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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 601 Thirteenth Street, NW, Suite 700 North |
Address2 |
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City | Washington |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 55757-12
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6. House ID# 351660000
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TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Sue K. DiLandro |
Date | 1/18/2019 4:42:25 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Federal Reserve Supervision of Savings and Loan Holding Companies as in the following bill:
- State Insurance Regulation Preservation Act (H.R.5059)
Dodd-Frank Wall Street Reform and Consumer Protection Act in regards to:
- Systemic Risk Designation
Asset Manager SIFI Designation as in the following bill:
- Financial Stability Oversight Council Improvement Act of 2017 (H.R.4061)
FDIC Treatment of Brokered Deposits (H.R.3070)
Section 11 of the Home Owners Loan Act
Consumer Financial Choice and Capital Markets Protection Act of 2017 (H.R.2319)
International Insurance Standards Act of 2017 (H.R.4537)
Proxy Advisory Firms/Corporate Governance
- Corporate Governance Fairness Act (S.3614)
Data Privacy Legislation
- Data Care Act of 2018 (S.3744)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Larry |
Chadwick |
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Christopher |
Spence |
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Sam |
Hodas |
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Jill |
Brown |
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Julia |
Tishman |
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Legislative Assistant - Cong. Trey Hollingsworth (IN-09) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
Retirement Security as in the following bills:
- Lifetime Income Disclosure Act (S.868, H.R.2055)
- Graduate Student Savings Act (S.1379, H.R.3136)
- Savings Enhancement by Alleviating Leakage in 401(k) Savings Act (H.R.2030, S.940,
H.R.1, S.1)
- Retirement Plan Simplification and Enhancement Act (H.R.4524)
- Receiving Electronic Statements to Improve Retiree Earnings Act (H.R.4610, S.3795)
- Small Businesses Add Value for Employees Act (SAVE Act) (H.R.4637)
- Increasing Access to a Secure Retirement Act of 2017 Bill Text (H.R.4604)
- Automatic Retirement Plan Act of 2017 (H.R.4523)
- Portability of Lifetime Income and Managed Account Options (H.R.3910)
- Retirement Security for American Workers Act (H.R.854)
- Retirement Security Act of 2017 (S.1383)
- Retirement Enhancement and Savings Act (S.2526, H.R.5282)
- Family Savings Act (H.R.6757)
- Retirement Security and Savings Act of 2018 (S.3781)
- Portable Retirement and Investment Account Act of 2018 (H.R.6990)
- Retirement, Savings, and Other Tax Relief Act of 2018 (H.R.88)
- Retirement Parity for Student Loans Act (S.3771)
Providing Lifetime Income Illustrations on Retirement Benefit Statements
Defined Contribution Retirement Plan Design and Modernization
Fiduciary Concerns Related to Advice and Education in Retirement Plans
Stretch IRA
Electronic Delivery of Plan Documents
Tax Reform
Preserving Tax-Deferred Treatment of Defined Contribution Plans
Preserving the Structure of the Defined Contribution System (Retirement Plan Consolidation)
Qualified Default Investment Alternatives (QDIA)
Safe Harbor for Plan Sponsors Selecting Annuity Providers on Plan Menus
Portability of Annuities in Defined Contribution Plans
Automatic IRA/401(k) Retirement Plans
Collective Investment Trusts in 403(b) Plans
Multiple Employer Plans
Treasury and IRS Proposed Regulations on Hardship Distribution Changes
DOL Proposed Rule on Association Retirement Plans
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Labor - Dept of (DOL), Treasury - Dept of, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Larry |
Chadwick |
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Christopher |
Spence |
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Sam |
Hodas |
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Jill |
Brown |
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Julia |
Tishman |
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Legislative Assistant - Cong. Trey Hollingsworth (IN-09) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Tax Reform included in Tax Cuts and Jobs Act
529 Plans
Preserving Tax-Deferred Treatment of Defined Contribution Plans
Preserving the Structure of the Defined Contribution System (Retirement Plan Consolidation)
Preserving the Tax Treatment of Municipal Bonds
Net Interest Expense Deduction
Net Operating Losses
Foreign Tax Credit (FTC) Transition Provisions
Reserve Deductions
Deferred Acquisition Costs
Immediate Expensing of Assets
Compensation Deduction Limits
Dividend Received Deduction
Retirement Enhancement and Savings Act (S.2526, H.R.5282)
Safe Harbor for Plan Sponsors Selecting Annuity Providers on Plan Menus
Family Savings Act (H.R.6757)
Retirement, Savings, and Other Tax Relief Act of 2018 (H.R.88)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Larry |
Chadwick |
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Christopher |
Spence |
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Sam |
Hodas |
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Jill |
Brown |
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Julia |
Tishman |
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Legislative Assistant - Cong. Trey Hollingsworth (IN-09) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |