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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1501 M STREET, N.W., Suite 600 |
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City | WASHINGTON |
State | DC |
Zip Code | 20005-1700 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 4675-12
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6. House ID# 312420000
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TYPE OF REPORT | 8. Year | 2015 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: RALPH P. KASS |
Date | 7/22/2015 12:34:14 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
Administration FY 2016 Federal Budget Proposal - retirement plan proposals
2016 Budget Resolutions - House & Senate - benefits policy
A Balanced Budget for a Stronger America - House Republican Budget Proposal - retirement related provisions
Defined Benefit Plan Issues
Mortality Table Updates
De-Risking pensions methods
Non-discrimination issues affecting defined benefit plans
PBGC premiums
Hybrid retirement plans -Treasury Department finalization of proposed regulations & legislation
Pension Protection Act definition of liquidity shortfall
Defined contribution plan issues
Lifetime income illustration
Roth 401(k)s and Roth IRAs
Section 408 (b) (2) participant disclosure requirements
Section 408 (b) (2) Guide
Shrinking Emergency Account Losses (SEAL) Act - S. 324
Automatic IRA Act of 2015 - H.R. 506/S. 245
Retirement Security Act of 2015 - H.R. 557/S. 266
The Lifetime Income Disclosure Act - S. 1317
The Receiving Electronic Statements to Improve Retiree Earnings Act - H.R. 2656
Comprehensive Tax Reform for 2015 and Beyond - employer sponsored benefits - Senate Finance Committee - Working Group on savings and investment - tax incentives for retirement in employer sponsored plans and improvements
Other Issues
Re-proposal Definition of Fiduciary Rule - conflict of interest
Executive & Deferred compensation - pay for performance, par ratio, timing of taxation, substantial risk of forfeiture, Internal Revenue Code Sec. 409A
Derivatives issues (Dodd-Frank impact on retirement plan investments)
Foreign Account Taxpayer Compliance Act (FATCA) - exemption for foreign retirement plans
Regulation of Money Market Funds
Multiemployer pension plan issues
Multiple Employer plans
ESOP dividend deduction
Retirement plan access proposals - state retirement plan initiatives
Death Master File (DMF)
Taxation of distributions, minimum distribution requirements
Plan administration - certification of hardship withdrawals and determination letter program
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Pension Benefit Guaranty Corporation (PBGC), Internal Revenue Service (IRS), Treasury - Dept of, Labor - Dept of (DOL), Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Klein |
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Lynn |
Dudley |
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Diann |
Howland |
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Janet |
Jacobson |
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Jill |
Randolph |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
Health Care Reform - ongoing implementation and improvements of the Patient Protection and Affordable Care Act (PPACA) - 40 percent tax on health benefits
Administration FY 2016 Federal Budget Proposal - health plan proposals
2016 Budget Resolutions - House & Senate - benefits policy, wellness programs
Tax Reform - employer-sponsored health insurance
The Medicare Access and CHIP Reauthorization Act - H.R. 2 - sustainable growth rate (SGR)
Hire More Heroes Act - H.R. 22 - Veterans exemption, determination of employer mandate applicability
Save American Workers Act of 2015 - H.R. 30
Forty Hours is Full Time Act of 2015 - S. 30
Ax the Tax on the Middle Class Americans Health Plans Act - H.R. 879
Preserving Employee Wellness Programs - H.R. 1189/S. 620
Small Business Healthcare Relief Act - S. 1697/H.R. 2911
Middle Class Health Benefits Tax Repeal Act of 2015 - H.R. 2050
Commonsense Reporting and Verification Act - H.R. 2712
Other Issues
McNamara-OHara Service Contract Act (SCA)
Health Insurance Portability and Accountability Act (HIPAA) - Administrative Simplification, Certification of Compliance for Health Plans
Electronic disclosure, communication by employee benefit plans
Medicare Advantage Program
Health information technology - interoperability
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor - Dept of (DOL), Treasury - Dept of, Centers For Medicare and Medicaid Services (CMS), Health & Human Services - Dept of (HHS), Equal Employment Opportunity Commission (EEOC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Klein |
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Kathryn |
Wilber |
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Lynn |
Dudley |
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Diann |
Howland |
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Jill |
Randolph |
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Kathryn |
Spangler |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |