Clerk of the House of Representatives
Legislative Resource Center
135 Cannon Building
Washington, DC 20515
http://lobbyingdisclosure.house.gov 		Secretary of the Senate
Office of Public Records
232 Hart Building
Washington, DC 20510
http://www.senate.gov/lobby
LOBBYING REPORT

Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

1. Registrant Name Organization/Lobbying Firm Self Employed Individual
Financial Services Forum

2. Address

Address1
601 THIRTEENTH STREET, NW
 Address2
​SUITE 750 SOUTH
City
WASHINGTON
 State
DC
 Zip Code
20005
 Country
USA

3. Principal place of business (if different than line 2)

City
​
State
​
Zip Code
​
Country
​
4a. Contact Name b. Telephone Number c. E-mail
​Mr.
​Kevin Fromer
​2024578765
​kfromer@fsforum.com
5. Senate ID#
​83535-12
7. Client Name Self Check if client is a state or local government or instrumentality
​Financial Services Forum
6. House ID#
​364280000
TYPE OF REPORT 8. Year
​2020
 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1 - 9/30) Q4 (10/1 - 12/31)

9. Check if this filing amends a previously filed version of this report

10. Check if this is a Termination Report Termination Date
​
11. No Lobbying Issue Activity
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13
12. Lobbying 13. Organizations
INCOME relating to lobbying activities for this reporting period was: EXPENSE relating to lobbying activities for this reporting period were:
Less than $5,000
Less than $5,000
$5,000 or more $
​
$5,000 or more $
​500,000.00
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options.
Method A. Reporting amounts using LDA definitions only

Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code

Method C. Reporting amounts under section 162(e) of the Internal Revenue Code

Signature
Digitally Signed By: Kevin Fromer
 Date
1/20/2021 1:59:01 PM

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code FIN

16. Specific lobbying issues

Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), capital and liquidity standards; and Section 171 (Leverage and Risk-Based Capital Requirements)

Issues related to the Federal Reserve Act

Issues related to the enhanced supplementary leverage ratio

Issues related to the supplementary leverage ratio temporary modification

Issues related to banking relationships

Issues related to the countercyclical capital buffer

Issues related to total loss-absorbing capacity proposals

Issues related to the capital surcharge for global systemically important banks

Issues related to Congressional COVID-19 stimulus package

Issues related to capital distributions

Prudential regulatory matters with the U.S. agencies and international standard-setting bodies, including implementation of the Basel III capital and liquidity framework

Derivatives regulation, including agency coordination and harmonization

Issues related to bank supervision and expectations

Issues related to the OCCs NPRM regarding fair access to financial services

Issues related to diversity, equality, and inclusion

S.__ - To provide that all persons shall be entitled to the full and equal enjoyment of the goods, services, facilities, privileges, and accommodations of financial institutions

S. 2903 / H.R. 5194 - Climate Change Financial Risk Act of 2019

H.R. 2513 - Corporate Transparency Act of 2019

H.R. 4966 - Greater Supervision In Banking Act of 2019 or GSIB Act of 2019

S. 3548 / H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or CARES Act

H.R. ___ - To deem certain references to the London Interbank Offered Rate (LIBOR) as referring to a replacement benchmark rate if LIBOR is no longer available, and for other purposes

S. 4117 / H.R. 7777 - Paycheck Protection Small Business Forgiveness Act

H.R. 5084 - Improving Corporate Governance through Diversity Act of 2019

S.4775 - Delivering Immediate Relief to Americas Families, Schools and Small Businesses Act

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System, Commodity Futures Trading Commission (CFTC), White House Office, Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Consumer Financial Protection Bureau (CFPB)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Brett
Quick
​
​
Tiffany
Haas
​
​
Kevin
Fromer
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code HOM

16. Specific lobbying issues

Crapo-Brown Amendment to the National Defense Authorization Act (Anti-Money Laundering Act of 2020)

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office, Treasury - Dept of, Homeland Security - Dept of (DHS), Commodity Futures Trading Commission (CFTC), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Brett
Quick
​
​
Tiffany
Haas
​
​
Kevin
Fromer
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TAX

16. Specific lobbying issues

General issues related to corporate and international tax reform, and taxation of financial products

Implementation of 2017 tax revision (Public Law 115-97)

Issues related to a financial transaction tax

S. 647 / H.R. 1516 - Wall Street Tax Act of 2019

Issues related to a bank tax

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, White House Office, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Brett
Quick
​
​
Tiffany
Haas
​
​
Kevin
Fromer
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

Address
​
City
​
State
​
Zip Code
​
Country
​

21. Client new principal place of business (if different than line 20)

City
​
State
​
Zip Code
​
Country
​

22. New General description of client’s business or activities

​

LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

First Name
Last Name
Suffix
First Name
Last Name
Suffix
1
​
​
​
3
​
​
​
2
​
​
​
4
​
​
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ISSUE UPDATE

24. General lobbying issue that no longer pertains

​
​
​
​
​
​
​
​
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AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

Name Address Principal Place of Business
(city and state or country)
Street Address
City State/Province Zip Country
City
State Country

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

1 2 3

FOREIGN ENTITIES

27. Add the following foreign entities:

Name Address Principal place of business
(city and state or country) 		Amount of contribution for lobbying activities Ownership percentage in client
Street Address
City State/Province Country
City
State Country
%

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

1 3 5
2 4 6

CONVICTIONS DISCLOSURE

29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery, extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?

Lobbyist Name Description of Offense(s)