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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1299 PENNSYLVANIA AVENUE, NW |
Address2 | SUITE 900 |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Fairfield |
State | CT |
Zip Code | 06431 |
Country | USA |
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5. Senate ID# 15997-12
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6. House ID# 311080000
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TYPE OF REPORT | 8. Year | 2011 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Joanne McMahon , Leader Governmental Compliance |
Date | 01/20/2012 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AVI
16. Specific lobbying issues
S 223 - FAA Air Transportation Modernization and Safety Improvement Act
HR 658 - FAA Air Transportation Modernization and Safety Improvement Act
Transportation/HUD Appropriations, FY 2012
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Federal Aviation Administration (FAA), U.S. SENATE, Executive Office of the President (EOP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Pelletier |
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Darby |
Becker |
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Nancy |
Dorn |
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Virginia |
Scattergood |
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Stanley |
O'Connor |
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Peter |
Prowitt |
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Daniel |
Meador |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CAW
16. Specific lobbying issues
Water Reuse Incentive Legislation; National Water Reuse Target; Energy-Water Nexus
Private Activity Bonds for Water
S 787 - Clean Water Restoration Act
SRF Program Funding
HR 2738- Water Infrastructure and Sustainability Act of 2011 (HR 2738)
S 1343 - Energy and Water Integration Act of 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jon |
Freedman (emp by sub) |
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Peter |
Prowitt |
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Lynn |
Thomson |
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Eric |
Pelletier |
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Nancy |
Dorn |
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Pat |
Casano |
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George |
Wallace |
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Larry |
Boggs |
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Robert |
Hall |
III |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
Patent Reform Implementation
Intellectual Property Rights
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO),
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
William |
Behrens |
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Carl |
Horton |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
Joint Strike Fighter Alternate Engine; Defense Appropriations, FY 2012
The National Defense Authorization Act for FY 2012
H53 and H60 - Helicopters
F/A-18
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Nancy |
Dorn |
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Stanley |
O'Connor |
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Darby |
Becker |
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Eric |
Pelletier |
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Virginia |
Scattergood |
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Peter |
Prowitt |
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Lynn |
Thomson |
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Daniel |
Meador |
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William |
Behrens |
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Stephen |
Newbold |
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Thomas |
Paris |
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Clifton |
Morehead |
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Joshua |
Raymond |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
S 3635 - Energy-Water Appropriations
Renewable Energy Standards/Clean Energy Standards
HR 5866 - Nuclear Energy Research and Development Act of 2010
S 2052 - Nuclear Energy Research Initiative Improvement Act of 2009; S 3618, Enabling the Nuclear Renaissance Act
PTC Economic Viability
BICAD
DOE Loan Guarantees
Fossil Energy R&D
Solar and Wind R&D
S 1462 - American Clean Energy Leadership Act
HR 2454 - American Clean Energy and Security Act of 2009
Cybersecurity
Nuclear Used Fuel
Surface Transportation Authorization
Electric Vehicle Policy
Clean Coal
Radiation Measurement Solutions
Transmission Siting
Alternative Fuels
Unconventional Gas Policy
S 948 - Promoting Electric Vehicles Act of 2011
S 298 - Charging America Forward Act
HR 1685 - The Electric Drive Vehicle Deployment Act of 2011
S 1029 - The Electric Consumer Right Right to Know Act of 2011
HR 1280 - Amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation with foreign countries, and for other purposes
S 400 - Amend the Federal Power Act to ensure that rates and charges for electric energy are assessed in proportion to measurable reliability or economic benefit, and for other purposes
HR 2750 - To amend the Internal Revenue Code of 1986 to modify the investment tax credit for combined heat and power system property
HR 2784 - Innovative Energy Systems Act
S 1000 - Energy Savings and Industrial Competitiveness Act
HR 2937 - Pipeline Infrastructure and Community Protection Act
HR 2845 - Pipeline Safety, Regulatory Certainty and Job Creation Act of 2011
S 275 - Pipeline Transportation Safetey Improvement Act of 2011
HR 2401 - Transparency in Regulatory Analysis of Impacts on the Nation Act of 2011
HR 1280 - To amend the Atomic Energy Act of 1954 to require congressional approval of agreements for peaceful nuclear cooperation with foreign countires, and for other purposes
HR 2354 - Energy and Water Development and Related Agencies Appropriations Act of 2012
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, State - Dept of (DOS), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Executive Office of the President (EOP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Pelletier |
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Theresa |
Peterson |
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Lynn |
Thomson |
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Peter |
Prowitt |
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George |
Wallace |
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Timothy |
Richards |
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Nancy |
Dorn |
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Karan |
Bhatia |
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George |
Pickart |
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James |
Renigar |
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Joshua |
Raymond |
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Pamela |
Farrell Venzke |
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Paul |
Doucette |
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Ruth |
Smith (emp by sub) |
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Larry |
Boggs |
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Virginia |
Scattergood |
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Amanda |
Campbell |
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Earl |
Jones |
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Robert |
Hall |
III |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENV
16. Specific lobbying issues
Chemical management issues
Chemical risk assessment issues
Clean Air Transport Rule
S 897 - Safe ChemicalsAct of 2011
HR 527 - Regulatory Felxibility Improvements Act of 2011
HR 10 - Regulations from the Executive in Need of Scrutiny Act
S 299 - Regulation from the Executive in Need of Scrutiny Act
HR 3010 - Regulatory Accountability Act of 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP),
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Nancy |
Dorn |
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Larry |
Boggs |
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Peter |
Prowitt |
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Pat |
Casano |
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Timothy |
Richards |
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Eric |
Pelletier |
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Lynn |
Thomson |
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George |
Wallace |
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Virginia |
Scattergood |
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Darby |
Becker |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Dodd-Frank Act Implementation
HR 1062 - The Burdensome Data Collection Review Act
HR 2072 - Securing American Jobs Through Exports Act of 2011
HR 940 - The United States Covered Bonds Act of 2011
HR 1081 - Consumer Payment System Protection Act
S 712 - The Financial Takeover Repeal Act of 2011
Bank Tax
HR 1610 - The Business Risk Mitigation and Price Stabilization Act
HR 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
HR 2682 - Business Risk Mitigation and Price Stabilization Act
HR 1840 - A Bill to improve the CFTC's Cost Benefit Analysis
HR 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act
HR 2533 - The Chapter 11 Bankruptcy Venue Reform Act of 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Dept of, Securities & Exchange Commission (SEC), Federal Deposit Insurance Commission (FDIC), Commodity Futures Trading Commission (CFTC), Export-Import Bank of the United States (EXIM Bank)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Pelletier |
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James |
Mitchell |
Jr |
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William |
Behrens |
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Nancy |
Dorn |
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Joshua |
Raymond |
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Steve |
Howlett |
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Pamela |
Farrell Venzke |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
HR 408 - The Spending Reduction Act of 2011
S 17 - Medical Device Access and Innovation Protection Act of 2011
HR 436 - Protect Medical Innovation Act of 2011
S 223 - FAA Air Transportation Modernization and Safety Improvement Act
HR 658 - FAA Reauthorization and Reform Act of 2011
HR 2461 - Physician Pathology Services Continuity Act of 2011
HR 2104 - Consistency, Accuracy, Responsibility, and Excellence in Medical Imaging and Radiation Therapy Act of 2011
HR 2020 and S 1096 - Preservation of Access to Osteoporosis Testing for Medicare Beneficiaries Act of 2011
HR 2832 - To extend the Generalized System of Preferences, and for other purposes
FDA 510(k) Reform
Health Information Technology
Medicare Reimbursement for Imaging Services
Medicare Reimbursement for Radiopharmaceuticals
Medicare Coverage of New Technologies
United States Preventive Services Task Force Issues
Patient Safety Organizations
Laboratory Developed Tests
Physician Payments Sunshine
HR 3630 - Middle Class Tax Relief and Job Creation Act of 2011
HR 3207 - Modernizing Laboratory Test Standards for Patients Act of 2011
HR 3269 - Diagnostic Imaging Services Access Protection Act of 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Executive Office of the President (EOP), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Joshua |
Raymond |
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Nancy |
Dorn |
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Eric |
Pelletier |
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Peter |
Prowitt |
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Lynn |
Thomson |
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John |
Schaeffler |
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Orrin |
Marcella |
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Madeleine |
Smith |
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Lisa |
Wolski |
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Chief Staff/Counsl-Sen Kyl; Leg Aide-Rep Ramstad |
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Michael |
Simas |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
HR 2011 - National Strategic and Critical Materials Policy Act of 2011
HR 1314 - RARE Act of 2011
HR 1388 - Rare Earths Supply Chain Technology and Resources Transformation Act of 2011
HR 952 - Energy Critical Elements Renewal Act of 2011
HR 618 - Rare Earths and Critical Materials Revitalizataion Act of 2011
HR 2184 - Rare Earth Policy Task Force and Materials Act
HR 2090 - Energy Critical Elements Advancement Act of 2011
S 1113 - Critical Minerals Policy Act of 2011
S 383 - Critical Minerals and Materials Promotion Act of 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Defense - Dept of (DOD), Executive Office of the President (EOP), Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lynn |
Thomson |
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Theresa |
Peterson |
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Nancy |
Dorn |
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Larry |
Boggs |
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George |
Wallace |
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Peter |
Prowitt |
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Jon |
Freedman (emp by sub) |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
HR 749 - Permanent Extension of Subpart F Deferral for Financial Services
Business Activity Tax Simplification Act
Taxation of International Operations
Tax Extenders (expiring Tax provisions)
Streamlined State Sales Taxes
Water Private Activity Bonds
Water Reuse Incentives
Mobile Workforce State Income Tax
Extension of Sections 954(h) and 954(i)
Corporate Tax Rate
Renewable Energy Incentives
S 652 - Building and Upgrading Infrastructure for Long-Term Development, including rail and locomotive investment tax credits
HR 2735 - CFC Look-through Rule
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Executive Office of the President (EOP), Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Barbara |
Mattox |
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Eric |
Pelletier |
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Nancy |
Dorn |
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Peter |
Prowitt |
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Lynn |
Thomson |
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George |
Wallace |
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Theresa |
Peterson |
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Lisa |
Wolski |
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Chief Staff/Counsel-Sen Kyl; Leg Aid-Rep Ramstad |
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Cathy |
Koch |
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James |
Mitchell |
Jr |
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Johsua |
Raymond |
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Jon |
Freedman (emp by sub) |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
PL 112-55 - Consolidated and Further Continuing Appropriations Act, 2012
High speed and intercity passenger rail, Amtrak, commuter and freight rail development
Freight rail economic and freight and passenger rail safety including positive train control
Rail equipment manufacturing, export promotion, and higher speed passenger locomotive standards development and procurement
Natural gas and hybrid locomotives
Senate surface transportation authorization including S 1813-MAP 21 and corresponding House surface transportation authorization consideration
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Nancy |
Dorn |
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Larry |
Boggs |
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Eric |
Pelletier |
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Peter |
Prowitt |
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Lynn |
Thomson |
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Darby |
Becker |
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Virginia |
Scattergood |
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Donald |
Itzkoff |
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George |
Pickart |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Export Controls Reform
Trade Controls and Sanctions
NAFTA Trucking Provision
S 1547 - Export Import Bank Reauthorization; HR 2072 - Securing American Jobs Through Exports Act of 2011
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Defense - Dept of (DOD), Executive Office of the President (EOP), U.S. Trade Representative (USTR), State - Dept of (DOS), Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Eric |
Pelletier |
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Lynn |
Thomson |
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Peter |
Prowitt |
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Timothy |
Richards |
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Karan |
Bhatia |
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Nancy |
Dorn |
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James |
Renigar |
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William |
Behrens |
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James |
Mitchell |
Jr |
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Selig |
Merber |
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Orit |
Frenkel |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RRR
16. Specific lobbying issues
PL 112-55 - Consolidated and Further Continuing Appropriations Act, 2012
High speed and intercity passenger rail, Amtrak, commuter and freight rail development
Freight rail economic and freight and passenger rail safety including positive train control
Rail equipment manufacturing, export promotion, and higher speed passenger locomotive standards development and procurement
Natural Gas and Hybrid locomotives
Senate surface transportation authorization including S 1813-MAP 21 and corresponding House surface transportation authorization consideration
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation Security Administration (TSA), Energy - Dept of, Office of Management & Budget (OMB), Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Nancy |
Dorn |
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Larry |
Boggs |
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Eric |
Pelletier |
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Peter |
Prowitt |
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Lynn |
Thomson |
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Darby |
Becker |
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Virginia |
Scattergood |
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Donald |
Itzkoff |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
HR 3094 - Workforce Democracy and Fairness Act
S 1843 - Representation Fairness Restoration Act
HR 2587 - Protecting Jobs From Government Interference Act
HR 2926 - The National Labor Relations Reorganization Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Mitchell |
Jr |
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Nancy |
Dorn |
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Eric |
Pelletier |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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GE Betz, Inc. |
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GEHitachi Nuclear Eng America LLC |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |