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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 751 BROAD STREET |
Address2 | |
| City | NEWARK |
State | NJ |
Zip Code | 07102 |
Country | USA |
3. Principal place of business (if different than line 2)
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State | |
Zip Code | |
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5. Senate ID# 32338-12
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6. House ID# 317040000
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| TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Rex Wackerle, Vice President Governmet Affairs |
Date | 07/22/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
H.R. 624, Cyber Intelligence Sharing and Protection Act - All provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lauren |
Kelm |
Ms. |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 677 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act
S. 534, National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions
S. 563, Jumpstart GSE Reform Act - multi-family provisions
H.R. 933, Department of Defense, Military Construction and Veterans Affairs and Full-Year Continuing Appropriations Act of 2013 - FHA multi-family commitment authority
H.R. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 - all provisions.
H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 - all provisions.
NO BILL - issues relating to GSE/Housing Finance Reform; focus on multi-family housing policy
NO BILL - issues relating to Dodd-Frank implementation and FIO, OFR, Volker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight
NO BILL, Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Federal Reserve System, Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
Mr. |
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David |
Burns |
Mr. |
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Alan |
Brubaker |
Mr. |
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Lauren |
Kelm |
Ms. |
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Ralph |
Tyler |
Mr. |
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Sheila |
Greenwood |
Ms. |
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Roman |
Gabriel |
Mr. |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
NO BILL, Multiple small employer plans - issues relating to MEPs/MSEPs
NO BILL, Lifetime Income Disclosure Act & Regulatory Issues - all provisions
NO BILL, Automatic IRA - all provisions
NO BILL - Proposed DOL Fiduciary Regulations - all provisions
NO BILL, GMWB Interpretive Issues in terms of possible guidance
NO BILL, electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans
NO BILL - Department of Labor Guidance on Self-Directed Brokerage/FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans
NO BILL, issues relating to DOL Safe Harbor for Selection of Annuity Providers
NO BILL, issues relating to target funds disclosures
NO BILL, USA Retirement Plans - all provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Treasury - Dept of, Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Office of Management & Budget (OMB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
Mr. |
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Alan |
Brubaker |
Mr. |
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David |
Burns |
Mr. |
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Lauren |
Kelm |
Ms. |
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Ralph |
Tyler |
Mr. |
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Robert |
Doyle |
Mr. |
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Sheila |
Greenwood |
Ms. |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1129, Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions
H.R. 8, American Taxpayer Relief Act of 2012 - all provisions
NO BILL, a bill to amend the Internal Revenue Code of 1986 to clarify the tax treatment of certain life insurance contract transactions and for other purposes
NO BILL, Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
Mr. |
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Alan |
Brubaker |
Mr. |
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David |
Burns |
Mr. |
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Lauren |
Kelm |
Ms. |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
NO BILL, Trans Pacific Partnership - Japan entry into TPP and negotiations
NO BILL, Issues relating to privatization of Japan Postal Life Insurance Company (KAMPO)
NO BILL, Issues relating to Japan insurance regulatory reform
NO BILL, Issues relating to Transparency and market access issues generally related to international insurance & investment options
NO BILL, Issues relating to US-China Strategic and Economic Dialogue
NO BILL, Issues relating to India financial services market access and equity ownership issues
NO BILL, Issues relating to Asia-Pacific Cooperation, a multi-lateral economic and trade forum, privacy issues
NO BILL, Issues relating to International Trade issues impacting US Insurance companies operating in foreign markets
NO BILL, Issues related to the International Services Agreement
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. Trade Representative (USTR), State - Dept of (DOS), Commerce - Dept of (DOC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
Mr. |
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David |
Burns |
Mr. |
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Alan |
Brubaker |
Mr. |
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Bryan |
Pickel |
Mr. |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 3 | 5 |
| 2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 5 | 9 |
| 2 | 6 | 10 |
| 3 | 7 | 11 |
| 4 | 8 | 12 |