|
Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
| 1. Effective Date of Registration | 05/07/2008 |
||||
| 2. House Identification | Senate Identification | 400282354 |
|||
REGISTRANT Organization/Lobbying Firm Self Employed Individual
| 3. Registrant | Organization | XOMA (US) LLC |
||||
| Address | 2910 Seventh Street |
Address2 | |
| City | Berkeley |
State | CA |
Zip | 94710 |
Country | USA |
4. Principal place of business (if different than line 3)
| City | Berkeley |
State | CA |
Zip | 94710 |
Country | USA |
| 5. Contact name and telephone number | International Number |
| Contact | Mr. Dan Cafaro |
Telephone | 5102047456 |
cafaro@xoma.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
| 7. Client name | XOMA (US) LLC |
| Address | |
| City | |
State | |
Zip | |
Country | USA |
| City | |
State | |
Zip | |
Country | |
LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
| Name | Covered Official Position (if applicable) | ||
First |
Last |
Suffix |
|
| Steve | Engle | | President CEO |
| Robert | Tenorowicz | | Vice President, Operations and Biodefense Business |
| Pat | Scannon | | Executive Vice President and Chief Biotechnology Officer |
| Dan | Cafaro | | Vice President, Regulatory Affairs and Compliance |
| | | | |
LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
HOM |
PHA |
DEF |
DIS |
SCI |
MED |
HCR |
MAN |
|
12. Specific lobbying issues (current and anticipated)
No issues at present time
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
| No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
| Internet Address: | |
| Name | Address | Principal Place of Business | ||||||||
| Street | ||||||||||
|
||||||||||
Buchanan Ingersoll & Rooney PC |
1700 K St. NW |
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
| No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
| Address | Ownership | |||||
| Name | Street | Principal place of business | Amount of contribution | |||
|
(city and state or country) | for lobbying activities | ||||
|
|
|||||||||||
|
|
|
|
|
% | |||||||
|
|
|||||||||||
|
|
|
|
|
% |
| Signature | Digitally Signed By: Dan Cafaro, Vice President Regulatory Affairs and Compliance |
Date | 05/13/2008 |