|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | Post Office Box 327 |
Address2 | James A. Farley Post Office Building |
City | New York |
State | NY |
Zip Code | 10116-0327 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Huntington |
State | NY |
Zip Code | 11743-4744 |
Country | USA |
|
5. Senate ID# 81830-532
|
||||||||
|
6. House ID# 363570027
|
TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
---|---|---|---|---|---|---|---|---|---|
12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Mr. Robert J. Brassell, Jr., N.P., CEO and Chief Lobbyist |
Date | 09/21/2009 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Several written correspondence (dated June 8, 2009 and sent via United States Postal Service (USPS) First-Class Certified Mail) addressed to several senior United States federal, state and local executive officials regarding "[alleged] theft from and (assumed) misuse of the late Mr. Walter F. McCarthy's Chase Bank checking account" (directly quoted from the aforementioned June 2009 written correspondence). (pro bono lobbying activities)
Several written correspondence (dated June 8, 2009 and sent via United States Postal Service (USPS) First-Class Certified Mail) addressed to the Executive Assistant Director of the Federal Bureau of Investigation of the United States federal Department of Justice (FBI) for the Criminal, Cyber, Responses, and Services Branch Thomas J. Harrington, FBI Assistant Director-in-Charge for the New York Division Joseph M. Demarest, Jr., and whomever was the then-current FBI Special Agent-in-Charge for the Criminal Division (all via the FBI - New York Division office), Richmond County/Staten Island (N.Y.) District Attorney Daniel M. Donovan, Jr., and Richmond County/Staten Island (N.Y.) Chief Assistant District Attorney Daniel L. Master, Jr. (via the Office of the District Attorney of the County of Richmond of the State of New York), Commissioner of Police of the City of New York of the State of New York Raymond W. Kelly, First Deputy Commissioner of Police of the City of New York of the State of New York George A. Grasso, Chief of Department of the Police Department of the City of New York of the State of New York Joseph Esposito and Bureau Chief of Detectives of the Police Department of the City of New York of the State of New York George F. Brown (via the New York City (N.Y.) Police Department's Commissioner's Office), New York State Attorney General Andrew Cuomo and whomever was the then-current Deputy New York State Attorney General for Public Advocacy (all via the Office of the Attorney General of the State of New York) and Chairman of the Board of Directors and Chief Executive Officer of JPMorgan Chase & Co. and JPMorgan Chase Bank, National Association (N.A.), James Dimon, Executive Vice President of JPMorgan Chase & Co. and JPMorgan Chase Bank, National Association (N.A.), for Worldwide Security Services Michael K. Clark and whomever was the then-current General Counsel for JPMorgan Chase & Co. (all via JPMorgan Chase & Co.'s main headquarters) regarding "[alleged] theft from and (assumed) misuse of the late Mr. Walter F. McCarthy's Chase Bank checking account" (directly quoted from the aforementioned June 2009 written correspondence). (pro bono lobbying activities)
17. House(s) of Congress and Federal agencies Check if None
Federal Bureau of Investigation (FBI)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Brassell, Jr., N.P. |
|
N/A |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Several written correspondence (dated June 8, 2009 and sent via United States Postal Service (USPS) First-Class Certified Mail) addressed to several senior United States federal, state and local executive officials regarding "[alleged] theft from and (assumed) misuse of the late Mr. Walter F. McCarthy's Chase Bank checking account" (directly quoted from the aforementioned June 2009 written correspondence). (pro bono lobbying activities)
Several written correspondence (dated June 8, 2009 and sent via United States Postal Service (USPS) First-Class Certified Mail) addressed to the Executive Assistant Director of the Federal Bureau of Investigation of the United States federal Department of Justice (FBI) for the Criminal, Cyber, Responses, and Services Branch Thomas J. Harrington, FBI Assistant Director-in-Charge for the New York Division Joseph M. Demarest, Jr., and whomever was the then-current FBI Special Agent-in-Charge for the Criminal Division (all via the FBI - New York Division office), Richmond County/Staten Island (N.Y.) District Attorney Daniel M. Donovan, Jr., and Richmond County/Staten Island (N.Y.) Chief Assistant District Attorney Daniel L. Master, Jr. (via the Office of the District Attorney of the County of Richmond of the State of New York), Commissioner of Police of the City of New York of the State of New York Raymond W. Kelly, First Deputy Commissioner of Police of the City of New York of the State of New York George A. Grasso, Chief of Department of the Police Department of the City of New York of the State of New York Joseph Esposito and Bureau Chief of Detectives of the Police Department of the City of New York of the State of New York George F. Brown (via the New York City (N.Y.) Police Department's Commissioner's Office), New York State Attorney General Andrew Cuomo and whomever was the then-current Deputy New York State Attorney General for Public Advocacy (all via the Office of the Attorney General of the State of New York) and Chairman of the Board of Directors and Chief Executive Officer of JPMorgan Chase & Co. and JPMorgan Chase Bank, National Association (N.A.), James Dimon, Executive Vice President of JPMorgan Chase & Co. and JPMorgan Chase Bank, National Association (N.A.), for Worldwide Security Services Michael K. Clark and whomever was the then-current General Counsel for JPMorgan Chase & Co. (all via JPMorgan Chase & Co.'s main headquarters) regarding "[alleged] theft from and (assumed) misuse of the late Mr. Walter F. McCarthy's Chase Bank checking account" (directly quoted from the aforementioned June 2009 written correspondence). (pro bono lobbying activities)
17. House(s) of Congress and Federal agencies Check if None
Federal Bureau of Investigation (FBI)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Brassell, Jr., N.P. |
|
N/A |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LAW
16. Specific lobbying issues
Several written correspondence (dated June 8, 2009 and sent via United States Postal Service (USPS) First-Class Certified Mail) addressed to several senior United States federal, state and local executive officials regarding "[alleged] theft from and (assumed) misuse of the late Mr. Walter F. McCarthy's Chase Bank checking account" (directly quoted from the aforementioned June 2009 written correspondence). (pro bono lobbying activities)
Several written correspondence (dated June 8, 2009 and sent via United States Postal Service (USPS) First-Class Certified Mail) addressed to the Executive Assistant Director of the Federal Bureau of Investigation of the United States federal Department of Justice (FBI) for the Criminal, Cyber, Responses, and Services Branch Thomas J. Harrington, FBI Assistant Director-in-Charge for the New York Division Joseph M. Demarest, Jr., and whomever was the then-current FBI Special Agent-in-Charge for the Criminal Division (all via the FBI - New York Division office), Richmond County/Staten Island (N.Y.) District Attorney Daniel M. Donovan, Jr., and Richmond County/Staten Island (N.Y.) Chief Assistant District Attorney Daniel L. Master, Jr. (via the Office of the District Attorney of the County of Richmond of the State of New York), Commissioner of Police of the City of New York of the State of New York Raymond W. Kelly, First Deputy Commissioner of Police of the City of New York of the State of New York George A. Grasso, Chief of Department of the Police Department of the City of New York of the State of New York Joseph Esposito and Bureau Chief of Detectives of the Police Department of the City of New York of the State of New York George F. Brown (via the New York City (N.Y.) Police Department's Commissioner's Office), New York State Attorney General Andrew Cuomo and whomever was the then-current Deputy New York State Attorney General for Public Advocacy (all via the Office of the Attorney General of the State of New York) and Chairman of the Board of Directors and Chief Executive Officer of JPMorgan Chase & Co. and JPMorgan Chase Bank, National Association (N.A.), James Dimon, Executive Vice President of JPMorgan Chase & Co. and JPMorgan Chase Bank, National Association (N.A.), for Worldwide Security Services Michael K. Clark and whomever was the then-current General Counsel for JPMorgan Chase & Co. (all via JPMorgan Chase & Co.'s main headquarters) regarding "[alleged] theft from and (assumed) misuse of the late Mr. Walter F. McCarthy's Chase Bank checking account" (directly quoted from the aforementioned June 2009 written correspondence). (pro bono lobbying activities)
17. House(s) of Congress and Federal agencies Check if None
Federal Bureau of Investigation (FBI)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Brassell, Jr., N.P. |
|
N/A |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address | |
||||||
City | |
State | |
Zip Code | |
Country | |
21. Client new principal place of business (if different than line 20)
City | |
State | |
Zip Code | |
Country | |
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
1 |
|
3 |
|
||||||
2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |