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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 1615 L street, NW, suite 450 |
Address2 |
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| City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 401104925-12
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6. House ID# 440840001
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| TYPE OF REPORT | 8. Year | 2019 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Gynnie Robnett |
Date | 5/28/2019 10:59:31 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Financial Technology ("Fintech")
the Inclusive Prosperity Act
the Carried Interest Fairness Act of 2017
the Putting Main Street FIRST: Finishing Irresponsible Reckless Speculative Trading Act
Nominations for SEC, CFTC, FDIC
Reg BI
SEC fiduciary rule
Volcker Rule
Implementation of S.2155
HR 1 - For the People Act
H.R. 1516 - Wall Street Tax Act of 2019
S. 647 - Wall Street Tax Act of 2019
H.R. 1735 - Carried Interest Fairness Act of 2019
S. 781 - Carried Interest Fairness Act of 2019
S.915 - Reward Work Act of 2019
S.1063 - Helping Angels Lead Our Startups Act of 2019
S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019
S.452 - Fostering Innovation Act of 2019
H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019
S.573 - Promoting Transparent Standards for Corporate Insiders Act
H.R.624 - Promoting Transparent Standards for Corporate Insiders Act
S.536 - Encouraging Public Offerings Act of 2019
S.566 - Expanding Access to Capital for Rural Job Creators Act
H.R.1876 - Senior Security Act of 2019
Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
Staples-Essendant merger
Swap Execution Facilities and Trade Execution Requirement
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Federal Trade Commission (FTC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
PhD |
Joint Economic Committee of the US Senate from August 2007 to September 2008 (?), Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
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Oscar |
Valdes Viera |
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Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Authority of CFPB
Best interest standard
Borrower Defense NPRM
Financial Technology ("Fintech")
Funding of CFPB
the "Mortgage Fairness Act of 2017"
the "Home Mortgage Disclosure Adjustment Act"
HR 1500 -- Consumers First Act
S. 787/HR 1737 -- American Housing and Economic Mobility Act
Small Business Lending Discrimination
HR 1 - For the People Act
S 571 Residential Rent to Own Protection Act
Protecting Innocent Consumers Affected by Shutdown Act
Comprehensive Credit Reporting Reform Act of 2019
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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Linda |
Jun |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Bank capital rules
Banks stress tests
Federal Deposit Insurance Corporation policies relating to bank employment
Federal Reserve rating system for large financial institutions
the Inclusive Prosperity Act
the 21st Century Glass Steagall Act
Nominations for SEC, CFTC, FDIC
Volcker Rule
Implementation of S.2155
HR 1 - For the People Act
H.R. 1516 - Wall Street Tax Act of 2019
S. 647 - Wall Street Tax Act of 2019
S.915 - Reward Work Act of 2019
H.R. 2176 - Return to Prudent Banking Act of 2019
S.1063 - Helping Angels Lead Our Startups Act of 2019
S.733 - Consumer Financial Choice and Capital Markets Protection Act of 2019
S.452 - Fostering Innovation Act of 2019
H.R.609 - Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2019
S.573 - Promoting Transparent Standards for Corporate Insiders Act
H.R.624 - Promoting Transparent Standards for Corporate Insiders Act
S.536 - Encouraging Public Offerings Act of 2019
S.566 - Expanding Access to Capital for Rural Job Creators Act
H.R.1876 - Senior Security Act of 2019
Proposed Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements
Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies
Standardized Approach for Calculating the Exposure Amount of Derivatives Contracts
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Office of the Comptroller of the Currency (OCC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Securities & Exchange Commission (SEC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
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Joint Economic Committee of the US Senate from August 2007 to September 2008, Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
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Oscar |
Valdes Viera |
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Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
H.R. 599 - Executive Branch Conflict of Interest Act of 2019
S. 156 - Executive Branch Conflict of Interest Act of 2019
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Linda |
Jun |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
Gainful Employment
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Budget - FSGG Appropriations
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Lobbyist Name | Description of Offense(s) |