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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1615 H STREET, NW |
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City | WASHINGTON |
State | DC |
Zip Code | 20062 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 51172-12
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6. House ID# 348050000
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Judith K. Richmond, Vice President & Associate General Counsel |
Date | 10/20/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CHM
16. Specific lobbying issues
H.R. 2868, Chemical Facility Anti-Terrorism Act of 2009
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lisa |
Rickard |
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Harold |
Kim |
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Matthew |
Webb |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
S. 1551/ H.R. 5042, Liability for Aiding and Abetting Securities Violations Act of 2010
H.R. 2309, Consumer Credit Protection Agency Act, provisions related to state attorney general enforcement
H.R. 3126, Consumer Financial Protection Agency Act of 2009
H.R. 3817, Investor Protection Act of 2009, including a potential amendment that would roll-back the Supreme Court's Stoneridge decision
H.R. 1214, The Payday Loan Act of 2009
H.R. 991, Consumer Fairness Act of 2009
H.R. 3451, Foreclosure Prevention and Sound Mortgage Servicing Act of 2009
H.R. 1728, Mortgage Reform and Anti-Predatory Lending Act
H.R. 4173/ S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2009, provisions related to Rep. Bean's preemption amendment
H.R. 4790, Shareholder Protection Act of 2010
S. AMDT 3893, 3894, 3895, all provisions of amendments dealing with securities litigation, State AG enforcement/contingency fees, and arbitration
General background on U.S. capital markets competitiveness and regulation, securities litigation, and PL 104-67, Private Securities Litigation Reform Act of 1995
Potential legislation dealing with attorney pay-to-play issues in securities litigation (specific legislation not yet introduced)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lisa |
Rickard |
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Matthew |
Webb |
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Harold |
Kim |
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Cheryl |
Evans |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FOO
16. Specific lobbying issues
H.R. 759, Food and Drug Administration Globalization Act of 2009
H.R. 540, Summer Food Service Rural Expansion Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lisa |
Rickard |
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Harold |
Kim |
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Matthew |
Webb |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
S. 386, P.L. 111-21, Fraud Enforcement and Recovery Act of 2009
H.R.1788, False Claims Act Correction Act of 2009
S. 458, False Claims Act Clarification Act of 2009
S. 139, Data Breach Notification Act
S. 418, Secondary Metal Theft Prevention Act of 2009, provisions on state attorney general
H.R. 5175/S. 3295, Democracy is Strengthened by Casting Light on Spending in Elections (DISCLOSE) Act
General background on campaign finance reform and draft legislation to same, the doctrine of Federal preemption, State Attorneys General and their enforcement authority/activities, and current judicial nominees including Elena Kagan, Louis Butler and Jack McConnell (specific legislation not yet introduced)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lisa |
Rickard |
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Harold |
Kim |
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Matthew |
Webb |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R.1, American Recovery and Reinvestment Act of 2009, P.L. 111-5, including S. AMDT. 570 and provisions dealing with state attorney general enforcement of HIPAA legislation
H.R. 1478/ S. 1347, Carmelo Rodriguez Military Medical Leave Act of 2009
H.R. 3962, Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lisa |
Rickard |
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Harold |
Kim |
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Matthew |
Webb |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address: instituteforlegalreform.com/index.php?option=com_ilr_issues&issue_code=ADR&view=ilr_issue&expand=1
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |