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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 901 Community Drive |
Address2 | |
City | Springfield |
State | IL |
Zip Code | 62703 |
Country | USA |
3. Principal place of business (if different than line 2)
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Zip Code | |
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5. Senate ID# 400531588-12
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6. House ID# 411650000
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TYPE OF REPORT | 8. Year | 2012 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: David G. Schroeder Vice President Federal Governmental Relations |
Date | 10/16/2012 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
H.R. 1697 (and S. 1600) - Communities First Act (Community bank regulatory and tax relief) (all sections) (House and Senate)
H.R. 1418 (and S. 509 renumbered in the Senate to S. 2231) - Small Business Lending Enhancement Act of 2011 (Expansion of credit unions member business lending powers) (all sections) (House and Senate)
H.R. 3993 Capital Access for Small Business and Jobs Act (Credit
union access to outside capital) (all sections) (House and Senate)
H.R. 3461 (and S. 2160) Financial Institutions Examination Fairness Act (To improve the examination of depository institutions) (all sections) (House and Senate)
H.R. 4367 (and S. 3204) ATM fee disclosure legislation to eliminate the duplicative disclosure notices on the exterior of ATM machines (House and Senate)
Five-year extension of the Transaction Account Guarantee (TAG) program (House and Senate)
Interest penalties for violations of reporting requirements regarding the Small Business Lending Fund (SBLF) (House and Senate and Treasury/SBLF)
Comment Letter regarding Basel III - Proposed Rulemaking on Minimum Regulatory Capital and the Standardized Approach for Risk-weighted Assets extension of comment period.
Federal Reserve Docket No. R-1430; RIN No. 7100-AD87 and
Docket No. R-1442; RIN No. 7100-AD87
FDIC RIN 3064-AD95, RIN 3064-AD96
OCC Docket ID OCC-2012-0008 and Docket ID OCC-2012-0009
(Federal Reserve, FDIC, and Treasury/OCC)
Comment Letter regarding Basel III - Proposed Rulemaking on Minimum Regulatory Capital and the Standardized Approach for Risk-weighted Assets community bank exemption.
Federal Reserve Docket No. R-1430; RIN No. 7100-AD87 and
Docket No. R-1442; RIN No. 7100-AD87
FDIC RIN 3064-AD95, RIN 3064-AD96
OCC Docket ID OCC-2012-0008 and Docket ID OCC-2012-0009
(Federal Reserve, FDIC, Treasury/OCC, House and Senate)
Comment Letter regarding Basel III - Proposed Rulemaking on Minimum Regulatory Capital and the Standardized Approach for Risk-weighted Assets elimination of certain provisions and community bank exemption.
Federal Reserve Docket No. R-1430; RIN No. 7100-AD87 and
Docket No. R-1442; RIN No. 7100-AD87
FDIC RIN 3064-AD95, RIN 3064-AD96
OCC Docket ID OCC-2012-0008 and Docket ID OCC-2012-0009
(Federal Reserve, FDIC, Treasury/OCC, House and Senate)
Informed House regarding the Consumer Financial Protection Bureau regarding regulatory burden, supervision of non-bank financial service providers, challenges in obtaining credit, tiered regulation, and Small Business Review Panels (House)
Informed the Consumer Financial Protection Bureau regarding applicability of rules, positive feedback, consumer responsibility, focus on the largest financial institutions and the shadow financial industry, five year extension of the TAG program, and a Basel III exemption for community banks. (Treasury/CFPB)
Informed Consumer Financial Protection Bureau regarding compliance systems and resources available to community banks and the costs community banks incur to become compliant with various regulations. (Treasury/CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Federal Deposit Insurance Commission (FDIC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 1697 (and S. 1600) - Communities First Act (Community bank regulatory and tax relief) (all sections) (House and Senate)
H.R. 1418 (and S. 509 renumbered in the Senate to S. 2231) - Small Business Lending Enhancement Act of 2011 (Expansion of credit unions member business lending powers) (all sections) (House and Senate)
H.R. 3993 Capital Access for Small Business and Jobs Act (Credit
union access to outside capital) (all sections) (House and Senate)
H.R. 3461 (and S. 2160) Financial Institutions Examination Fairness Act (To improve the examination of depository institutions) (all sections) (House and Senate)
H.R. 4367 (and S. 3204) ATM fee disclosure legislation to eliminate the duplicative disclosure notices on the exterior of ATM machines (House and Senate)
Five-year extension of the Transaction Account Guarantee (TAG) program (House and Senate)
Interest penalties for violations of reporting requirements regarding the Small Business Lending Fund (SBLF) (House and Senate and Treasury/SBLF)
Comment Letter regarding Basel III - Proposed Rulemaking on Minimum Regulatory Capital and the Standardized Approach for Risk-weighted Assets extension of comment period.
Federal Reserve Docket No. R-1430; RIN No. 7100-AD87 and
Docket No. R-1442; RIN No. 7100-AD87
FDIC RIN 3064-AD95, RIN 3064-AD96
OCC Docket ID OCC-2012-0008 and Docket ID OCC-2012-0009
(Federal Reserve, FDIC, and Treasury/OCC)
Comment Letter regarding Basel III - Proposed Rulemaking on Minimum Regulatory Capital and the Standardized Approach for Risk-weighted Assets community bank exemption.
Federal Reserve Docket No. R-1430; RIN No. 7100-AD87 and
Docket No. R-1442; RIN No. 7100-AD87
FDIC RIN 3064-AD95, RIN 3064-AD96
OCC Docket ID OCC-2012-0008 and Docket ID OCC-2012-0009
(Federal Reserve, FDIC, Treasury/OCC, House and Senate)
Comment Letter regarding Basel III - Proposed Rulemaking on Minimum Regulatory Capital and the Standardized Approach for Risk-weighted Assets elimination of certain provisions and community bank exemption.
Federal Reserve Docket No. R-1430; RIN No. 7100-AD87 and
Docket No. R-1442; RIN No. 7100-AD87
FDIC RIN 3064-AD95, RIN 3064-AD96
OCC Docket ID OCC-2012-0008 and Docket ID OCC-2012-0009
(Federal Reserve, FDIC, Treasury/OCC, House and Senate)
Informed House regarding the Consumer Financial Protection Bureau regarding regulatory burden, supervision of non-bank financial service providers, challenges in obtaining credit, tiered regulation, and Small Business Review Panels (House)
Informed the Consumer Financial Protection Bureau regarding applicability of rules, positive feedback, consumer responsibility, focus on the largest financial institutions and the shadow financial industry, five year extension of the TAG program, and a Basel III exemption for community banks. (Treasury/CFPB)
Informed Consumer Financial Protection Bureau regarding compliance systems and resources available to community banks and the costs community banks incur to become compliant with various regulations. (Treasury/CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Federal Deposit Insurance Commission (FDIC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Informed House regarding the Consumer Financial Protection Bureau regarding regulatory burden, supervision of non-bank financial service providers, challenges in obtaining credit, tiered regulation, and Small Business Review Panels (House)
Informed the Consumer Financial Protection Bureau regarding applicability of rules, positive feedback, consumer responsibility, focus on the largest financial institutions and the shadow financial industry,
five year extension of the TAG program, and a Basel III exemption for community banks. (Treasury/CFPB)
Informed Consumer Financial Protection Bureau regarding compliance systems and resources available to community banks and the costs community banks incur to become compliant with various regulations. (Treasury/CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
Interest penalties for violations of reporting requirements regarding the Small Business Lending Fund (SBLF) (House and Senate and Treasury/SBLF) H.R. 1418 (and S. 509 renumbered in the Senate to S. 2231) - Small Business Lending Enhancement Act of 2011 (Expansion of credit unions member business lending powers) (all sections) (House and Senate)
H.R. 3993 Capital Access for Small Business and Jobs Act (Credit union access to outside capital) (all sections) (House and Senate)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1418 (and S. 509 - renumbered in the Senate to S. 2231) - Small Business Lending Enhancement Act of 2011 (Expansion of credit unions' member business lending powers) (all sections) (House and Senate)
H.R. 3993 - Capital Access for Small Business and Jobs Act (Credit union access to outside capital) (all sections) (House and Senate)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |