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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1201 F STREET, NW, #450 |
Address2 |
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City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 62596-12
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6. House ID# 354540000
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TYPE OF REPORT | 8. Year | 2015 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Ceci Guarin |
Date | 10/22/2015 2:09:54 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
General tax reform
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Joseph L. |
Seidel |
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Margaret M. |
Gage |
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Jessica A. |
Mandel |
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Terrence |
Thompson |
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Ashlyn |
Teel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse AG is the parent company to Credit Suisse (USA) LLC, and as such, has an interest in the issues lobbied.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Supplemental Leverage Ratio
CFTC Uncleared Margin Rule
Fed/OCC/FDIC Uncleared Margin proposal
Fed final rule supplemental leverage ratio
Fed final rule liquidity coverage ratio
Consultative Document, Basel III: The Net Stable Funding Ratio
SEC proposed rule on Treatment of Cross-Border Security-Based Swap Transactions
CFTC Cross-border application of margin requirements for uncleared swaps
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Reserve System, Federal Deposit Insurance Corporation (FDIC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Joseph L. |
Seidel |
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Margaret M. |
Gage |
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Jessica A. |
Mandel |
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Terrence |
Thompson |
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Ashlyn |
Teel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse AG is the parent company to Credit Suisse (USA) LLC, and as such, has an interest in the issues lobbied.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R.3049, Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2016
S. 1484, Financial Regulatory Improvement Act of 2015
Commodity Exchange Act Reauthorization
Department of Labor Notice of Proposed Exemption at 79 FR 52365
Federal Reserve Proposed Rule on FRB, Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies (77 Fed. Reg. 594, Jan. 5, 2012)
The Volcker Rule
Interpretation issues regarding: Securities Act of 1933 and Investment Company Act of 1940
Department of Labor Proposed Fiduciary Rule
Securities and Exchange Commission Customer Protection Rule, Rule 15c3-3
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Deposit Insurance Corporation (FDIC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Joseph L. |
Seidel |
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Margaret M. |
Gage |
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Jessica A. |
Mandel |
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Terrence |
Thompson |
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Ashlyn |
Teel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse AG is the parent company to Credit Suisse (USA) LLC, and as such, has an interest in the issues lobbied.
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |