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Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 12/01/2011 |
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| 2. House Identification | 31811 |
Senate Identification | 12675 |
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REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | The Duberstein Group, Inc. |
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| Address | 2100 Pennsylvania Ave, NW |
Address2 | Suite 500 |
| City | Washington |
State | DC |
Zip | 20037 |
Country | USA |
4. Principal place of business (if different than line 3)
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State | |
Zip | |
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| 5. Contact name and telephone number | International Number |
| Contact | Mr. Michael S. Berman |
Telephone | 2027281100 |
filingberman@dubersteingroup.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | Wachtell, Lipton, Rosen & Katz (on behalf of Alibaba Group) |
| Address | 51 West 52nd Street |
| City | New York |
State | NY |
Zip | 10019 |
Country | USA |
| City | |
State | |
Zip | |
Country | |
LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
First |
Last |
Suffix |
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| Michael | Berman | | |
| Steven | Champlin | | Executive Director, House Dem. Caucus |
| Kenneth | Duberstein | | |
| Brian | Griffin | | StaffAsst, DemPolicyComm; FlrAsst, MinoritySec |
| Brian | Griffin | | Sr. Ldrship Advisor, Sen. Dorgan |
LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
GOV |
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12. Specific lobbying issues (current and anticipated)
Monitoring issues affecting this business.
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
| Internet Address: | |
| Name | Address | Principal Place of Business | ||||||||
| Street | ||||||||||
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Alibaba Group Holding Limited |
Trident Trust Co (Cayman)Ltd,One Capital Pl.,4th Flr |
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
| Address | Ownership | |||||
| Name | Street | Principal place of business | Amount of contribution | |||
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(city and state or country) | for lobbying activities | ||||
1-9-1 Higashi-Shimbasni,Minato-Ku |
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Softbank Corp. |
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0.00 |
32 |
% | |||||||
19/F, Xihu Int'l Bldg. 391 Wen Er Rd. |
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Alibaba (China) Co. Ltd (PRC) |
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0.00 |
0 |
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| Signature | Digitally Signed By: Michael S. Berman, President |
Date | 12/23/2011 |
10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
| Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
First |
Last |
Suffix |
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| Eric | Ueland | | AsstEditor/Ed./Res.Dir, Sen.Rep.PolicyComm; | |
| Eric | Ueland | | PressSec/Economist/Policy&CommunicationsDir. | |
| Eric | Ueland | | Sen.Rep.PolicyComm;DCOS/COS,Sen.Asst.MajLd | |
| Eric | Ueland | | COS, Sen.RulesComm; Transition Staff | |
| Eric | Ueland | | Sen.Maj.Ldr; AsstCOS/COS, Sen.Maj.Ldr. | |
| Marti | Thomas | | Deputy Asst Sec Tax & Budget, Treasury | |
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10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
| Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
First |
Last |
Suffix |
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| Marti | Thomas | | Acting & Asst Sec. Legis. Affrs, Treasury | |
| Daniel | Meyer | | Chief of Staff, Speaker Newt Gingrich | |
| Daniel | Meyer | | Asst. to President,Legis.Affairs, Pres. GW Bush | |
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