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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 3138 NORTH 10TH STREET |
Address2 | |
City | ARLINGTON |
State | VA |
Zip Code | 22201 |
Country | USA |
3. Principal place of business (if different than line 2)
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Zip Code | |
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5. Senate ID# 26763-12
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6. House ID# 302630000
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TYPE OF REPORT | 8. Year | 2011 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: B. Dan Berger |
Date | 01/20/2012 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Consumer Financial Protection Bureau; Consumer Financial Protection Bureau draft of the prototype mortgage disclosure forms provided at closing; Federal Housing Finance Agency discussion paper on alternative mortgage servicing rights compensation structures; Federal Reserve proposed changes to Regulation D regarding reserve requirements for depository institutions; Federal Reserve request for comment regarding surveys to be conducted to help implement section 920 of the Electronic Fund Transfer Act;
Internal Revenue Service reporting of interest paid to nonresident aliens; NACHA-the Electronic Payments Association proposed rule on Expedited Processing and Settlement (EPS); National Credit Union Administration operating budget for 2012; National Credit Union Administration regarding proposed changes to the Interagency Questions and Answers related to the National Flood Insurance Program; National Credit Union Administrations outline of functions performed by the Office of Consumer Protection; National Credit Union Administrations guidance with respect to troubled debt restructuring; National Credit Union Administrations proposed rule to amend part 704 of the agencys regulations on corporate credit unions; U.S. Small Business Administration regarding lifting the credit union member business lending cap; Financial Crimes Enforcement Network regarding the electronic filing of Bank Secrecy Act reports; Department of Treasury, Office of Financial Education and Financial Access, regarding financial access activities under section 1204 of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Federal Reserve interim final rule on the fraud adjustment for debit interchange fees; Federal Reserve proposed changes to Regulation Z with respect to consumer ability to repay their mortgage; Federal Reserve proposed changes to Regulation E regarding international remittance transfers; National Credit Union Administration proposed rule regarding Credit Union Services Organizations; National Credit Union Administration updated lost estimates with respect to the corporate credit union stabilization; National Credit Union Administration and implementation of President Obamas Executive Order (13579), Regulation and Independent Regulatory Agencies; National Credit Union Administrations Advance Notice of Proposed Rulemaking regarding derivatives; U.S. Small Business Administration and legislation that would lift the credit union member business lending cap; Real Estate Settlement Procedures Act; Regulation of non-depository financial services providers; Interchange fees and network routing requirements; National Credit Union Share Insurance Fund; National Credit Union Administrations Budget; Troubled Debt Restructuring; Financial Regulatory Reform; Remittances; National Credit Union Administrations corporate stabilization plan; National Credit Union Administrations proposed rule on Interest Rate Risk Management; Risk based capital standards; GAO Report-12-247, Jan 4, 2012 - NATIONAL CREDIT UNION ADMINISTRATION- Earlier Actions Are Needed to Better Address Troubled Credit Unions; Member business lending; Credit union member business lending; Small Business Lending Enhancement Act (H.R. 1418 / S. 509); Communities First Act (H.R. 1697); Small Business Jobs Act of 2010 (PL 111-240); Small Business Administration loan guarantee and lending programs; Government Sponsored Enterprise Reform; Housing Finance Reform; The Private Mortgage Market Investment Act (H.R. 3654); Fannie Mae and Freddie Mac Transparency Act of 2011 (H.R. 463); Fannie Mae and Freddie Mac Taxpayer Payback Act of 2011 (H.R. 2436); The Housing Trust Fund Elimination Act (H.R. 2441); The Market Transparency and Taxpayer Protection Act (H.R. 2440); Cap the GSE Bailout Act (H.R. 2462); Removing GSEs Charters During Receivership Act of 2011 (H.R. 2439); Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act (H.R. 31); Equity in Government Compensation Act of 2011 (H.R. 1221); GSE Subsidy Elimination Act of 2011 (H.R. 1222); GSE Credit Risk Equitable Treatment Act of 2011 (H.R. 1223); GSE Portfolio Risk Reduction Act of 2011 (H.R. 1224); GSE Debt Issuance Approval Act of 2011 (H.R. 1225); GSE Mission Improvement Act of 2011 (H.R. 1226); GSE Risk and Activities Limitation Act of 2011 (H.R. 1227); GSE Bailout Elimination and Taxpayer Protection Act (H.R. 1182); Housing Finance Reform Act of 2011 (H.R. 1859); Secondary Market Facility for Residential Mortgages Act of 2011 (H.R. 2413); Residential Mortgage Market Privatization and Standardization Act of 2011 (S. 1834); Federal Home Loan Bank oversight issues; Mortgage loan principal reduction; Qualified Residential Mortgage (QRM) definition; Fannie Mae / Freddie Mac guarantee fee structure; Mortgage Servicing Standards;30 year fixed-rate mortgage; ; Defense credit union issues effecting service members and their families; Service members Civil Relief Act; Financial institutions access to military bases; To amend the Internal Revenue Code of 1986 to repeal the imposition of 3 percent withholding on certain payments made to vendors by government entities, to modify the calculation of modified adjusted gross income for purposes of determining eligibility for certain healthcare-related programs, and for other purposes (H.R. 674); To amend the Service members Civil Relief Act to provide surviving spouses with certain protections relating to mortgages and mortgage foreclosures, and for other purposes (H.R. 1263); National Defense Authorization Act for Fiscal Year 2012 (H.R. 1540); Protecting Service members from Mortgage Abuses Act of 2011(H.R. 1566); Protecting Veterans' Homes Act (H.R. 1911); Ensuring a Response for Service members Act (H.R. 2329); Veterans Opportunity to Work Act of 2011 (H.R. 2433); Don't Default on Military Families Act (H.R. 2654); Protecting Service members from Mortgage Abuses Act of 2011 (S.486); Credit union tax exemption; Statutory federal debt limit; Joint Select Committee on Deficit Reduction; Budget Control Act of 201 1(P.L. 112-25); Payroll Tax Extension (H.R. 3630 - Temporary Payroll Tax Cut Act of 2011); Payroll Tax Extension (H.R. 3765 / P.L.112-78); Interchange Fees; Debit interchange fees; Consumers Payment System Protection Act (H.R. 1081); Debit Interchange Fee Study Act of 2011 (S. 575 and S. Amdt #392); Legislation making appropriations for financial services and general government for fiscal year ending September 30, 2012; Consolidated appropriations act of 2012 (P.L. 112-74); Flood Insurance; National Flood Insurance Program (NFIP); Flood Insurance Reform Act of 2011 (H.R. 1309); A bill to amend the National Flood Insurance Act of 1968 to include a system for indeterminate loss insurance claims, and for other purposes (S. 1091); National Flood Insurance Program Extension Act (S. 154
8); Flood Insurance Reform Priorities Act of 2011 (H.R. 1026 ); Data Security; Cyber Security; Secure and Fortify Data (SAFE) Act of 2011 (H.R. 2577); Data Security Act of 2011 (S. 1434); Personal Data Privacy and Security Act of 2011 (S. 1151); Data Security and Breach Notification Act of 2011 (S. 1207); Personal Data Protection and Breach Accountability Act of 2011 (S. 1535); Data Breach Notification Act of 2011 (S. 1408); Patent Reform; The Leahy-Smith America Invents Act (H.R. 1249); America Invents Act (S.23); Internet Gambling; Internet Gambling Prohibition, Poker Consumer Protection, and Strengthening UIGEA Act of 2001 (H.R. 2366 - Section 202); The Dodd Frank Act (P.L. No. 111-203) as it relates to the credit rating industry; Credit union supplemental capital; Responsible Consumer Financial Protection Regulations Act of 2011 (S. 737); The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173 - P.L. 111-203); To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 87); The Responsible Consumer Financial Protection Regulations Act of 2011(H.R. 1121); Consumer Financial Protection Safety and Soundness Improvement Act of 2011 (H.R. 1315); Bureau of Consumer Financial Protection Transfer Clarification Act (H.R. 1667); National Credit Union Administrations Central Liquidity Fund; Community Development Revolving Loan Fund Appropriations; Community Development Financial Institutions Fund Appropriations; Regulatory Relief for Credit Unions; Credit union capital under prompt corrective action; Credit unions and ability to add underserved areas to their fields of membership; Community charter conversions involving employee group credit unions; NCUA authority to establish longer maturities for certain credit union loans; Credit union governance issues; Voluntary credit union mergers involving multiple common bond credit unions; Interest on Lawyers Trust Accounts.
17. House(s) of Congress and Federal agencies Check if None
Natl Credit Union Administration (NCUA), Small Business Adminstration (SBA), Defense - Dept of (DOD), Homeland Security - Dept of (DHS), Federal Reserve System, Treasury - Dept of, Federal Deposit Insurance Commission (FDIC), Securities & Exchange Commission (SEC), Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Government Accountability Office (GAO), White House Office, Federal Housing Finance Board (FHFB), Federal Trade Commission (FTC), Financial Crimes Enforcement Network (FinCEN), Commodity Futures Trading Commission (CFTC), U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Fred |
Becker |
Jr. |
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Dan |
Berger |
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Quincy |
Enoch |
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Carrie |
Hunt |
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Dillon |
Shea |
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Brad |
Thaler |
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Katherine |
Marisic |
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Jillian |
Pevo |
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Tessema |
Tefferi |
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Chad |
Adams |
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Alexis |
Latifi |
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Dan |
O'Brien |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Consumer Financial Protection Bureau; Consumer Financial Protection Bureau draft of the prototype mortgage disclosure forms provided at closing; Federal Housing Finance Agency discussion paper on alternative mortgage servicing rights compensation structures; Federal Reserve proposed changes to Regulation D regarding reserve requirements for depository institutions; Federal Reserve request for comment regarding surveys to be conducted to help implement section 920 of the Electronic Fund Transfer Act;
Internal Revenue Service reporting of interest paid to nonresident aliens; NACHA-the Electronic Payments Association proposed rule on Expedited Processing and Settlement (EPS); National Credit Union Administration operating budget for 2012; National Credit Union Administration regarding proposed changes to the Interagency Questions and Answers related to the National Flood Insurance Program; National Credit Union Administrations outline of functions performed by the Office of Consumer Protection; National Credit Union Administrations guidance with respect to troubled debt restructuring; National Credit Union Administrations proposed rule to amend part 704 of the agencys regulations on corporate credit unions; U.S. Small Business Administration regarding lifting the credit union member business lending cap; Financial Crimes Enforcement Network regarding the electronic filing of Bank Secrecy Act reports; Department of Treasury, Office of Financial Education and Financial Access, regarding financial access activities under section 1204 of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Federal Reserve interim final rule on the fraud adjustment for debit interchange fees; Federal Reserve proposed changes to Regulation Z with respect to consumer ability to repay their mortgage; Federal Reserve proposed changes to Regulation E regarding international remittance transfers; National Credit Union Administration proposed rule regarding Credit Union Services Organizations; National Credit Union Administration updated lost estimates with respect to the corporate credit union stabilization; National Credit Union Administration and implementation of President Obamas Executive Order (13579), Regulation and Independent Regulatory Agencies; National Credit Union Administrations Advance Notice of Proposed Rulemaking regarding derivatives; U.S. Small Business Administration and legislation that would lift the credit union member business lending cap; Real Estate Settlement Procedures Act; Regulation of non-depository financial services providers; Interchange fees and network routing requirements; National Credit Union Share Insurance Fund; National Credit Union Administrations Budget; Troubled Debt Restructuring; Financial Regulatory Reform; Remittances; National Credit Union Administrations corporate stabilization plan; National Credit Union Administrations proposed rule on Interest Rate Risk Management; Risk based capital standards; GAO Report-12-247, Jan 4, 2012 - NATIONAL CREDIT UNION ADMINISTRATION- Earlier Actions Are Needed to Better Address Troubled Credit Unions; Member business lending; Credit union member business lending; Small Business Lending Enhancement Act (H.R. 1418 / S. 509); Communities First Act (H.R. 1697); Small Business Jobs Act of 2010 (PL 111-240); Small Business Administration loan guarantee and lending programs; Government Sponsored Enterprise Reform; Housing Finance Reform; The Private Mortgage Market Investment Act (H.R. 3654); Fannie Mae and Freddie Mac Transparency Act of 2011 (H.R. 463); Fannie Mae and Freddie Mac Taxpayer Payback Act of 2011 (H.R. 2436); The Housing Trust Fund Elimination Act (H.R. 2441); The Market Transparency and Taxpayer Protection Act (H.R. 2440); Cap the GSE Bailout Act (H.R. 2462); Removing GSEs Charters During Receivership Act of 2011 (H.R. 2439); Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act (H.R. 31); Equity in Government Compensation Act of 2011 (H.R. 1221); GSE Subsidy Elimination Act of 2011 (H.R. 1222); GSE Credit Risk Equitable Treatment Act of 2011 (H.R. 1223); GSE Portfolio Risk Reduction Act of 2011 (H.R. 1224); GSE Debt Issuance Approval Act of 2011 (H.R. 1225); GSE Mission Improvement Act of 2011 (H.R. 1226); GSE Risk and Activities Limitation Act of 2011 (H.R. 1227); GSE Bailout Elimination and Taxpayer Protection Act (H.R. 1182); Housing Finance Reform Act of 2011 (H.R. 1859); Secondary Market Facility for Residential Mortgages Act of 2011 (H.R. 2413); Residential Mortgage Market Privatization and Standardization Act of 2011 (S. 1834); Federal Home Loan Bank oversight issues; Mortgage loan principal reduction; Qualified Residential Mortgage (QRM) definition; Fannie Mae / Freddie Mac guarantee fee structure; Mortgage Servicing Standards;30 year fixed-rate mortgage; ; Defense credit union issues effecting service members and their families; Service members Civil Relief Act; Financial institutions access to military bases; To amend the Internal Revenue Code of 1986 to repeal the imposition of 3 percent withholding on certain payments made to vendors by government entities, to modify the calculation of modified adjusted gross income for purposes of determining eligibility for certain healthcare-related programs, and for other purposes (H.R. 674); To amend the Service members Civil Relief Act to provide surviving spouses with certain protections relating to mortgages and mortgage foreclosures, and for other purposes (H.R. 1263); National Defense Authorization Act for Fiscal Year 2012 (H.R. 1540); Protecting Service members from Mortgage Abuses Act of 2011(H.R. 1566); Protecting Veterans' Homes Act (H.R. 1911); Ensuring a Response for Service members Act (H.R. 2329); Veterans Opportunity to Work Act of 2011 (H.R. 2433); Don't Default on Military Families Act (H.R. 2654); Protecting Service members from Mortgage Abuses Act of 2011 (S.486); Credit union tax exemption; Statutory federal debt limit; Joint Select Committee on Deficit Reduction; Budget Control Act of 201 1(P.L. 112-25); Payroll Tax Extension (H.R. 3630 - Temporary Payroll Tax Cut Act of 2011); Payroll Tax Extension (H.R. 3765 / P.L.112-78); Interchange Fees; Debit interchange fees; Consumers Payment System Protection Act (H.R. 1081); Debit Interchange Fee Study Act of 2011 (S. 575 and S. Amdt #392); Legislation making appropriations for financial services and general government for fiscal year ending September 30, 2012; Consolidated appropriations act of 2012 (P.L. 112-74); Flood Insurance; National Flood Insurance Program (NFIP); Flood Insurance Reform Act of 2011 (H.R. 1309); A bill to amend the National Flood Insurance Act of 1968 to include a system for indeterminate loss insurance claims, and for other purposes (S. 1091); National Flood Insurance Program Extension Act (S. 154
8); Flood Insurance Reform Priorities Act of 2011 (H.R. 1026 ); Data Security; Cyber Security; Secure and Fortify Data (SAFE) Act of 2011 (H.R. 2577); Data Security Act of 2011 (S. 1434); Personal Data Privacy and Security Act of 2011 (S. 1151); Data Security and Breach Notification Act of 2011 (S. 1207); Personal Data Protection and Breach Accountability Act of 2011 (S. 1535); Data Breach Notification Act of 2011 (S. 1408); Patent Reform; The Leahy-Smith America Invents Act (H.R. 1249); America Invents Act (S.23); Internet Gambling; Internet Gambling Prohibition, Poker Consumer Protection, and Strengthening UIGEA Act of 2001 (H.R. 2366 - Section 202); The Dodd Frank Act (P.L. No. 111-203) as it relates to the credit rating industry; Credit union supplemental capital; Responsible Consumer Financial Protection Regulations Act of 2011 (S. 737); The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173 - P.L. 111-203); To repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 87); The Responsible Consumer Financial Protection Regulations Act of 2011(H.R. 1121); Consumer Financial Protection Safety and Soundness Improvement Act of 2011 (H.R. 1315); Bureau of Consumer Financial Protection Transfer Clarification Act (H.R. 1667); National Credit Union Administrations Central Liquidity Fund; Community Development Revolving Loan Fund Appropriations; Community Development Financial Institutions Fund Appropriations; Regulatory Relief for Credit Unions; Credit union capital under prompt corrective action; Credit unions and ability to add underserved areas to their fields of membership; Community charter conversions involving employee group credit unions; NCUA authority to establish longer maturities for certain credit union loans; Credit union governance issues; Voluntary credit union mergers involving multiple common bond credit unions; Interest on Lawyers Trust Accounts.
17. House(s) of Congress and Federal agencies Check if None
Natl Credit Union Administration (NCUA), Small Business Adminstration (SBA), Defense - Dept of (DOD), Federal Reserve System, Treasury - Dept of, Federal Deposit Insurance Commission (FDIC), Securities & Exchange Commission (SEC), Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Government Accountability Office (GAO), White House Office, Federal Housing Finance Board (FHFB), Federal Trade Commission (FTC), Financial Crimes Enforcement Network (FinCEN), Commodity Futures Trading Commission (CFTC), U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Fred |
Becker |
Jr. |
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Dan |
Berger |
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Quincy |
Enoch |
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Carrie |
Hunt |
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Dillon |
Shea |
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Brad |
Thaler |
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Katherine |
Marisic |
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Jillian |
Pevo |
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Tessema |
Tefferi |
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Chad |
Adams |
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Alexis |
Latifi |
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Dan |
O'Brien |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Credit Union Tax Exemption; statutory federal debt limit; Joint Select Committee on Deficit Reduction; Budget Control Act of 201 1(P.L. 112-25); Payroll Tax Extension (H.R. 3630 - Temporary Payroll Tax Cut Act of 2011); Payroll Tax Extesnion (H.R. 3765 / P.L.112-78).
17. House(s) of Congress and Federal agencies Check if None
Internal Revenue Service (IRS), Natl Credit Union Administration (NCUA), Treasury - Dept of, Federal Reserve System, U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office, Federal Trade Commission (FTC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Fred |
Becker |
Jr. |
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Dan |
Berger |
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Quincy |
Enoch |
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Carrie |
Hunt |
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Dillon |
Shea |
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Brad |
Thaler |
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Katherine |
Marisic |
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Jillian |
Pevo |
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Tessema |
Tefferi |
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Chad |
Adams |
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Alexis |
Latifi |
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Dan |
O'Brien |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address: http://www.nafcu.org/Tertiary.aspx?id=25832
Name | Address |
Principal Place of Business (city and state or country) |
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NAFCU Board of Directors |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |