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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 99 M Street SE |
Address2 | Suite 700 |
City | Washington |
State | DC |
Zip Code | 20003 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 20004-12
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6. House ID# 319960000
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TYPE OF REPORT | 8. Year | 2021 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Michael Hanson, Senior Executive Vice President, Public Affairs, RILA |
Date | 4/20/2021 5:17:48 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Wall Street Reform & Consumer Protection Act; Federal Reserve implementation of the Dodd-Frank interchange provisions (Reg. II); credit and debit card interchange fees; breach, faster payments (FedNow), credit and debit cards; credit, debit, and pre-paid cards; corporate governance; chip cards; deferred interest; routing; conflict minerals; crowd funding; Fintech; EMV; COVID-19/American Rescue Plan; Fiscal 2021 appropriations; Pandemic Risk Insurance
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Reserve System, Securities & Exchange Commission (SEC), Treasury - Dept of, Consumer Financial Protection Bureau (CFPB), Federal Trade Commission (FTC), Office of the Comptroller of the Currency (OCC), Justice - Dept of (DOJ)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
EE0-1 form; ambush election rule; micro unions; paid leave proposals; overtime rule; persuader rule litigation; OSHA reporting and recordkeeping; Flexibility Act; FAMILY Act; Independent contractor classification; Employer wellness programs; Worker Center designations by Department of Labor; paid leave/federal preemption; Workflex in the 21st Century Act; FLSA modernization; ADA website compliance; LMRDA reform; scheduling regulations; workforce development/training; Employee Rights Act; Workers Freedom to Negotiate Act; ADA website accessibility; persuader rule regulation; NLRB nominations; tech/talent recruitment; Pregnant Workers Fairness Act; Pregnancy Discrimination Amendment Act; Paycheck Fairness Act; Ending Forced Arbitration Act; Equality Act; WAGE Equity Act; Raise the Wage Act; workforce innovation; EEOC nominations; Protecting the Right to Organize (PRO) Act, secondary boycotts; NEW GIG Act; FY 2020 appropriations tracking, POWADA, FAMILY Act; Unemployment insurance, OSHA safety guidance, EEOC workplace discrimination; COVID-19/American Rescue Plan; DOL Independent Contractor Rulemaking; NLRB/Secondary boycotts
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Equal Employment Opportunity Commission (EEOC), Labor - Dept of (DOL), Natl Labor Relations Board (NLRB), White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Brennan |
Duckett |
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Evan |
Armstrong |
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Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
Implementation of Trade Facilitation and Trade Enforcement Act of 2015 (P.L. 114-125); Customs compliance; counterfeits; COVID-19/American Rescue Plan; forced labor/Uyghurs/China
17. House(s) of Congress and Federal agencies Check if None
U.S. Customs & Border Protection, White House Office, U.S. HOUSE OF REPRESENTATIVES, Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Austen |
Jensen |
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Blake |
Harden |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
S. 269 Work Opportunity Tax Credit & Jobs Act; S. 537/H.R. 1944 Healthy Workplaces Act; Public Law 117-2 American Rescue Plan; President Bidens American Jobs Plan; RIN 1545-BP73 Limitation on Deduction for Business Interest Expense Final Regulations; RIN 1545-BO67 Denial of Deduction for Certain Fines, Penalties and Other Amounts Final Regulations; IRS Notice 2021-20 Guidance on the Employee Retention Credit under the CARES Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Koenig |
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Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TEC
16. Specific lobbying issues
Antitrust and competition; Data security and consumer privacy; mobile payment legislation; data breach notification legislation; comprehensive privacy legislation; S.225 - Competition and Antitrust Law Enforcement Reform Act of 2021; H.R. 1816 Information Transparency and Personal Data Control Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Trade Commission (FTC), Commerce - Dept of (DOC), Federal Communications Commission (FCC), Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Nicholas |
Ahrens |
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Brennan |
Duckett |
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Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
Twin 33 trailers; truck size and weights; surface transportation; autonomous and self-driving vehicles; supply chain security; ports; infrastructure; metrics; labor relations and contract negotiations; lithium battery transport; FAST Act reauthorization; F4A preemption; UAS/drone policy; H.R. 1745/S. 659, DRIVE-Safe Act; Comments on Hours of Service for Drivers; Port Congestion; Detention and Demurrage Fees
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Transportation - Dept of (DOT), Commerce - Dept of (DOC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Joe |
Williamson |
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Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
Patient Protection and Affordable Care (P.L. 111-148) and Health Care Education Reconciliation Act of 2010 (P.L. 111-152); ACA reporting requirements; ERISA; tax treatment of employer-sponsored health coverage; employer-sponsored wellness programs; surprise medical billing reform; H.R 1319, the American Rescue Plan Act; COBRA Coverage Extension
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Health & Human Services - Dept of (HHS), Treasury - Dept of, Food & Drug Administration (FDA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Evan |
Armstrong |
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Joseph |
Williamson |
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Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Implementation of Trade Facilitation and Trade Enforcement Act of 2015 (P.L. 114-125); China; trade preference programs (GSP); MTB; TAA; Section 301 investigations (China, DSTs, Vietnam, Boeing/Airbus); COVID-19/American Rescue Plan; S.65/H.R. 1155 (Uyghur Forced Labor Prevention Act); STOP PPE Taxes Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, U.S. Trade Representative (USTR)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Austen |
Jensen |
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Evan |
Armstrong |
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Blake |
Harden |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
Patent reform
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
ENERGY STAR program; climate change legislation
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Environmental Protection Agency (EPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Austen |
Jensen |
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Michael |
Hanson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
price gouging; organized retail crime (ORC); COVID-19; S. 936 INFORM Consumers Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Michael |
Hanson |
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Austen |
Jensen |
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Nicholas |
Ahrens |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |