|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1455 PENNSYLVANIA AVE |
Address2 | SUITE 400 |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City |
|
State |
|
Zip Code |
|
Country |
|
|
5. Senate ID# 26284-12
|
||||||||
|
6. House ID# 319910000
|
TYPE OF REPORT | 8. Year | 2016 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
|
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
---|---|---|---|---|---|---|---|---|---|
12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Stacy Scholtz |
Date | 4/18/2016 12:06:13 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
HR1090 - Retail Investor Protection Act - SEC & DOL to work together before releasing rules relating to a fiduciary duty standard.
HR 4294/S2505 - SAVERS Act - Revisions to fiduciary proposal
HR 4293/S2502 - Affordable Retirement Advice Protection Act - Revisions to fiduciary proposal
HR 185 - Regulatory Accountability Act - Provisions amending burdensome regulations
HR 2141 - International Standards Transparency & Policyholder Protection Act - Provisions regarding regulatory consultation on domestic insurance standards.
Sen Hatch report on taxes, Speaker Ryan Developing Comprehensive Tax Reform Proposal, Camp comprehensive discussion draft on tax reform, American Business Competitiveness Act - provisions impacting the insurance and banking industries.
S 1484 - Financial Regulatory Improvement Act - Federal Reserve procedures, insurance advisory committee, source of strength requirements & other mid-size bank relief.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kellie |
Harry |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
EGRPRA Regulatory Review - Identify provisions that my provide regulatory relief.
HR 1660 - Federal Savings Association Charter Flexibility Act of 2015 - HOLA amendments providing flexibility to operate as a national bank.
CFPB revision package - Provisions subjecting the agency to additional oversight.
HR 9 - The Innovation Act - Provisions addressing vague demand letter of patent trolls.
HR 601 - Provisions eliminating privacy notice disclosure requirements.
HR 1265 - Bureau Advisory Commission Transparency Act - Advisory counsel for the CFPB
HR 1480 SAFE Act - confidentiality of information banks share with state regulators.
HR 1660-Federal Savings Association Charter Flexibility Act - charter flexibility
HR 1233 - CLEARR Act - Regulatory reduction provisions
S 1484-Financial Regulation Improvement Act - Regulatory reduction provisions.
S 2896 - TAILOR Act- Regulatory reduction provisions
H1941/S774 - Financial Institutions Examination Fairness & Reform Act - timely & consistent examination report provisions.
HR 2213 - Provisions for a formal grace period from enforcement under TILA-RESPA.
HR 601 - Eliminate Privacy Notice Confusion Act - privacy notice exemptions.
HR 1478/S798 - Policyholder Protection Act - Source of strength provisions.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kellie |
Harry |
|
|
|
Melissa |
Taylor |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
HR 4173 - Dodd-Frank Wall Street Reform & Consumer Protection Act - accountability & transparency in rating agencies, banking & insurance regulators, capital requirements, investor protections, over the counter derivatives, federal insurance office, private fund investment adviser registration, consumer financial protections, executive compensation and mortgage lending practices.
HR 37 - Dodd-Frank fixes - Provisions with the potential to reduce regulatory burdens.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kellie |
Harry |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Personal Data Notification & Protection Act-Provisions to create a national breach notification standard, safe harbor provisions & exemption.
HR 104 - Cyber Privacy Fortification Act - Cyber privacy provisions
S456 - Cyber Threat Sharing Act - Information sharing provisions.
S754 - Cybersecurity Information Sharing Act - Information sharing provisions.
HR 1770 & discussion draft - Data Security & Breach Notification Act - Provisions to create a national breach notification standard, safe-harbor provisions & preemption, information sharing.
HR 2205/S961 - Data Security Act - Data breach notification & information sharing provisions.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kellie |
Harry |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
HR 30 - Save American Workers Act - Provisions relating to payment requirements for full and parttime employees.
17. House(s) of Congress and Federal agencies Check if None
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Melissa |
Taylor |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address |
|
||||||
City |
|
State |
|
Zip Code |
|
Country |
|
21. Client new principal place of business (if different than line 20)
City |
|
State |
|
Zip Code |
|
Country |
|
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
1 |
|
3 |
|
||||||
2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |