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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1120 Connecticut Ave, NW |
Address2 | |
City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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State | |
Zip Code | |
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5. Senate ID# 1785-12
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6. House ID# 304680000
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: C. Dawn Causey/General Counsel |
Date | 08/11/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ACC
16. Specific lobbying issues
H.R. 1349, To establish the Federal Accounting Oversight Board to approve and oversee accounting principles and standards for the purposes of the Federal financial regulatory agencies, and for other purposes (all provisions)
Proposals to Modify Mark-to-Market Accounting Rules
Proposals to Modify Accounting for Other-Than-Temporary Impairment
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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James |
Ballentine |
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Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush 1999-2000 |
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James |
Clark |
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Donna |
Fisher |
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Michael |
Gullette |
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Keith |
Leggett |
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Sarah |
Miller |
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Deborah |
Shannon |
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Seaver |
Sowers |
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Floyd |
Stoner |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
H.R. 2997, the Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (all provisions, including proposed amendment to implement a mandatory farm-loan restructuring program for institutions that have participated in economic stabilization programs)
USDA Rural Development Single Family Housing Guaranteed Loan Program
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush 1999-2000 |
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Peter |
Blocklin |
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Dionne |
Davies |
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Seaver |
Sowers |
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Floyd |
Stoner |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
S. 414, the Credit Card Accountability Responsibility and Disclosure Act of 2009 (all provisions)
S. 2886, the Banking Integrity Act of 2009
S. 2919, the Small Business Lending Enhancement Act of 2009 (all provisions regarding credit union business lending limits)
H.R. 1479, the Community Reinvestment Modernization Act (all provisions)
H.R. 3380, the Promoting Lending to Americas Small Businesses Act of 2009 (provisions to increase credit union business lending limits)
H.R. 4375, the Glass-Steagall Restoration Act
H.R. 4377, the Return to Prudent Banking Act of 2009
H.R. 4461, the Banking Integrity Act of 2010
H.R. 4884, the United States Covered Bond Act of 2010 (all provisions)
Treasury Department Draft Legislation on Credit Default Swaps and Other Over-The-Counter Derivatives (all provisions)
The Over-the Counter Derivatives Markets Act of 2009, Draft Legislation
Proposals regarding regulation of the commercial real estate (CRE) market
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Federal Reserve System, Securities & Exchange Commission (SEC), White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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James |
Ballentine |
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Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush 1999-2000 |
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Lisa |
Bleier |
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Peter |
Blocklin |
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William |
Boger |
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James |
Chessen |
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James |
Clark |
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Kenneth |
Clayton |
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Dionne |
Davies |
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Robert |
Davis |
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Denyette |
DePierro |
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Nessa |
Feddis |
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Keith |
Leggett |
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Deanne |
Marino |
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Sarah |
Miller |
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Cristeena |
Naser |
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Phoebe |
Papageorgiou |
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Joseph |
Pigg |
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Richard |
Riese |
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Lawrence |
Seyfried |
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Deborah |
Shannon |
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Seaver |
Sowers |
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Floyd |
Stoner |
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Robert |
Strand |
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Mark |
Tenhundfeld |
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Carolyn |
Walsh |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BNK
16. Specific lobbying issues
S. 1624, the Medical Bankruptcy Fairness Act of 2009 (all provisions)
H.R. 4950, the Chapter 7 Bankruptcy Administration Improvement Act of 2009
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
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Peter |
Blocklin |
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William |
Boger |
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Dionne |
Davies |
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Floyd |
Stoner |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H.J. Res. 45, legislation to increase the statutory debt limit
Fiscal year 2011 budget proposal (provisions relating to restrictions on banking activities, foreign income taxation, and tax shelters)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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James |
Ballentine |
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Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush 1999-2000 |
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Peter |
Blocklin |
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William |
Boger |
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James |
Clark |
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Kenneth |
Clayton |
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Dionne |
Davies |
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Denyette |
DePierro |
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Nessa |
Feddis |
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Sarah |
Miller |
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Cristeena |
Naser |
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Phoebe |
Papageorgiou |
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Joseph |
Pigg |
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Richard |
Riese |
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Lawrence |
Seyfried |
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Deborah |
Shannon |
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Seaver |
Sowers |
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Floyd |
Stoner |
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Mark |
Tenhundfeld |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ECN
16. Specific lobbying issues
Community Development Financial Institution Fund (CDFI)Comments resulting from changes in the Bank Enterprise Award Program.
17. House(s) of Congress and Federal agencies Check if None
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush 1999-2000 |
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Robert |
Davis |
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Joseph |
Pigg |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009 (all provisions).
H.R. 4375, the Glass-Steagall Restoration Act.
H.R. 4377, the Return to Prudent Banking Act of 2009
H.R. 4461, the Banking Integrity Act of 2010
S. 2886, the Banking Integrity Act of 2009
S.3217, The Restoring American Financial Stability Act of 2010 (all provisions)
Proposals to reform regulation of Fannie Mae, Freddie Mac, and the Federal Home Loan Banks
Proposals to restrict banks proprietary trading, hedge fund, and private equity fund activities.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office, Securities & Exchange Commission (SEC), Federal Reserve System, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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James |
Ballentine |
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Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush |
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Lisa |
Bleier |
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Peter |
Blocklin |
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William |
Boger |
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James |
Chessen |
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Kenneth |
Clayton |
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Dionne |
Davies |
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Nessa |
Feddis |
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Keith |
Leggett |
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Sarah |
Miller |
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Cristeena |
Naser |
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Phoebe |
Papageorgiou |
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Richard |
Riese |
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Lawrence |
Seyfried |
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Deborah |
Shannon |
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Seaver |
Sowers |
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Floyd |
Stoner |
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Robert |
Strand |
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Carolyn |
Walsh |
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James |
Clark |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
H.R. 476, the Housing Fairness Act (all provisions).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Davis |
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Joseph |
Pigg |
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Floyd |
Stoner |
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Deborah |
Shannon |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
H.R. 3590, the Patient Protection and Affordable Care Act (provisions on excise taxes for high cost medical plans, Health Savings Accounts, and Flexible Spending Account contributions).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
William |
Boger |
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Deborah |
Shannon |
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Lawrence |
Seyfried |
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Floyd |
Stoner |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code POS
16. Specific lobbying issues
Proposal to change postal delivery from six days to five and the impact on remittance mail.
17. House(s) of Congress and Federal agencies Check if None
U.S. Postal Service (USPS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Vincent |
Barnes |
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Legislative Counsel for Bobby L. Rush |
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Floyd |
Stoner |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
H.R. 1984, the 401 (k) Fair Disclosure for Retirement Security Act of 2009 (all provisions)
H.R. 2779, the Defined Contribution Plan Fee Transparency Act of 2009 (all provisions)
H.R. 2989, the 401 (k) Fair Disclosure and Pension Security Act of 2009 (all provisions).
H.R. 3936, Preserve Benefits and Jobs Act of 2009.
S. 401, Defined Contribution Fee Disclosure Act.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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Lisa |
Bleier |
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Lawrence |
Seyfried |
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Floyd |
Stoner |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
Proposed legislation to increase banks small business lending utilizing Troubled Asset Relief Program (TARP) funds.
H.R. 2847, the Commerce, Justice, Science, and Related Agencies Appropriations Act, 2010 (Jobs Bill) (provisions on Small Business Administration 7(a) and 504 loan programs, Build America Bonds, small business expensing extension, and Foreign
Account Tax Compliance)
H.R. 4938, legislation to permit the use of previously appropriated funds to extend the Small Business Loan Guarantee Program, and for other purposes.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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James |
Ballentine |
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Peter |
Blocklin |
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Dionne |
Davies |
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Deborah |
Shannon |
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Lawrence |
Seyfried |
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Floyd |
Stoner |
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Mark |
Tenhundfeld |
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Edward |
Yingling |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Financial Crisis Responsibility Fee (proposed bank tax)
S. 2994, the Taxpayer Fairness Act (provisions imposing a 50 percent excise tax on certain bonuses for executives at financial firms that received TARP funds).
H.R. 1083, the Business Activity Tax Simplification Act of 2009 (all provisions)
H.R. 4178, the Deposit Restricted Qualified Tuition Programs Act
H.R. 4213, the Tax Extenders Act of 2009 (provisions on the research and development tax credit, the New Market tax credit, active financing, charitable donations to IRAs, carried interest, and assets held in offshore accounts)
Proposals on Estate Tax reform
Administrations fiscal year 2011 revenue provisions
Proposed securities transaction tax
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
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James |
Ballentine |
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Peter |
Blocklin |
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William |
Boger |
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James |
Chessen |
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James |
Clark |
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Kenneth |
Clayton |
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Dionne |
Davies |
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Donna |
Fisher |
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Phoebe |
Papageorgiou |
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Lawrence |
Seyfried |
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Deborah |
Shannon |
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Cristeena |
Naser |
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Floyd |
Stoner |
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Edward |
Yingling |
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Sarah |
Miller |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |