|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 751 BROAD STREET |
Address2 | |
City | NEWARK |
State | NJ |
Zip Code | 07102 |
Country | USA |
3. Principal place of business (if different than line 2)
City | |
State | |
Zip Code | |
Country | |
|
5. Senate ID# 32338-12
|
||||||||
|
6. House ID# 317040000
|
TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
---|---|---|---|---|---|---|---|---|---|
12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Brian W. Clymer, Vice President |
Date | 07/20/2009 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
H.R. 1880, National Insurance Consumer Protection Act, All Provisions
[No Bill Number], Stranger-Originated Life Insurance
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Lynn |
Jacobs |
|
|
|
Christopher |
Payne |
|
|
|
John |
Feeney |
|
|
|
Maureen |
Adolf |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Lee |
Wood |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 2448, Prevent Unfair Manipulation of Prices Act, All Provisions
H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, All Provisions
H.R. 2221, Data Accountability and Trust Act, All Provisions
H.R. 997, Derivatives Markets Transparency and Accountability Act of 2009
H.R. 1106, Helping Families Save Their Homes Act of 2009, All Provisions
H.R. 2554, National Association of Registered Agents and Brokers Reform Act, All Provisions
H.R. 1664, To Amend the Excutive Compensation Provisions of the Economic Stabilization Act of 2008, All Provisions
TG-18, Financial Stability Plan, All Provisions
TG-7, Proposed Resolution Authority, All Provisions
TG-70, Resolution Authority for Systemically Significant Financial Companies Act of 2009, All Provisions
TG-163, Say on Pay Proposal, All Provisions
[No Bill Number], Financial Services Regulatory Reform, All Provisions
[No Bill Number], Credit Default Swaps, All Provisions
[No Bill Number], Financial Professional Standard of Care, All Provisions
[No Bill Number], Regulation of Derivatives
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Alan |
Brubaker |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Christopher |
Payne |
|
|
|
Brian W. |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Maureen |
Adolf |
|
|
|
Bryan |
Pickel |
|
|
|
Richard |
Saxe |
|
|
|
Lee |
Wood |
|
|
|
John |
Feeney |
|
|
|
Riva |
Kinstlick |
|
|
|
Lynn |
Jacobs |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
H.R. 1961, Savings for American Families Futures Act of 2009, All Provisions
H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, All Provisions
H.R. 2779, Defined Contribution Plan Fee Transparency Act of 2009, All Provisions
H.R. 2989, The 401(k) Fair Disclosure and Pension Security Act of 2009, All Provisions
H.R. 1984, The 401(k) Fair Disclosure for Retirement Security Act of 2009, All Provisions
H.R. 2748, The Retirement Security Needs Lifetime Pay Act, All Provisions
[No Bill Number], Auto Annuitization
[No Bill Number], Automatic IRA Proposal
[No Bill Number], Small Businesses Add Value for Employees (SAVE) Act, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Riva |
Kinstlick |
|
|
|
Lynn |
Jacobs |
|
|
|
Sanford |
Koeppel |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Alan |
Brubaker |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Maureen |
Adolf |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1944, To Permanently Extend the Subpart F Exemption for Active Financing Income, All Provisions
H.R. 1575, End Government Reimbursement of Excess Excutive Disbursements (END GREED) Act, All Provisions
H.R. 1083, Business Activity Tax Simplication Act of 2009, All Provisions
[No Bill Number], Corporate, Financial and Insurance Product Tax Reform, All Provisions
[No Bill Number], Carryback of General Business Credits
[No Bill Number], Taxation of Corporate Owned Life Insurance
[No Bill Number], Dividends Received Deduction, All Provisions
[No Bill Number], Subpart F Exemption for Active Financing Income
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Alan |
Brubaker |
|
|
|
Lynn |
Jacobs |
|
|
|
Richard |
Saxe |
|
|
|
Brian W. |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Christopher |
Payne |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
[No Bill Number], US-Korea Free Trade Agreement
[No Bill Number], Panama-US Free Trade Agreement
[No Bill Number], Asia-Pacific Economic Cooperation, A Multilateral Economic and Trade Forum, Privacy Issues
[No Bill Number], China Financial Services Market Access and Equity Ownership Issues
[No Bill Number], India Financial Services Market Access and Equity Ownership Issues
[No Bill Number], Issues Related to Privatization of Japan Postal Life Insurance Company (KAMPO)
[No Bill Number], Japan Insurance Regulatory Reform
[No Bill Number], US-China Bilateral Investment Treaty
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Bryan |
Pickel |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H. Con. Res. 85, Fiscal Year 2010 Budget, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Lynn |
Jacobs |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
H.R. 1705, Financial Product Safety Commission Act, All Provisions
[No Bill Number], Data Security and Privacy Issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Lee |
Wood |
|
|
|
Maureen |
Adolf |
|
|
|
Chris |
Payne |
|
|
|
Rex |
Wackerle |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
H.R. 2454, American Clean Energy and Security Act of 2009, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Chris |
Payne |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Rex |
Wackerle |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
S. 697, Community Living Assistance Services and Supports (CLASS) Act, All Provisions
[No Bill Number], Affordable Health Care Choices Act, All Provisions
[No Bill Number], Health Care Reform
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alan |
Brubaker |
|
|
|
Rex |
Wackerle |
|
|
|
Richard |
Saxe |
|
|
|
Lee |
Wood |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Lynn |
Jacobs |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address | |
||||||
City | |
State | |
Zip Code | |
Country | |
21. Client new principal place of business (if different than line 20)
City | |
State | |
Zip Code | |
Country | |
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
1 |
|
3 |
|
||||||
2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |