|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1615 L street, NW, suite 450 |
Address2 |
|
City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
City |
|
State |
|
Zip Code |
|
Country |
|
|
5. Senate ID# 401104925-12
|
||||||||
|
6. House ID# 440840001
|
TYPE OF REPORT | 8. Year | 2021 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
|
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
---|---|---|---|---|---|---|---|---|---|
12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Gynnie Robnett |
Date | 4/19/2021 5:19:14 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
(Previously HR 3490) Small Business Lending Fairness Act.
(Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019
Financial Technology ("Fintech")
H.R. 328 / S.817 - Wall Street Tax Act of 2021
S. 794 Tax Excessive CEO Pay Act of 2021
(Previously H.R. 3355/S. 915) - the Reward Work Act of 2019
Volcker Rule
(Previously HR 758) - the Coronavirus Aid, Relief, and Economic Security (CARES) Act
(Previously S. 2155) - Stop Wall Street Looting Act
H.R. 1068 Carried Interest Fairness Act of 2021
Treasury/Federal Reserve liquidity facilities
Reg BI
SEC fiduciary rule
Heroes Act (COVID PACKAGE)
(Previously H.R. 758) - CARES Act
HR 1 - For the People Act
(Previously S.1063) - Helping Angels Lead Our Startups Act of 2019
Facebook' Libra cryptocurrency
SEC Rule 13-F
SPACs
13F form changes recommended to the SEC
(Previously S.2071/HR3623) Warren/Casten Climate Risk Disclosure Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System, Securities & Exchange Commission (SEC), Treasury - Dept of, Office of Management & Budget (OMB)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
PhD |
Joint Economic Committee of the US Senate from August 2007 to September 2008 (?), Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
|
Rion |
Dennis |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
(previously H.R. 4403) Stop Debt Collection Abuse Act
Authority of CFPB
Financial Technology ("Fintech")
Funding of CFPB
(Previously HR 758) - the Coronavirus Aid, Relief, and Economic Security (CARES) Act
H.R. XXXX -- the "Home Mortgage Disclosure Adjustment Act"
(Previously HR 1500 ) -- Consumers First Act
Reg BI
SEC fiduciary rule
Small Business Lending Discrimination
(Previously HR 4254) Overdraft Protection Act of 2019
(Previously S3565) - Small Business and Consumer Debt Collection Emergency Relief Act of 2020
(Previously S3560) - Small Business and Consumer Emergency Credit Act
(Previously S.3509) - A bill to provide borrowers the right to request forbearance on mortgage loan payments...
Heroes Act (COVID PACKAGE)
LEP Data Acquisition in Mortgage Lending Act
(Previously H.R. 3948) Debt Collection Practices Harmonization Act
(Previously H.R. 5021) Ending Debt Collection Harassment Act of 2019
HR 1491 Fair Debt Collection Practices for Servicemembers Act
(Previously H.R. 5001) Non-Judicial Foreclosure Debt Collection Clarification Act
Protecting Innocent Consumers Affected by Shutdown Act
HR 1 - For the People Act
(Previously HR 3614) Restricting Use of Credit Checks for Employment Decisions Act
(Previously HR 3618) Free Credit Scores for Consumers Act
(Previously HR 3621) Student Borrower Credit Improvement Act
(Previously HR 3622) Restoring Unfairly Impaired Credit and Protecting Consumers Act
(Previously HR 3642 ) Improving Credit Reporting for All Consumers Act
(Previously HR 3629 ) Clarity in Credit Score Formation Act
HR 963 / S. 505 Forced Arbitration Injustice Repeal (FAIR) Act
Facebook' Libra cryptocurrency
(Previously S.2685 ) Consumer Credit Control Act
True Lender CRA
American Rescue Plan - homeowner assistance fund
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Federal Reserve System, Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
|
|
|
Linda |
Jun |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Banks stress tests
(Previously H.R. 2923/S. 1587) -- Inclusive Prosperity Act of 2019
H.R. 328 / S.817 - Wall Street Tax Act of 2021
(Previously H.R. 2176 ) - Return to Prudent Banking Act of 2019 (Kaptur restore Glass-Steagall)
H.R. XXXX -- the 21st Century Glass Steagall Act (not yet introduced in 116th)
Volcker Rule
(Previously HR 758) - the Coronavirus Aid, Relief, and Economic Security (CARES) Act
Treasury/Federal Reserve liquidity facilities
HR 1 - For the People Act
(Previously S.1063) - Helping Angels Lead Our Startups Act of 2019
Prudential Standards for Large Bank Holding Companies and Savings and Loan Holding Companies
(Previously S.2903/HR5194) Schatz/Casten Climate Change Financial Risk Act
Banking for All Act (S.3571 in 116th)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Reserve System, Treasury - Dept of, Office of Management & Budget (OMB)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
|
Joint Economic Committee of the US Senate from August 2007 to September 2008, Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
|
Rion |
Dennis |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
(Previously H.R. 5294), The Student Borrower Protection Act (Rep. Alma Adams)
Heroes Act (COVID PACKAGE)
HEALS act (opposed)
(Previously H.R. 6395), the FY21 National Defense Authorization Act - Rep. Adams amendment
(Previously H.R. 6395), the FY21 National Defense Authorization Act - Rep. Dean's amendment
(Previously HR5050/SB2388 ) VCFCA - preparation of materials for lobbying
(Previously H.R. 5287), The Fair Student Loan Debt Collection Practices Act (Rep. Al Lawson)
(Previously H.R. 4545), The Private Loan Disability Discharge Act of 2019 (Rep. Madeleine Dean)
New bicameral resolution on student debt cancellation (House: H.Res 100 and Senate: S.Res 46)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Budget - FSGG Appropriations
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
S. 794 Tax Excessive CEO Pay Act of 2021
Opportunity Zones regulations
(Previously H.R.5252) - To amend the Internal Revenue Code of 1986 to repeal opportunity zones.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
Nominations for SEC, CFTC, FDIC
Nominations for DOL
Nomination for HUD
Nomination for CFPB
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB), Housing & Urban Development - Dept of (HUD), Labor - Dept of (DOL), Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
|
|
|
Linda |
Jun |
|
|
|
Marcus |
Stanley |
PhD |
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
American Rescue Plan - homeowner assistance fund
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Linda |
Jun |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address |
|
||||||
City |
|
State |
|
Zip Code |
|
Country |
|
21. Client new principal place of business (if different than line 20)
City |
|
State |
|
Zip Code |
|
Country |
|
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
1 |
|
3 |
|
||||||
2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |