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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1001 PENNSYLVANIA AVE, NW |
Address2 | 500 SOUTH |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 5290-12
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6. House ID# 308210000
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TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Richard M.Whiting, Executive Director & General Counsel |
Date | 04/18/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
Farm Credit System; H.R. 1341, Financial Competitive Act of 2013, derivatives credit valuation adjustment capital requirement;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Credit card, interchange fees, electronic payments networks and overdraft fees
Item 17 Continued:
Federal Agency contact includes the Consumer Financial Protection Bureau (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Commodity Futures Trading Commission (CFTC), Council of Economic Advisers (CEA), Federal Deposit Insurance Commission (FDIC), Government Accountability Office (GAO), Office of Personnel Management (OPM), Small Business Adminstration (SBA), Treasury - Dept of, White House Office, Justice - Dept of (DOJ), Office of the Comptroller of the Currency (OCC), Office of Thrift Supervision (OTS), Securities & Exchange Commission (SEC), Federal Housing Finance Board (FHFB), Housing & Urban Development - Dept of (HUD), Federal Accounting Standards Advisory Board (FASAB), Farm Credit Administration, Federal Deposit Insurance Commission (FDIC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
Dalton |
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Anne |
Wallace |
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Paul |
Leonard |
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Todd |
Hill |
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Brian |
Tate |
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Scott |
Talbott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BNK
16. Specific lobbying issues
Student Loans and repayment options; H.R. 532, Private Student Loan Bankruptcy Fairness Act of 2013
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Brian |
Tate |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Financial Services and General Government appropriations; Fiscal Cliff (Sequestration and Expiration of 2010 Tax Cuts) FY 2013 Appropriations Budget;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Office of Thrift Supervision (OTS), Farm Credit Administration
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Brian |
Tate |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
Patent Reform; Tax practitioners for infringement of a patent for tax;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, U.S. Copyright Office, Commerce - Dept of (DOC), Justice - Dept of (DOJ), Treasury - Dept of, Office of Management & Budget (OMB), U.S. Trade Representative (USTR), Federal Trade Commission (FTC), Patent & Trademark Office (PTO), White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Anthony |
Ciminio |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Data Breach / ID Theft / Spyware; Internet Spyware; Social Security Number Protection; Non-prime/Anti-Predatory Lending; Social Security Verification; Employee Free choice; Student Loans; Fair Practices in Credit Cards;
Line 17 Continued:
Consumer Financial Protection Bureau (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Treasury - Dept of, Federal Reserve System, Office of the Comptroller of the Currency (OCC), Federal Trade Commission (FTC), Securities & Exchange Commission (SEC), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Office of Management & Budget (OMB)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Nicole |
Muryn |
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John |
Dalton |
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Anne |
Wallace |
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Brian |
Tate |
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Paul |
Leonard |
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Richard |
Foster |
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Anthony |
Cimino |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DIS
16. Specific lobbying issues
Federal disaster planning;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Small Business Adminstration (SBA), Environmental Protection Agency (EPA), Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Anthony |
Cimino |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
Significant tax issues; Renewable energy and energy conservation; Farm Credit System; Energy & Tax extenders;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
AML/Regulator Relief; Financial Services and General Government appropriations; Credit Card/Interchange Fees; Retirement Security/Annuities;
Carried interest income;
GSE Reform;
Automobile, Arbitration fairness;
Nursing home arbitration;
Regulatory Restructuring;
Executive Compensation;
Independent Foreclosure Review
Proxy Access;
Structure and Activities of the Office of Financial Research
Implementation of Proprietary Trading and Funds Investments Restrictions of the Proposed Volcker Rule
H.R. 1221, Basel III Capital Impact Study Act;
H.R. 1341, Financial Competitive Act of 2013;
H.R. 797, the Municipal Advisor Oversight Improvement Act of 2013
Line 17 Continued: Consumer Financial Protection Bureau (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Council of Economic Advisers (CEA), Federal Reserve System, Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Justice - Dept of (DOJ), Federal Deposit Insurance Commission (FDIC), Federal Housing Finance Board (FHFB), Office of Thrift Supervision (OTS), Commerce - Dept of (DOC), Commodity Futures Trading Commission (CFTC), Transportation - Dept of (DOT), U.S. Trade Representative (USTR)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Paul |
Leonard |
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John |
Dalton |
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Anne |
Wallace |
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Nicole |
Muryn |
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Brian |
Tate |
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Richard |
Foster |
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Felicia |
Smith |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
GSE Reform; Federal Housing Finance Reform; Terrorism Insurance Reauthorization; Farm Credit System, H.R. 821, Expansion of Serviceman Civil Relief Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Justice - Dept of (DOJ), Housing & Urban Development - Dept of (HUD), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Office of Thrift Supervision (OTS), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Paul |
Leonard |
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John |
Dalton |
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Brian |
Tate |
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Anne |
Wallace |
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Todd |
Hill |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
GSE Reform; Federal Housing Finance Reform; Homeownership and responsible lending; Fair Mortgage Practices Act; Borrower Protection; H.R. 1077, the Consumer Mortgage Choice Act; S. 563, Jumpstart GSE Reform Act
Item 17 Continued: the Federal Housing Finance Agency
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Treasury - Dept of, Housing & Urban Development - Dept of (HUD), Federal Housing Finance Board (FHFB), Federal Reserve System, Office of Thrift Supervision (OTS), Small Business Adminstration (SBA), Office of the Comptroller of the Currency (OCC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Paul |
Leonard |
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John |
Dalton |
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Anthony |
Cimino |
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Todd |
Hill |
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Anne |
Wallace |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code IMM
16. Specific lobbying issues
Immigration Reform/Matricula H-1B
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Anthony |
Cimino |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
Optional Federal Charter, Flood Insurance; Long Term Care; Reauthorization of Terrorism Risk Insurance Program; H.R. 1064, National Association of Registered Agents & Brokers Act and S.534; H.R. 41, National Flood Insurance Program;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Treasury - Dept of, Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Commission (FDIC), Commerce - Dept of (DOC), Federal Reserve System, Office of Thrift Supervision (OTS), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Paul |
Leonard |
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Anthony |
Cimino |
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Anne |
Wallace |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
Data Breach / ID Teeth / Spyware; Social Security number privacy and Identity Theft prevention; Global Online freedom protection; Internet Gambling & Tax Enforcement; FCC - Autodialers Proposal; H.R. 756, Research & Development for Cybersecurity; H.R. 749, Eliminate Privacy Notice Confusion Act; H.R. 624, Cyber Intelligence Sharing & Protection Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Patent & Trademark Office (PTO), U.S. Copyright Office, Commerce - Dept of (DOC), Justice - Dept of (DOJ), Federal Trade Commission (FTC), Office of Management & Budget (OMB), U.S. Trade Representative (USTR), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Brian |
Tate |
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Nicole |
Muryn |
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Anne |
Wallace |
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Anthony |
Cimino |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
Small Business Issues to include fairness and lending; H.R.1240, Commercial Real Estate and Economic Development (CREED) Act of 2013; S. 289, CREED Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Office of Thrift Supervision (OTS), Securities & Exchange Commission (SEC), Small Business Adminstration (SBA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Brian |
Tate |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Significant Tax Issues: Subpart f/BAT/SILO, Subpart f Exemption, Retirement; H.R.1029, No Loopholes in Social Security Taxes Act and S.500,
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Paul |
Leonard |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
Retirement Securities; Department of Labor's proposed rule defining fiduciary duty;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Treasury - Dept of, Federal Reserve System, Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), Justice - Dept of (DOJ), Federal Deposit Insurance Commission (FDIC), Office of Thrift Supervision (OTS), Commerce - Dept of (DOC), Council of Economic Advisers (CEA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Brian |
Tate |
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Richard |
Foster |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
International Trade;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Scott |
Talbott |
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Anthony |
Cimino |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address: http://www.fsround.org
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |