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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 25 Massachusetts Ave., NW |
Address2 | Suite 830 |
City | Washington |
State | DC |
Zip Code | 20001 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Cincinnati |
State | OH |
Zip Code | 45202 |
Country | USA |
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5. Senate ID# 283914-12
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6. House ID# 368490000
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TYPE OF REPORT | 8. Year | 2014 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Eric G. Rizzo, Vice President, Government Affairs Officer |
Date | 07/18/2014 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
HR 4060, Systemic Risk Designation Improvement Act of 2014 (all provisions).
HR 2767, Protecting American Taxpayers and Homeowners Act of 2013 (PATH Act) (all provisions).
S. 1217, Housing Finance Reform and Taxpayer Protection Act (all provisions) and revised GSE/housing finance reform legislation.
Issues related to government sponsored enterprise (GSE) and housing reforms initiatives.
HR 2673, Portfolio Lending and Mortgage Access Act (all provisions).
HR 4532, to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to specify when bank holding companies may be subject to certain enhanced supervision (all provisions).
HR 4167, Restoring Proven Financing for American Employers Act (all provisions).
HR 4787, Regional Financial Relief Act of 2014 (all provisions).
HR 4788, Relief for America's Main Street Lenders Act (all provisions).
HR 3770, CFPB-IG Act of 2013 (all provisions).
S. 1349, CLEAR Relief Act of 2013 (all provisions).
Issues related to Too Big To Fail (TBTF), systemic risk and systemically important financial institution (SIFI) designations, and regulatory relief (no specific bill).
Issues related to Export Import Bank reauthorization (no specific bill).
Issues related to Department of Education proposed rule making (Title IV student aid funds), related to university/college students' campus accounts (no specific bill).
Issues related to deposit advance products and use, new product development, operation choke point, mobile payments and non-banking entities providing banking products (no specific bill).
Issues related to housing and lending, mortgage lending, qualified mortgages, qualified residential mortgages, TILA RESPA, small business lending, online lending, student loans, and auto lending (no specific bill).
Issues related to bank fees, card fees and rate caps (no specific bill).
Issues related to credit card interchange and debit card interchange (Senator Durbin amendment, electronic debit card transactions) (no specific bill).
Issues related to regulatory implementation, Volcker rule, CCAR, liquidity coverage ratio (LCR) and Basel (no specific bill).
Issues related to regulatory processes, systems and structures, general discussions (no specific bill).
H.R. 4173 (111th Congress, P.L. 111-203): Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act); regulatory implementation discussions covering rules and regulations, including discussions with the Consumer Financial Protection Bureau (for which there is no CFPB listing on Line 17 available), on structure, regulatory implementation, oversight, process, enforcement and compliant handling. General discussions covering the Dodd-Frank Act and provisions (Act repeal, amending and technical fixes), Volcker rule, Financial Stability Oversight Council, Office of Financial Research, systemically important financial institutions designations, prudential regulations, mortgage regulations (qualified mortgages, qualified residential mortgages), corporate governance, enhanced prudential standards (165/166), stress testing, capital planning, living will, remittance, 716, push-out, Title VII (swaps/derivatives), Title II, section 1071, overdraft, pre-paid cards, examinations and other banking and financial services related provisions.
S. 1927, Data Security Act of 2014 (all provisions).
S. 2519, National Cybersecurity and Communications Integration Center Act of 2014 (all provisions).
HR 624, Cyber Intelligence Sharing and Protection Act (all provisions).
Issues related to cyber-security, data breach and privacy, protecting consumer information, general discussions, as related to financial services and banking (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Office of the Comptroller of the Currency (OCC), Federal Reserve System, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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Danielle |
English |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code POS
16. Specific lobbying issues
S. 1486, Postal Reform Act of 2013 (all provisions).
Issues related to postal reform, general discussions, including rate increases, delivery day schedule and the USPS offering financial products and services (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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Danielle |
English |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Tax Reform Act of 2014 (House Ways and Means Committee chairs draft proposal), general discussions related to the draft bill and the bank tax, new market tax credits, FDIC premiums and other banking related reforms (all provisions).
Issues related to tax reform and general discussions covering individual and corporate tax reform (rate and base discussions), including the bank tax/financial crisis responsibility fee, new market tax credits, business interest deductions and tax expenditures, low income housing tax credits, financial transactions tax, full deductibility of interest for banks, tax provisions (extensions and short sales) (no specific bill).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Rizzo |
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Thomas |
Ruebel |
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Danielle |
English |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |