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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1455 Pennsylvania Avenue, NW, Suite 950 |
Address2 | DC8-455-09-01 |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Charlotte |
State | NC |
Zip Code | 28255 |
Country | USA |
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5. Senate ID# 26400-12
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6. House ID# 310670000
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: John E. Collingwod, Director, Federal Government Relations, Public Policy |
Date | 07/19/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
HR 1664 Grayson Himes Pay for Performance Act, regarding issues on executive compensation; General issues regarding Gramm Leach Bliley Repeal; HR 2896 Equal Treatment of Covered Bonds Act, regarding issues of treatment on covered bonds; HR 2897 Bank Accountability and Risk Assessment Act / HR 786 To make permanent the temporary increase in deposit insurance coverage / HR 1106 Helping Families Save Their Homes Act, regarding FDIC & deposit insurance;
HR 627 Credit Cardholders' Bill of Rights Act, regarding legislative and regulatory prohibition of credit card practices implementation timeframes; HR 977 Derivatives Markets Transparency & Accountability Act / S 272 Derivatives Trading Integrity Act, regarding Credit Default Swaps; HR 2454 American Clean Energy and Security Act / S 961 Authorizing the Regulation of Swaps Act / S 1691 Comprehensive Derivatives Regulation Act / Administration Proposal, regarding over-the-counter derivatives; S 3098 PROP Trading Acting, regarding Volcker Rule on proprietary trading; HR 5387 / S 3264 Debt Settlement Consumer Protection Act, regarding issues of examination of debt settlement practices; HR 5548 / S 3480 Protecting CyberSpace as a National Asset Act, regarding general issues on National Cyber Security.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John E. |
Collingwood |
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Edward |
Hill |
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Darrell |
Minott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
HR 1260 / S 515 / S 610 Patent Reform Act, regarding patent reform issues.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Edward |
Hill |
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John E. |
Collingwood |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
General issues on student lending.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Edward |
Hill |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
General issues regarding fiduciary standards for investment advisors; HR 1349 Federal Accounting Oversight Board Act, general issues regarding Accounting practices; HR 4173 Dodd-Frank Wall Street Refom and Consumer Protection Act of 2009 / S 3217 Restoring American Financial Stability Act, regarding financial services regulatory reform including Interchange, small business credit cards, consumer protection agency for financial products, limitation of interest rates and fees, and
proposed assessment on financial industry.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Edward |
Hill |
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James |
Carlisle |
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Darrell |
Minott |
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John E. |
Collingwood |
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Kevin |
MacMillan |
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Treasury Deputy Assistant Secretary |
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Kevin |
MacMillan |
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House Financial Services Cmte Senior Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
General issues regarding Government Sponsored Enterprises; HR 788 To Provide Safe Harbor for Mortgage Servicers Act / HR 1106 Helping Families Save Their Homes Act, regarding safe harbor provisions.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Edward |
Hill |
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John E. |
Collingwood |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
HR 4213 on issues regarding extension of IRS code 954(h) and new markets tax credit; General issues on solar tax incentives, international tax reform proposals, taxation of dividends, and Financial Crisis Responsibility Fee; General issues regarding TARP Recoupment Fee; HR 1586 To impose additional tax on bonuses received from certain TARP recipients, regarding executive compensation; HR 2989 401(k) Fair Disclosure and Pension Security Act /
HR 4213 American Jobs and Closing Tax Loopholes Act of 2010, regarding issues on investment advice; HR 4849 Small Business and Infrastructure Jobs Tax Act of 2010 / HR 4213 American Jobs and Closing Tax Loopholes Act of 2010, regarding exempt facility bond volume cap, low income housing credit, and Build America Bonds; HR 5623 Homebuyers Assistance and Improvement Act, regarding homebuyer tax credits.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Carlisle |
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Edward |
Hill |
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John E. |
Collingwood |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |