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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1133 Connecticut Ave., NW |
Address2 | Suite 620 |
City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 84775-1004808
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6. House ID# 364730065
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TYPE OF REPORT | 8. Year | 2023 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Alex Teel |
Date | 1/17/2024 11:35:02 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Legislative and regulatory policy related to leveraged lending, private credit funds, and proposed nonbank systemic risk regulations.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jared |
Sawyer |
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Deputy Assistant Secretary, Treasury Department; Senior Counsel, Senate Banking Committee; Professional Staff Member, House Financial Services Committee. |
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Andrew |
Palmer |
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Legislative Assistant, Representative Fleischman; Legislative Assistant, Representative Fincher. |
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Tom |
Koonce |
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Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal. |
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John |
Anderson |
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Senior Policy Advisor, Senator Crapo; Legislative Assistant, Representative Metcalf. |
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Matt |
Kellogg |
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Deputy Asst Sec for Leg Affairs, US Treasury (Mar 2017-2018) Sr Policy Adviser and Counsel, House Majority Ldr McCarthy (Sept 2015-Mar 2017) Leg Asst, Rep Tom Reed (Nov 2010-Nov 2011) |
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Ben |
Harney |
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Deputy Staff Director, House Oversight Committee; Counsel, House Financial Services Committee; Counsel, Rep. Carolyn B. Maloney |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Legislative and regulatory policy related to leveraged lending, private credit funds, and proposed nonbank systemic risk regulations.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jared |
Sawyer |
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Deputy Assistant Secretary, Treasury Department; Senior Counsel, Senate Banking Committee; Professional Staff Member, House Financial Services Committee. |
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Andrew |
Palmer |
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Legislative Assistant, Representative Fleischman; Legislative Assistant, Representative Fincher. |
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John |
Anderson |
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Senior Policy Advisor, Senator Crapo; Legislative Assistant, Representative Metcalf. |
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Tom |
Koonce |
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Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal. |
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Matt |
Kellogg |
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Deputy Asst Sec for Leg Affairs, US Treasury (Mar 2017-2018) Sr Policy Adviser and Counsel, House Majority Ldr McCarthy (Sept 2015-Mar 2017) Leg Asst, Rep Tom Reed (Nov 2010-Nov 2011) |
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Ben |
Harney |
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Deputy Staff Director, House Oversight Committee; Counsel, House Financial Services Committee; Counsel, Rep. Carolyn B. Maloney |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Provisions related to the tax treatment of private equity, including proposals to alter the treatment of carried interest capital gains and interest deductibility.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Jared |
Sawyer |
Rich F |
Deputy Assistant Secretary, US Dept. of Treasury; Senior Counsel, Senate Banking Committee; Professional Staff Member, House Financial Services Committee |
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Tom |
Koonce |
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Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal |
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Matt |
Kellogg |
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Deputy Asst Sec for Leg Affairs, US Treasury (Mar 2017-2018) Sr Policy Adviser and Counsel, House Majority Ldr McCarthy (Sept 2015-Mar 2017) Leg Asst, Rep Tom Reed (Nov 2010-Nov 2011) |
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Justin |
Sok |
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Sr Advisor Leg Affairs, US Treasury (June 2018 - January 2020); Legislative Director Rep Jason Smith (2013-2018) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address |
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |