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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 405 Kirkland Hall |
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City | Nashville |
State | TN |
Zip Code | 37240 |
Country | USA |
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5. Senate ID# 39861-24
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6. House ID# 301690000
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TYPE OF REPORT | 8. Year | 2019 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: James Nathan Green |
Date | 7/22/2019 11:51:02 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Issues related to FY 20 appropriations for science and engineering research and education at agencies including NIH, DOD, DOE, ED (research, such as IES, international education programs, and federal student aid including Pell Grants and campus-based aid programs), NSF, NASA, NEH and Title VIII nursing workforce development programs
H.R. 3055/S. xxxx, the FY 20 Commerce-Justice-Science Appropriations bill - provisions related to funding for NSF (including the I-Corps and STEM education programs) and NASA (including Science and STEM Education/Space Grant)
H.R. 2968/S. xxxx, the FY 20 Defense Appropriations bill - provisions around funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA
H.R. 2960/S. xxxx, the FY 20 Energy-Water Appropriations bill - provisions related to funding for the Dept. of Energys Office of Science, ARPA-E, and language related to independent review and applied research for cleanup decision-making
H.R. 3052/S. xxxx - the FY 20 Interior Appropriations Act - provisions related to funding for the National Endowment for the Humanities
H.R. 2740/S. xxxx - the FY 20 Labor-HHS-Education Appropriations Act - provisions related to funding for federal student aid programs (including Pell Grants, work-study and SEOG); the National Institutes of Health; Title VI international education programs; the Institute of Education Sciences (and National Center for Special Education Research); and Title VIII nursing workforce programs
General issues related to the FY 20 defense and non-defense discretionary spending caps and need for another bipartisan budget deal
General issues around funding for scientific infrastructure
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
H.R. 2968/S. xxxx, the FY 20 Defense Appropriations bill - provisions around funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA
H.R. 2500/S. 1790 the FY 20 National Defense Authorization Act - provisions around FY 20 authorization levels for basic and applied research (6.1-6.3) including DARPA; provisions related to national security and science research including modifications to Sec. 1286, which provides training and other support to universities to protect researchers from undue foreign influence
H.R. 3038, the Securing American Science and Technology Act - provisions related to protecting university research from foreign influence
General issues related to funding for DOD basic 6.1, 6.2 and 6.3 research and DARPA
General issues related to the FY 20 defense discretionary spending caps and the impact of budget cuts on defense research
General issues related to national security and science issues
General issues related to Army Futures Command research priorities
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
H.R. 2740/S. xxxx, the FY 20 Labor-HHS-Education Appropriations Act - provisions around funding for federal student aid programs (including Pell Grants, work-study and SEOG); Title VI international education programs and the Institute of Education Sciences (and National Center for Special Education Research); funding for Title VIII nursing workforce development programs
H.R. 3052/S. xxxx - the FY 20 Interior Appropriations Act - provisions related to funding for the National Endowment for the Humanities
H.R. 728/S. xxxx, the Title VIII Nursing Workforce Reauthorization Act - provisions related to reauthorization of Title VIII programs
H.R. 2321/S. 888, the Understanding the True Cost of College Act - provisions that would provide standard definitions, consumer test aid offers, and standardize information provided on financial aid offers
S. Res 233, A resolution recognizing the importance of protecting freedom of speech, thought, and expression at institutions of higher education - provisions related to campus free speech
General issues around the outlook for the reauthorization of the Higher Education Act including provisions around consumer information, College Scorecard, and program level data; provisions related to regulatory reform
General issues around the reauthorization of the Higher Education Act Title VII, Part D - provisions related to inclusive higher education programs and language relate to residential housing
General issues around college costs, federal student aid, loan repayment, low-income student access, affordability, and completion
General issues around low income student access to higher education
General issues around campus safety and sexual misconduct
General issues around the Institute of Education Sciences, including reauthorization
General issues related to the Executive Order on Improving Free Inquiry, Transparency and Accountability at Colleges and Universities
General issues around disclosure by the Dept. of Education on program level debt and earnings information
General issues related to the Dept. of Educations foreign gift reporting requirements
General issues around the Dept. of Educations Title IX Notice of Proposed Rulemaking
General issues around Dept. of Education regulatory efforts related to the negotiated rulemaking session on accreditation and innovation, including state authorization of distance education programs
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 2740/S. xxxx, the FY 20 Labor-HHS-Education Appropriations Act - provisions around funding for Title VIII nursing workforce development programs
H.R. 728/S. xxxx, the Title VIII Nursing Workforce Reauthorization Act - provisions related to reauthorization of Title VIII programs
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code IMM
16. Specific lobbying issues
H.R. 6, the American Dream and Promise Act - provisions related to a permanent, long-term solution for undocumented students/Dreamers
S. 874, the Dream Act - provisions related to a pathway to citizenship for DACA recipients
S. 1744, the Keep STEM Talent Act - provisions related to permanent resident status for graduates with certain STEM degrees
General issues around legal high-skilled immigration affecting students, scholars and employees including potential changes to H-1B visas (including processing times) and H-4 work authorization
General issues around DHS/USCIS regulatory changes that would impact international students, scholars, and university employees
General issues around seeking a permanent solution for DACA recipients and DREAMers
General issues around potential legislative action on high-skilled immigration
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MED
16. Specific lobbying issues
H.R. 2740/S. xxxx - the FY 20 Labor-HHS-Education Appropriations Act - provisions related to funding for the National Institutes of Health
General issues related to the outlook for NIH funding FY 20
General issues related to anti-sexual harassment efforts at NIH
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
General provisions related to science and engineering research at NSF, DOE, DOD, NASA, NIH, and IES in FY 20
H.R. 3055/S. xxxx, the FY 20 Commerce-Justice-Science Appropriations bill - provisions related to funding for NSF (including the I-Corps and STEM education programs) and NASA (including Science and STEM Education/Space Grant)
H.R. 2968/S. xxxx, the FY 20 Defense Appropriations bill - provisions around funding for basic and applied research (6.1-6.3) including Defense-Wide basic research initiatives and funding at DARPA
H.R. 2960/S. xxxx, the FY 20 Energy-Water Appropriations bill - provisions related to funding for the Dept. of Energys Office of Science, ARPA-E, and language related to independent review and applied research for cleanup decision-making
H.R. 2740/S. xxxx, the FY 20 Labor-HHS-Education Appropriations Act - provisions around funding for the Institute of Education Sciences (and National Center for Special Education Research) and NIH
H.R. 2500/S. 1790, the FY 20 National Defense Authorization Act - provisions around FY 20 authorization levels for basic and applied research (6.1-6.3) including DARPA; provisions related to national security and science research including modifications to Sec. 1286, which provides training and other support to universities to protect researchers from undue foreign influence
H.R. 3038, the Securing American Science and Technology Act - provisions related to protecting university research from foreign influence
H.R. 36, the Combatting Sexual Harassment in Science Act - provisions related to the definition of grant personnel and sexual harassment; harmonizing the policies and guidelines across federal science agencies; the trigger/threshold for reporting sexual harassment to federal funding agencies; and confidentiality around such information
General issues related to the FY 20 defense and non-defense discretionary spending caps and the impact of budget cuts to science and engineering research
General issues around national security and research including agency responses including issues related to academic espionage
General issues around reauthorization of the Institute of Education Sciences
General issues around funding for scientific infrastructure
General issues related to STEM education at NSF
General issues related to a possible NASA reauthorization
General issues around sexual misconduct policies at federal research agencies, such as NSF and NIH, and sexual misconduct in academia
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1, the Tax Cuts and Jobs Act - implementation of provisions that would impact research universities including an excise tax on net investment income (Sec. 4968); changes to UBIT (Sec. 512 (a)(6)); and changes to fringe policies (Sec. 512 (a)(7))
H.R. 1994, the SECURE Act - provisions related to the "kiddie tax" and the definition of compensation as it relates to graduate students
S. 1732, the College Admissions Fairness Act - provisions related to charitable contributions and admissions
General issues related to potential technical corrections tax legislation that may include provisions that impact universities, particularly related to the net investment income excise tax
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
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Heather |
Bloemhard |
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Assistant Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
General issues related to draft legislation that would change Sec. 101 of the Patent Act related to patent subject matter eligibility
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
General issues around the Dept. of Labors proposed overtime regulation
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MMM
16. Specific lobbying issues
General issues around MedPac June 2019 report recommendation to eliminate incident to billing
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Associate V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |