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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1133 CONNECTICUT AVENUE, NW |
Address2 | SUITE 675 |
City | WASHINGTON |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 288954-1004841
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6. House ID# 371060016
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Jeffrey A. Tassey, Principal |
Date | 10/20/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Public Law 110-234, regarding the regulatory implementation of the provisions regulating the off exchange trading of foreign exchange. Public Law 110-246, regarding implementation of the provisions relating to foreign exchange. HR 4173 "Wall Street Reform and Consumer Protection Act of 2009," all provisions relating to foreign exchange. HR 3795 "Over-the-Counter Derivatives Markets Act of 2009," all provisions relating to foreign exchange.
HR 977 "Derivatives Markets Transparency and Accountability Act of 2009, " all provisions relating to foreign exchange. S 1691 "Comprehensive Derivatives Regulation Act of 2009," all provisions relating to foreign exchange. "Restoring American Financial Stability Act of 2010," as reported by the Senate Banking Committee (to become S 3217), all provisions pertaining to Title VIIImprovements to Regulation of Over-the-Counter Derivatives Markets. CFTC Proposed Rule pertaining to the Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries, all provisions in Part 5, Section 5.9, pages 139-40. PL 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act, regarding implementation of the provisions relating to the determination by the Department of the Treasury as to whether foreign currency swaps and forwards are covered by the relevant provisions of Title VII. CFTC Final Rule 75 FR 55409 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries, regarding implementation of the provisions in 17 CFR Part 5 relating to retail foreign exchange dealers and leverage requirements.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commodity Futures Trading Commission (CFTC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jeffrey A. |
Tassey |
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Leg Director and Banking Counsel, Rep D Barnard |
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Jeffrey A. |
Tassey |
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Cnsl, SubCom Cmrce,Cnsmr,Mon Afrs of GovOps |
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Jessica A. |
Mandel |
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Intern, Rep Culberson |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |