Clerk of the House of Representatives
Legislative Resource Center
135 Cannon Building
Washington, DC 20515
http://lobbyingdisclosure.house.gov 		Secretary of the Senate
Office of Public Records
232 Hart Building
Washington, DC 20510
http://www.senate.gov/lobby
LOBBYING REPORT

Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

1. Registrant Name Organization/Lobbying Firm Self Employed Individual
TIAA

2. Address

Address1
601 Thirteenth Street, NW, Suite 700 North
 Address2
​
City
Washington
 State
DC
 Zip Code
20005
 Country
USA

3. Principal place of business (if different than line 2)

City
​
State
​
Zip Code
​
Country
​
4a. Contact Name b. Telephone Number c. E-mail
​Mr.
​Christopher Spence
​2026378943
​cspence@tiaa.org
5. Senate ID#
​55757-12
7. Client Name Self Check if client is a state or local government or instrumentality
​TIAA
6. House ID#
​351660000
TYPE OF REPORT 8. Year
​2022
 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1 - 9/30) Q4 (10/1 - 12/31)

9. Check if this filing amends a previously filed version of this report

10. Check if this is a Termination Report Termination Date
​
11. No Lobbying Issue Activity
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13
12. Lobbying 13. Organizations
INCOME relating to lobbying activities for this reporting period was: EXPENSE relating to lobbying activities for this reporting period were:
Less than $5,000
Less than $5,000
$5,000 or more $
​
$5,000 or more $
​470,000.00
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options.
Method A. Reporting amounts using LDA definitions only

Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code

Method C. Reporting amounts under section 162(e) of the Internal Revenue Code

Signature
Digitally Signed By: Christopher Spence
 Date
10/17/2022 9:08:08 AM

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code RET

16. Specific lobbying issues

Retirement Security as in the following bills:
- Retirement Security and Savings Act (S. 1770)
- Retirement Parity for Student Loans Act (H.R. 2917 & S. 1443)
- The Setting Every Community Up for Retirement Enhancement Act (H.R. 1994)
- Securing a Strong Retirement Act (H.R. 2954)
- Lifetime Income for Employees Act (H.R. 6746)
- Expanding Access to Retirement Savings for Family Caregivers Act (H.R. 3644)
- Enhancing Emergency and Retirement Savings Act (S. 1870 / H.R. 7146)
- Retirement Improvement and Savings Enhancement RISE & SHINE Act (HR 5891, S. 4353).
- Enhancing American Retirement Now (EARN) Act
Access to Lifetime Income Option on Retirement Plan Menus
Providing Lifetime Income Illustrations on Retirement Benefit Statements
Defined Contribution Retirement Plan Design and Modernization
Fiduciary Concerns Related to Advice and Education in Retirement Plans
Preserving Tax-Deferred Treatment of Defined Contribution Plans
Preserving the Structure of the Defined Contribution System (Retirement Plan Consolidation)
Qualified Default Investment Alternatives (QDIA)
Portability of Annuities in Defined Contribution Plans
Multiple Employer Plans
Student Loans
Remote Notarization
General Account Products
ESG Investments
Emergency Savings

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Securities & Exchange Commission (SEC), Treasury - Dept of

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Chris
Spence
​
​
Jill
Brown
​
​
Bret
Hester
​
​
Eric
May
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code FIN

16. Specific lobbying issues

ESG Disclosure Simplification Act of 2021 (H.R. 1187)
Diversity and Inclusion
ESG Investing
Closed End Funds
Increasing Investor Opportunities Act (H.R. 4262/S. 3948)
Inflation Reduction Act (HR 5376)

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System, Securities & Exchange Commission (SEC), Treasury - Dept of

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Chris
Spence
​
​
Jill
Brown
​
​
Bret
Hester
​
​
Eric
May
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TAX

16. Specific lobbying issues

Student Loans
-American Rescue Plan (H.R. 1319)
-Retirement Parity for Student Loans Act (H.R. 2917 & S. 1443)
Remote Notarization
-SECURE Notarization Act (H.R. 3962/S. 1625)
Emergency Savings
-Enhancing Emergency and Retirement Savings Act (S. 1870 / H.R. 7146)
Inflation Reduction Act (HR 5376)

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Chris
Spence
​
​
Jill
Brown
​
​
Bret
Hester
​
​
Eric
May
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

Address
​
City
​
State
​
Zip Code
​
Country
​

21. Client new principal place of business (if different than line 20)

City
​
State
​
Zip Code
​
Country
​

22. New General description of client’s business or activities

​

LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

First Name
Last Name
Suffix
First Name
Last Name
Suffix
1
​Bret
​Hester
​
3
​
​
​
2
​
​
​
4
​
​
​

ISSUE UPDATE

24. General lobbying issue that no longer pertains

​
​
​
​
​
​
​
​
​

AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

Name Address Principal Place of Business
(city and state or country)
Street Address
City State/Province Zip Country
City
State Country

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

1 2 3

FOREIGN ENTITIES

27. Add the following foreign entities:

Name Address Principal place of business
(city and state or country) 		Amount of contribution for lobbying activities Ownership percentage in client
Street Address
City State/Province Country
City
State Country
%

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

1 3 5
2 4 6

CONVICTIONS DISCLOSURE

29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery, extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?

Lobbyist Name Description of Offense(s)