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Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 03/01/2009 |
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| 2. House Identification | 36473 |
Senate Identification | 84775 |
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REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | Rich Feuer Group |
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| Address | 1133 Connecticut Ave., NW |
Address2 | Fifth Floor |
| City | Washington |
State | DC |
Zip | 20036 |
Country | USA |
4. Principal place of business (if different than line 3)
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| 5. Contact name and telephone number | International Number |
| Contact | Mr. Mitchell Feuer |
Telephone | 2024296881 |
mitchell.feuer@rfgdc.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | LPL Financial Corporation |
| Address | One Beacon Street, 22nd Floor |
| City | Boston |
State | MA |
Zip | 02108 |
Country | USA |
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Zip | |
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LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
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Last |
Suffix |
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| Peter | Rich | | Counsel, House Energy and Commerce Committee |
| Mitchell | Feuer | | Counsel, Senate Banking Committee |
| Michael | Thompson | | Professional Staff Member, Senate Banking Committee |
| Michael | Thompson | | Legislative Assistant, Office of Rep. Fossella |
| Michael | Thompson | | Legislative Correspondent, Office of Sen. Brownback |
LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
FIN |
INS |
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12. Specific lobbying issues (current and anticipated)
Legislation and regulation affecting provision of financial services, including broker-dealers and investment advisers
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
| Internet Address: | |
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FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
| Address | Ownership | |||||
| Name | Street | Principal place of business | Amount of contribution | |||
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(city and state or country) | for lobbying activities | ||||
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| Signature | Digitally Signed By: Mitchell Feuer, principal |
Date | 04/01/2009 |