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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1101 PENNSYLVANIA AVENUE, NW, #800 |
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City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 55757-12
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6. House ID# 351660000
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TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Sue K. DiLandro, Vice President Federal Government Relations |
Date | 01/19/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
HR 977 - Derivatives Markets Transparency and Accountability Act of 2009
Mortgage Lending Reform
Term Asset-Backed Securities Loan Facility (TALF)
HR 2454 - American Clean Energy and Security Act
S 61 - Helping Families Save Their Homes in Bankruptcy Act of 2009
Target Date Funds
S 1074 - Shareholder Bill of Rights Act of 2009
Administration proposal - "Financial Regulatory Reform: A New Foundation"
HR 1327/S 1065 - Iran Sanctions Enabling Act of 2009
S 908 - Iran Refined Petroleum Sanctions Act
HR 3126 - Consumer Financial Protection Act of 2009
HR 2609 - Office of Insurance Information
Treasury proposal - Office of National Insurance (Title V)
Treasury proposal - Improvements to Regulation of Over-the-Counter Derivatives Markets (Title VII)
S 1691 - Comprehensive Derivatives Regulation Act of 2009
HR 2861 - Shareholder Empowerment Act
HR 4173 - Wall Street Reform and Consumer Protection Act
HR 2896 - Equal Treatment of Covered Bonds Act of 2009
HR 1728 - Mortgage Reform and Anti-Predatory Lending Act
Restoring American Financial Stability Act
HR 3817 - Investor Protection Act
Proxy Access Proposed SEC Rule
Sudan Divestment
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Securities & Exchange Commission (SEC), State - Dept of (DOS), Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Daniel |
Keniry |
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Sue |
DiLandro |
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Kathryn |
Anderson |
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Brooke |
Chambers |
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Langston |
Emerson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
S 401 - Defined Contribution Fee Disclosure Act of 2009
Retirement Security
Separate Account Prohibited Transaction Exemptions
5500 Reporting
Auto-Enroll
Auto-Escalate
Fee Transparency
Auto-IRA
HR 1988 - Conflicted Investment Advice Prohibition Act of 2009
HR 2779 - Defined Contribution Plan Fee Transparency Act of 2009
HR 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
S 401 - Defined Contribution Fee Disclosure Act of 2009
Retiree Healthcare
S 2832 - Lifetime Income Disclosure Act
Target Date Funds - Qualified Default Investment Alternatives
Investment Advice
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Daniel |
Keniry |
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Sue |
DiLandro |
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Kathryn |
Anderson |
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Brooke |
Chambers |
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Langston |
Emerson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Auto-IRA proposals; Saver's Credit Expansion
Dividend Tax; Corporate Owned Life Insurance
HR 2625/S 1153 - Tax Equity for Health Plan Beneficiaries Act
HR 3200 - America's Affordable Health Choices Act
HR 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009
HR 4213 - Tax Extenders Act of 2009
S 1934 - Foreign Account Tax Compliance Act
HR 4191 - Let Wall Street Pay for Wall Street's Bailout Act of 2009
Estate Tax
Financial Transaction Tax
HR 4126 - Retirement Fairness Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Daniel |
Keniry |
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Sue |
DiLandro |
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Kathryn |
Anderson |
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Brooke |
Chambers |
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Langston |
Emerson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
HR 1880 - National Insurance Consumer Protection Act
HR 2609 - Insurance Information Act
Optional Federal Charter
HR 3590 - Service Member's Home Ownership Tax Act
HR 3962 - Affordable Health Care Improvement Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, White House Office,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Daniel |
Keniry |
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Sue |
DiLandro |
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Kathryn |
Anderson |
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Brooke |
Chambers |
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Langston |
Emerson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |