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Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 7/1/2025 |
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| 2. House Identification | 43818 |
Senate Identification | 401104646 |
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REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | Federal Hall Policy Advisors, LLC |
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| Address | 1455 Pennsylvania Avenue NW |
Address2 | Suite 810 |
| City | Washington |
State | DC |
Zip | 20004 |
Country | USA |
4. Principal place of business (if different than line 3)
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| 5. Contact name and telephone number | International Number |
| Contact | Mr. Cliff Roberti |
Telephone | 2023026784 |
cliff.roberti@fedhall.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | Investment Company Institute |
| Address | 1401 H Street, NW, Suite 1200 |
| City | Washington |
State | DC |
Zip | 20005 |
Country | USA |
| City | Washington |
State | DC |
Zip | 20005 |
Country | USA |
LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
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| Douglas | Nappi | | General Counsel, Counsel US Senate Committee on Banking, Housing & Urban Affairs |
| Cliff | Roberti | | Deputy Chief of Staff, Rep. Randy Neugebauer; Senior Policy Advisor, House Committee on Financial Services; Professional Staff Member, House Committee on Financial Services. |
| Chris | Matthiesen | | Chief of Staff, Rep. Kosmas; LD, Rep. Lampson; Staff Assistant, Minority Leader Pelosi |
| Saat | Alety | | Staff Assistant, Rep. Judy Biggert; Communications Director and Legislative Assistant, Rep. Ed Royce; Legislative Assistant, Sen. Tim Scott; Subcommittee Staff Director, Senate Banking Subcommittee on Housing, Transportation, and Community |
| Brian | Conlan | | Legislative Correspondent, Legislative Assistant-Office of Congresswoman Tammy Baldwin; Legislative Aide, Legislative Assistant, Senior Economic Policy Advisor, Deputy Legislative Director-Office of Senator Tammy Baldwin |
LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
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12. Specific lobbying issues (current and anticipated)
Issues related to the investment management industry.
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
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CONVICTIONS DISCLOSURE
15. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Signature | Digitally Signed By: Douglas Nappi |
Date | 7/23/2025 11:43:20 AM |
10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
| Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
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| Lon | Goldstein | | | |
| Madeleine | Smith | | | |
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