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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 600 14th STREET, NW |
Address2 | Suite 300 |
City | WASHINGTON |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 19877-12
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6. House ID# 311230000
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Christopher A. Padilla, Vice President, Governmental Programs |
Date | 11/17/2011 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Basic Research Funding for Dept. of Energy , Office of Science - High Performance Computing
S.3800, Department of Defense Appropriations Act, 2011-Trusted Foundry
S.3607, Department of Homeland Security Appropriations Act, 2011 - Automated Commercial Environment - Citizenship & Immigration Services (CIS) Modernization
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Natl Security Agency (NSA), Defense Advanced Research Projects Agency (DARPA), Homeland Security - Dept of (DHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Adrienne |
Rhone |
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Christopher |
Padilla |
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Edgar |
McCulloch |
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Lauren |
Phelps |
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Mark |
O'Riley |
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Cheryl |
Bruner |
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PJ |
Edington |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPI
16. Specific lobbying issues
Data security and breach notification: S. 3579 Data Security Act of 2010; S. 3742 Data Security and Breach Notification Act of 2010
Cybersecurity, acquisition reform and supply chain: H.R. 4900, Federal Information Security Amendments Act of 2010
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, Natl Security Agency (NSA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
Ignaszewski |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
S. 515/H.R. 1260, Patent Reform Act of 2009 - Willfulness Damages - Amendment to exclude Tax Method Patents - USPTO Fee Setting Authority - Inter Partes Review - Venue - First Inventor to File
S.3804, Combating Online Infringement and Counterfeits Act - scope of copyright law
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Dana |
Gray |
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Edgar |
McCulloch |
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Jay B. |
Perron |
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Marcus |
Williams |
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Timothy |
Sheehy |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
Cybersecurity, acquisition requirements and supply chain: S. 3454, National Defense Authorization Act for Fiscal Year 2011 ; H.R. 5136, National Defense Authorization Act for Fiscal Year 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Natl Security Agency (NSA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Edgar |
McCulloch |
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Katie |
Ignaszewski |
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Timothy |
Sheehy |
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Lauren |
Phelps |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
S. 3217, Restoring American Financial Stability Act of 2010 - scope of the systemic risk legislation
HR. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act (as S3217) - derivative reform, captive finance, proxy access
Proposed Rule: Facilitating Shareholder Director Nominations
Proposed Rule Making Financial Stability Oversight Council
Proposed Rule Making for Derivatives
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Dana |
Gray |
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Edmund |
Perry |
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Jay B. |
Perron |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
Impact on IBM and its employees: H.R. 3590, Patient Protection and Affortdable Care Act; H.R. 3962, Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010; H.R. 4872, Health Care and Education Reconciliation Act of 2010
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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David |
Barnes |
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Edgar |
McCulloch |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
Cybersecurity and product assurance: S. 773, Cybersecurity Act of 2009; S. 3480/H.R. 5548, Protecting Cyberspace as a National Asset Act -- Sec 253
Cybersecurity and DHS authority, critical infrastructure protection, public private partnership, supply chain security: S.3480/H.R.5548, Protecting Cyberspace as a National Asset Act of 2010; HR 6423 Homeland Security Cyber and
Physical Protection Act of 2010
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Executive Office of the President (EOP), U.S. Trade Representative (USTR), Commerce - Dept of (DOC), Natl Security Agency (NSA), Office of Science & Technology Policy (OSTP), White House Office, Natl Security Council (NSC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Edgar |
McCulloch |
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Jay B. |
Perron |
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Katie |
Ignaszewski |
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Lauren |
Phelps |
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Steve |
Stewart |
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Timothy |
Sheehy |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
Fair Labor Standards Act - Workforce Flexibility - Exemptions - and impact on IBM and its employees: S.3254/H.R.5107, Employee Misclassification Prevention Act
Pension provisions: S. 3217, H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203)
Benefits: H.R.4213, American Jobs and Closing Tax Loopholes Act of 2010
Immigration Reform
Competition Policy
Equal Employment Opportunity and Disability Issue Compliance - ADAAA Implementation and Regulatory Reform Efforts - OFCCP Implementation of 1973 Rehabilitation Act provisions
S3772 - Paycheck Fairness Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Equal Employment Opportunity Commission (EEOC), Labor - Dept of (DOL), Homeland Security - Dept of (DHS), Justice - Dept of (DOJ)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Adrienne |
Rhone |
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Christopher |
Padilla |
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Dana |
Gray |
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David |
Barnes |
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Edgar |
McCulloch |
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Jay B. |
Perron |
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Meredith |
Singer |
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Timothy |
Sheehy |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
R&D funding - High Performance Computing - STEM [Science, Technology, Engineering, and Mathematics] Education - Nanotechnology: S. 3605 / H.R.5116/H.R.5325, America COMPETES Reauthorization Act [of 2010]
High Performance Computing for DOE Labs
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Natl Institute of Standards & Technology (NIST), Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Edgar |
McCulloch |
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Lauren |
Phelps |
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PJ |
Edington |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
U.S. international tax including deferral, foreign tax credits: H.R. 4213 The American Jobs and Closing Tax loopholes Act 2010; H.R. 5893 Investing in American Jobs and Closing Tax loopholes Act of 2010; S. 3816 Creating Jobs and Ending Offshoring Act; H.R. 1586 FAA AIr Transport and Modernization Act with international offsets; Check the box entity classification
Corporate tax reform: S. 3018 Bipartisan Tax Fairness and Simplification Act of 2010; H.R. 3970 Tax Reduction and
Reform Act of 2007 (110th Congress)
R&D tax credit (alternative simplified credit, ASC): H.R. 422 and S. 1203 to amend IRC to extend research credit through 2010 and increase and make permanent the ASC credit
Other Treasury and IRS regulations: Economic substance codification; contract manufacturing; cost-sharing; Subpart F exemptions; S. 1934/H.R. 3933, Foreign Account Tax Compliance Act of 2009
Bilateral income tax treaties: Spain, Singapore, Korea, China, India and Brazil
OECD guidelines and U.S. Treasury comments on taxation of intangibles, cross-border services taxation wit VAT/GST, and business restructuring
Other bills and regulations: H.R. 2110 Mobile Workforce state income tax fairness; H.R. 5013 Implementing Management for Performance and Related reforms to obtain value in every acquisition Act of 2010; H.R. 5715 Lifelong Learning Accounts Act of 2010; H.R. 1083 BAT Simplifcation Act of 2009 and P.L. 86-272; Support centers excise tax; bonus depreciation
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Internal Revenue Service (IRS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Linda |
Evans |
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Edgar |
McCulloch |
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Jay B. |
Perron |
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Dana |
Gray |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Review and implementation of FTAs: S.2821/H.R.3012, TRADE Act of 2009
Government procurement: S. 3505, China Fair Trade Act of 2010; H.R. 5312, Reciprocal Government Procurement with China Creates American Jobs Act
H.R.2378, Currency Reform for Fair Trade Act - countervailing duties
Rare earth minerals, domestic supply, and China export restrictions: H.R. 4866, Rare Earths Supply-Chain Technology and Resources Transformation Act of 2010
Trade Agreements: Columbia FTA; Korea FTA; Panama FTA; Trans-Pacific Partnership (TPP); Asia Pacific Economic Cooperation (APEC)
WTO: Doha Development Agenda - WTO GATS Negotiations; WTO GATS ICT Pluralateral
Bi-lateral trade issues and policy: China; India - Telecom Security; Russia
Export/Import Regulation Reform: Intra-Company Transfer, Encryption
Digital Economy Trade Agreements
Conflict Minerals
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, U.S. Trade Representative (USTR), Commerce - Dept of (DOC), State - Dept of (DOS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Dana |
Gray |
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Debra |
Marks |
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Edgar |
McCulloch |
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Edward |
Gillespie |
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Steven |
Stewart |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |