Clerk of the House of Representatives
Legislative Resource Center
135 Cannon Building
Washington, DC 20515
http://lobbyingdisclosure.house.gov 		Secretary of the Senate
Office of Public Records
232 Hart Building
Washington, DC 20510
http://www.senate.gov/lobby
LOBBYING REPORT

Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

1. Registrant Name Organization/Lobbying Firm Self Employed Individual
F. HOFFMANN-LA ROCHE LTD and its Affiliates

2. Address

Address1
1425 K STREET, NW, #650
 Address2
​
City
WASHINGTON
 State
DC
 Zip Code
20005
 Country
USA

3. Principal place of business (if different than line 2)

City
​
 State
​
 Zip Code
​
 Country
​
4a. Contact Name b. Telephone Number c. E-mail
​Mrs.
​SHANNON C. STEWARD
​2024080090
​shannon.cottrell-steward@roche.com
5. Senate ID#
​18411-12
7. Client Name Self Check if client is a state or local government or instrumentality
​F. HOFFMANN-LA ROCHE LTD and its Affiliates
6. House ID#
​311670000
TYPE OF REPORT 8. Year
​2009
 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1 - 9/30) Q4 (10/1 - 12/31)

9. Check if this filing amends a previously filed version of this report

10. Check if this is a Termination Report Termination Date
​
 11. No Lobbying Issue Activity
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13
12. Lobbying 13. Organizations
INCOME relating to lobbying activities for this reporting period was: EXPENSE relating to lobbying activities for this reporting period were:
Less than $5,000
Less than $5,000
$5,000 or more $
​
$5,000 or more $
​1,206,427.00
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options.
Method A. Reporting amounts using LDA definitions only

Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code

Method C. Reporting amounts under section 162(e) of the Internal Revenue Code

Signature
Digitally Signed By: Evan Morris, Vice President Federal Government Affairs and Public Policy
 Date
04/17/2009

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code HCR

16. Specific lobbying issues

Pandemic preparedness, accutane safety, diabetes issues, general pharmaceutical issues; federal lobbying on Tamiflu; pandemic flu funding; HR1585, the FIT Kids Act; issues addressing childhood obesity; track and monitor health care reform including H.R. 1427 and S.726, promoting Innovation and Access to Life-Saving Medicine Act; HR 1105 omnibus Approporiation Act; FY10 Labor HHS Approporiations legislation; community relations and outreach to develop and maintain relationships with minority groups and
health organizations to promote diabetes awareness. Public policy such as promoting initiatives and strategizing on the most effective approaches to tell the story of Roche's efforts to address and try to resolve health disparities affecting minority communities; Federal lobbying on Tamiflu.

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Darin
Gardner
​
Director of Federal Government Affairs
Anna
Sagely
​
Director of Federal Government Affairs
James
Scott
​
Director of Federal Government Affairs
Evan
Morris
​
VP of Fed.Government Affairs & Public Policy

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code BUD

16. Specific lobbying issues

S. Con Res 13/H. Con Res 85, FY 2010 budget resolution, specific issues concerning budget assumptions related to prescription drug pricing and Medicare reimbursement. H.R.1, The American Recovery Reimbursement Act, as it relates to compative effectiveness and related funding and pandemic flu preparedness; issues related to government purchases of pandemic drugs - Tamiflu.

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
James
Scott
​
Director of Federal Government Affairs

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code MMM

16. Specific lobbying issues

Reimbursement and other issues related to anemia and arthritis drugs; planning treatment protocols for patients diabetes drugs.; HR 2, SCHIP Bill, issues related childhood obesity; Medicare coverage policy for blood glucose monitors and test strips; dynamic scoring; healthcare reform legislation.

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Thomas
Barnett
​
Director, Diagnostics
Bruce
Taylor
​
Director, Diagnostics
Kate
Claessens
​
Director, Diagnostics
James
Scott
​
Director, Federal Government Affairs

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

Address
​
City
​
 State
​
 Zip Code
​
 Country
​

21. Client new principal place of business (if different than line 20)

City
​
 State
​
 Zip Code
​
 Country
​

22. New General description of client’s business or activities

​

LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

First Name
Last Name
Suffix
First Name
Last Name
Suffix
1
​
​
​
3
​
​
​
2
​
​
​
4
​
​
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ISSUE UPDATE

24. General lobbying issue that no longer pertains

​
​
​
​
​
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​
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AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

Name Address Principal Place of Business
(city and state or country)
Street Address
City State/Province Zip Country
City
State Country

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

1 2 3

FOREIGN ENTITIES

27. Add the following foreign entities:

Name Address Principal place of business
(city and state or country) 		Amount of contribution for lobbying activities Ownership percentage in client
Street Address
City State/Province Country
City
State Country
%

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

1 3 5
2 4 6