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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 1001 Pennsylvania Avenue, NW |
Address2 | Suite 720 North Tower |
| City | Washington |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 400655968-12
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6. House ID# 414190000
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| TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Jill Hershey, Executive Managing Director, Head of Government Affairs |
Date | 10/21/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
HR 613: A bill to establish a market-based trigger to determine the capital adequacy of bank holding companies and decrease systemic risk, and for other purposes; provisions related to banking structure. HR 624: A bill to provide for the sharing of certain cyber threat intelligence community and cyber security entities, and for other purposes; provisions related to cyber security.
HR 677: A bill to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Act; provisons related to Derivatives Regulation
HR 992: A bill to amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entities; provisons related to Derivatives Regulation
HR 1256: A bill to direct the Securities and Exchange Commission and the Commodity Futures Trading commission to jointly adopt rules setting forth the application to cross-border swaps transactions of certain provisions relating to swaps that were enacted as part of Dodd-Frank; provisons related to Derivatives Regulation
HR 1261: A bill to amend the Truth in Lending Act to establish fair and transparent practices related to the marketing and provision of overdraft coverage programs at depository institutions; provisons related to Consumer Protections
HR 634: A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposes; provisions related to Derivatives Regulation
HR 756: A bill to advance cybersecurity research, development, and technical standards, and for other purposes; provisions related to Cyber Security.
HR 850: A bill to impose additional human rights and economic and financial sanctions with respect to Iran, and for other purposes; provisions related to Iran Sanctions.
HR 1121: A bill to protect cyber privacy and for other purposes; provisions related to Cyber Security.
HR 1341: A bill to require the Financial Stability Oversight Council to conduct a study of the likely effects of the differences between the United States and other jurisdictions in implementing the derivatives credit valuation adjustment capital requirement; provisions related to Derivatives Regulation.
S 21: A bill to security the United States against Cyber attack, to improve communication and collaboration between the private sector and the Federal Government, to enhance American competitiveness and create jobs in the information technology industry, and to protect the identities and sensitive information of American citizens and businesses; provisons related to Cyber Security.
S 100: A bill to amend the Financial Stability Act of 2010 to repeal certain designation authority of the Financial Stability Oversight Council, to repeal the Payment, Clearing, and Settlement Supervision Act of 2010, and for other purposes; provisons related to payments.
S 474: A bill to amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entities; provisons related to Derivatives Regulation.
HR 508: Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 (TRIA); provisions related to Terrorism Risk Insurance.
HR 1750: A bill to enhance the ability of the community financial institutions to foster economic growth and serve their communities, boost small businesses, increase individual savings, and for other purposes; provisions related to Bank Regulation.
HR 2146: A bill to extend the Terrorism Risk Insurance Program of the Department of the Treasury for 10 years; provisions related to Terrorism Risk Insurance.
HR 2266: A bill to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to require certain systemically important entities to account for the financial benefit they receive as a result of the expectations on the part of shareholders, creditors, and counterparties of such entities that the Government will shield them from losses in the event of failure; provisions related to banking structure.
HR 2547: A bill to determine appropriate risk based capital requirements for community, mid-size, and regional institutions; provisions related bank regulatory capital.
HR 3036: A bill to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to specify when bank holding companies may be subject to certain enhanced supervision; provisions related to Bank Regulation.
HR 3137: A bill to provide a framework establishing the rights, liabilities, and responsibilities of participants in closing procedures for certain types of consumer deposit accounts, to protect individual consumer rights and for other purposes; provisions related to Consumer Protections.
S. 1282: A bill to reduce risks to the financial system by limiting banks' ability to engage in certain risky activities and limiting conflicts of interest, to reinstate certain Glass-Steagall Act protections that were repealed by the Gramm-Leach-Bliley Act; provisions related to Bank Regulation.
S. 1534 A bill to provide a framework establishing the rights, liabilities, and responsibilities of participants in closing procedures for certain types of consumer deposit accounts, to protect individual consumer rights, and for other purposes; provisions related to consumer protections.
S 737: A bill to require the Federal banking agencies to conduct a quantitative impact study on the cumulative effect of the Basel III framework; provisions related to Banking Regulation.
S. 798: A bill to address equity capital requirements for financial institutions, bank holding companies, subsidiaries, and affiliates, and for other purposes; provisions related to Bank Regulatory Capital.
S. 892: A bill to amend the Iran Threat Reduction and Syria Human Rights Act of 2012 to impose sanctions with respect to certain transactions in foreign currencies, and for other purposes; provisions relating to Sanctions.
S 888:A bill to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934; provisions relating to Bank Regulation.
S 1176: A bill to impose a fine with respect to international remittance transfers if the sender is unable to verify legal status in the United States; provisions relating to Payments.
Orderly Liquidation Authority- Implementation of Title II of Dodd Frank - Bank Resolution
DFA Title I - Implementation of Title I of Dodd Frank - Bank Resolution
Capital Requirements - Implementation of Basel Agreement - Bank Regulatory Capital
Enhanced Prudential RequirementsImplementation of 165 of Dodd-Frank - SIFI Regulation
Payments - Regulation of payments and implementation of Dodd-Frank - Payments System
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jill |
Hershey |
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Paul |
Saltzman |
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John |
Wagner |
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John |
Van Etten |
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Kristin |
Richardson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |