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Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 03/10/2014 |
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| 2. House Identification | 425350000 |
Senate Identification | 401103239-12 |
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REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | Structured Finance Association |
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| Address | 1776 I St NW |
Address2 | Ste 501 |
| City | Washington |
State | DC |
Zip | 20006 |
Country | USA |
4. Principal place of business (if different than line 3)
| City | Washington |
State | DC |
Zip | 20006 |
Country | USA |
| 5. Contact name and telephone number | International Number |
| Contact | Mr. Ben Parish |
Telephone | 8054402065 |
ben.parish@structuredfinance.org |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | Structured Finance Association |
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Country | USA |
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LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
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| Leslie | Sack | | |
| Ben | Parish | | |
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LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
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12. Specific lobbying issues (current and anticipated)
Basel Capital and Liquidity Treatment for asset-backed securities; Reg. AB II; Dodd-Frank implementation & reform; LIBOR transition; CFPB v. National Collegiate Master Student Loan Trusts; housing finance reform issues; GSE reform; Private Label Securities (PLS); TILA-RESPA Integrated Disclosure Rule; CFPB regulatory guidance; ATR/QM Patch; False Claims Act; "high-quality securitization" criteria; Basel Capital & Liquidity Rules (Liquidity Coverage Ratio, Net Stable Funding Ratio, Fundamental Review of the Trading Book & STC capital treatment for short-term securitizations; tax provisions impacting securitization structures and markets; amendments & exemptions to ERISA as they relate to structured finance.
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
| Internet Address: | http://www.sfindustry.org |
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
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CONVICTIONS DISCLOSURE
15. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Signature | Digitally Signed By: Ben Parish |
Date | 7/19/2019 9:32:10 AM |