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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1100 New York Avenue, NW |
Address2 | Suite 705 West Tower |
City | Washington |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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Zip Code | |
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5. Senate ID# 46734-12
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6. House ID# 343570000
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TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Megan Troy, Counsel to Alcatel-Lucent USA Inc. |
Date | 10/20/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Implementation of Title VI of Middle Class Tax Reform and Job Creation Act of 2011 (P.L. 112-96); spectrum proposals in the President's FY2012 Budget Overview, including the Presidents Wireless Innovation Initiative; Commerce, Justice, Science and related agencies appropriations; Department of Homeland Security appropriations for the National Telecommunications and Information Administration (NTIA) for science, technology, research and telecommunications programs and related activities,
and for first responder communications; spectrum-related recommendations in the Federal Communications Commission's National Broadband Plan; potential commercial spectrum allocations and funding for federal spectrum management activities; spectrum and telecommunications provisions proposed before the Joint Select Committee on Deficit Reduction created by Title IV of the Budget Control Act of 2011 (P.L. 112-25); Cyber Intelligence Sharing and Protection Act (CISPA) (H.R. 624); Federal Information Security Amendments Act (FISMA) (H.R. 1163); Promoting and Enhancing Cybersecurity and Information Sharing Effectiveness Act (H.R. 3674); Cybersecurity Enhancement Act (H.R. 756); Advancing Americas Networking and Information Technology Research and Development Act (H.R. 967); SECURE IT Act (H.R. 1468, S. 1193); Cybersecurity & American Cyber Competitiveness Act of 2013 (S. 21); Cybersecurity Act of 2013 (S. 1353) and other cybersecurity related issues; pension issues related to extending Section 420 of the U.S. Tax Code included in the Moving Ahead for Progress in the 21st Century Act (H.R. 6064, P.L. 12t-140).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code COM
16. Specific lobbying issues
Implementation of Title VI of Middle Class Tax Reform and Job Creation Act of 2011 (P.L. 112-96); spectrum issues; spectrum-related recommendations in the Federal Communications Commission's National Broadband Plan; Cyber Intelligence Sharing and Protection Act (CISPA) (H.R. 624); Federal Information Security Amendments Act (FISMA) (H.R. 1163); Promoting and Enhancing Cybersecurity and Information Sharing Effectiveness Act (H.R. 3674); Cybersecurity Enhancement Act (H.R. 756);
Advancing Americas Networking and Information Technology Research and Development Act (H.R. 967); SECURE IT Act (H.R. 1468, S. 1193); Cybersecurity & American Cyber Competitiveness Act of 2013 (S. 21); Cybersecurity Act of 2013 (S. 1353) and other cybersecurity related issues; President Obama's ConnectEd initiative and related E-Rate reform efforts.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Communications Commission (FCC), White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
Issues related to foreign investment and national security.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), State - Dept of (DOS), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
Implementation of Title VI of Middle Class Tax Reform and Job Creation Act of 2011 (P.L. 112-96); appropriations and authorizations for the Department of Homeland Security; communication technologies for first responders; Cyber Intelligence Sharing and Protection Act (CISPA) (H.R. 624); Federal Information Security Amendments Act (FISMA) (H.R. 1163); Promoting and Enhancing Cybersecurity and Information Sharing Effectiveness Act (H.R. 3674); Cybersecurity Enhancement Act (H.R. 756);
Advancing Americas Networking and Information Technology Research and Development Act (H.R. 967); SECURE IT Act (H.R. 1468, S. 1193); Cybersecurity & American Cyber Competitiveness Act of 2013 (S. 21); Cybersecurity Act of 2013 (S. 1353) and other cybersecurity related issues; Do-Not-Track Online Act of 2011 (S. 418).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Communications Commission (FCC), Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code IMM
16. Specific lobbying issues
Immigration Reform that Works for Americas Future Act (S. 1) and other Senate and House proposals on immigration, focusing on high-tech immigration, such as the increase in H1-B visas.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
Proposals in the Presidents FY2013 Budget Overview for funding for communications research and development projects at the National Science Foundation (NSF), National Institute of Standards and Technology (NIST), and Department of Commerce; patent reform.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
General meetings on corporate tax reform, focusing on proposals in House Ways and Means Committee discussion draft legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TEC
16. Specific lobbying issues
Advanced wireless spectrum relocation issues; spectrum proposals in the Presidents FY2013 Budget Overview; consumer/Internet privacy issues; Federal Communications Commission reclassification of broadband Internet access services/network management; telecommunications privacy issues; issues related to the American Recovery and Reinvestment Act; Broadband Technology Opportunities Program (H.R. 1, Sec. 6001); Implementation of Title VI of Middle Class Tax Reform and Job Creation Act
of 2011 (P.L. 112-96); Cyber Intelligence Sharing and Protection Act (CISPA) (H.R. 624); Federal Information Security Amendments Act (FISMA) (H.R. 1163); Promoting and Enhancing Cybersecurity and Information Sharing Effectiveness Act (H.R. 3674); Cybersecurity Enhancement Act (H.R. 756); Advancing Americas Networking and Information Technology Research and Development Act (H.R. 967); SECURE IT Act (H.R. 1468, S.1193); Cybersecurity & American Cyber Competitiveness Act of 2013 (S. 21); Cybersecurity Act of 2013 (S. 1353) and other cybersecurity related issues; President Obama's ConnectEd initiative and related E-Rate reform efforts.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Federal Communications Commission (FCC), Federal Trade Commission (FTC), Office of Management & Budget (OMB), White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Trade issues related to Central and Latin America, South Korea and Europe, including the E.U./ U.S. Transatlantic Trade and Investment Partnership (TTIP); preferential market access (PMA) regulations in India.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), State - Dept of (DOS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Krufky |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
While the domestic lobbying activities of Alcatel-Lucent USA Inc. are directed and undertaken by corporate officers and employees of Alcatel-Lucent USA Inc., the foreign parent company has an interest in the aforementioned lobbying issues of its wholly-owned subsidiary.
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address | 1100 New York Avenue, NW, Suite 705 West Tower |
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City | Washington |
State | DC |
Zip Code | 20005 |
Country | USA |
21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |