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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1455 Pennsylvania Avenue, NW, Suite 950 |
Address2 | DC8-455-09-01 |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Charlotte |
State | NC |
Zip Code | 28255 |
Country | USA |
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5. Senate ID# 26400-12
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6. House ID# 310670000
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TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: John E. Collingwood, Director, Federal Government Relations, Public Policy |
Date | 03/12/2014 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
HR 624, Cyber Intelligence Sharing Protection Act, issues related to Cybersecurity, Health and Human Services Commission draft and National Institute of Standards & Technology Framework language; HR 756, CyberSecurity Enhancement Act of 2013, issues related to Cybersecurity, Health and Human Services Commission draft and National Institute of Standards & Technology Framework language; HR 1163, Federal Information Security Amendments Act of 2013, issues related to Cybersecurity, Health and Human
Services Commission draft and National Institute of Standards & Technology Framework language; HR 9, Small Business Tax Act, issues related to Cybersecurity, Health and Human Services Commission draft and National Institute of Standards & Technology Framework language; S 884, Deter Cybertheft Act, issues related to Cybersecurity, Health and Human Services Commission draft and National Institute of Standards & Technology Framework language; HR 749, Eliminate Privacy Notice Confusion Act, issues related to privacy; HR 1916, To require collection of up-to-date information on tariff and non-tariff laws, issues related to privacy; S 635, Privacy Notice Modernization Act of 2013, issues related to privacy; S 1223, Location Privacy Protection Act, issues related to privacy; HR 677, Inter-Affiliate Swap Clarification Act, issues related to derivatives; HR 1003, To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders, issues related to derivatives; HR 634, Business Risk Mitigation and Price Stabilization Act of 2013, issues related to derivatives; HR 992, S 474, Swaps Regulatory Improvement Act, issues related to derivatives; S 798, Too Big to Fail Act, issues related to Too Big to Fail and Dodd Frank implementation; HR 613, Systemic Risk Mitigation Act, issues related to bank capital requirements; S 768, Sound Money Promotion Act, general issues related to Dodd Frank Act; S 676, Identity Theft and Tax Fraud Prevention Act of 2013, issues related to tax reform; HR 2266, Subsidy Reserve Act of 2013, general issues related to Dodd Frank Act; HR 129, S 985, Return to Prudent Banking Act of 2013, issues related to Amendment to Banking Act;
HR 1256, Swap Jurisdiction Certainty Act, issues related to derivatives; Issues related to interchange court settlement; General issues related to interchange; Issues related to Cross Border Application; Issues related to Covered Bonds.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Natl Institute of Standards & Technology (NIST), Federal Reserve System, Federal Deposit Insurance Commission (FDIC), Securities & Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Treasury - Dept of, Government Accountability Office (GAO)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John E. |
Collingwood |
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James |
Carlisle |
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Edward |
Hill |
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Darrell |
Minott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
S 1217, Housing Finance Reform and Taxpayer Protection Act of 2013, issues related to GSE Reform; General issues related to collections.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, Federal Trade Commission (FTC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John E. |
Collingwood |
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Edward |
Hill |
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Darrell |
Minott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Issues related to corporate tax reform, international tax reform, the subpart F exception for active financial services income, taxation of financial products, common trust funds and the low-income housing tax credit.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Carlisle |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code POS
16. Specific lobbying issues
General issues regarding postal reform.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Darrell |
Minott |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |