal Trade Commission (FTC), Financial Crimes Enforcement Network (FinCEN), Commodity Futures Trading Commission (CFTC), U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Fred |
Becker |
Jr. |
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Dan |
Berger |
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Quincy |
Enoch |
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Carrie |
Hunt |
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Dillon |
Shea |
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Brad |
Thaler |
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Katherine |
Marisic |
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Jillian |
Pevo |
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Tessema |
Tefferi |
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Chad |
Adams |
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Alexis |
Latifi |
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Dan |
O'Brien |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Credit Union Tax Exemption; National Commission on Fiscal Reponsibility and Reform final report entitled, "The Moment of Truth"; Statutory federal debt limit; Joint Select Committee on Deficit Reduction; Budget Control Act of 2011 (P.L. 112-25).
17. House(s) of Congress and Federal agencies Check if None
Internal Revenue Service (IRS), Natl Credit Union Administration (NCUA), Treasury - Dept of, Federal Reserve System, U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Federal Trade Commission (FTC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Fred |
Becker |
Jr. |
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Dan |
Berger |
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Quincy |
Enoch |
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Carrie |
Hunt |
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Dillon |
Shea |
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Brad |
Thaler |
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Katherine |
Marisic |
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Jillian |
Pevo |
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Tessema |
Tefferi |
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Chad |
Adams |
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Alexis |
Latifi |
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Dan |
O'Brien |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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NAFCU Board of Directors |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |