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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1 World Financial Center, 30th Floor |
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City | New York |
State | NY |
Zip Code | 10281 |
Country | USA |
3. Principal place of business (if different than line 2)
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Zip Code | |
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5. Senate ID# 400761299-12
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6. House ID# 418180000
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TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: James Johnson, Managing Director, Public Policy |
Date | 07/11/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository Institutions
Dodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property Assessed Clean Energy Programs
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Commission (FDIC), Federal Reserve System, Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Johnson |
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Senior Counsel, U.S. Senate Banking (08-11) |
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James |
Johnson |
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Counsel, U.S. Senate Banking (05-08) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Dodd-Frank Wall Street Reform and Consumer Protection Act
Title 1, Financial Stability
Title 2, Orderly Liquidation Authority
Title 6, Improvements to Regs of Banks and Savings Association Holding Companies in Depository Institutions
Dodd-Frank Act continued
Title 7, Regulation of OTC Swaps Market
Title 9, Investor Protections and Improvements to Regulation of Securities
Title 10, Bureau of Consumer Financial Protection
S. 100 Terminating the Expansion of Too-big-To-Fail Act of 2013
S. 113 Know Before you Owe Private Student Loan Act of 2013
S. 114 To Amend Title 11, United States Code, With Respect to Certain Exceptions to Discharge in Bankruptcy
S. 205 Responsible Consumer Financial Protection Regulations Act of 2013
S. 249 Responsible Homeowner Refinancing Act of 2013
S. 450 Financial Regulatory Responsibility Act of 2013
S. 451 Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013
S. 563 Jumpstart GSE Reform Act
S. 685 A Bill to Address the Concept of Too Big To Fail With Respect to Certain Financial Entities
H.R. 532 To Amend Title 11 of the United States Code to Modify the Dischargeability of Debts for Certain Educational Payments and Loans
Covered Bonds legislative initiatives
Basel III implementation
Making Home Affordable Programs HAMP and HARP
FHFA Real Estate Owned Disposition Initiative
FHFA plan on single securitization platform
Eminent Domain Seizure of Mortgage Loans
Property
Bill introduced by Senators' Corker and Warner entitled "Housing Finance Reform and Taxpayer Protection Act of 2013"y Assessed Clean Energy Programs
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Commission (FDIC), Federal Reserve System, Housing & Urban Development - Dept of (HUD), Office of the Comptroller of the Currency (OCC), Treasury - Dept of, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Johnson |
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Senior Counsel, U.S. Senate Banking (08-11) |
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James |
Johnson |
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Counsel, U.S. Senate Banking (05-08) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |