Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov |
Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 http://www.senate.gov/lobby |
LOBBYING REGISTRATION
Lobbying Disclosure Act of 1995 (Section 4)
1. Effective Date of Registration | 01/01/2013 |
||||
2. House Identification | 312800000 |
Senate Identification | 25807-12 |
REGISTRANT Organization/Lobbying Firm Self Employed Individual
3. Registrant | Organization | JPMorgan Chase & Co. |
Address | 270 Park Avenue |
Address2 | |
City | New York |
State | NY |
Zip | 10017 |
Country | USA |
4. Principal place of business (if different than line 3)
City | |
State | |
Zip | |
Country | |
5. Contact name and telephone number | International Number |
Contact | Mr. Nathan Gatten |
Telephone | 2025856316 |
nathan.j.gatten@jpmchase.com |
CLIENT A Lobbying Firm is required to file a separate registration for each client. Organizations employing in-house lobbyists should check the box labeled “Self” and proceed to line 10. Self
7. Client name | JPMorgan Chase & Co. |
Address | |
City | |
State | |
Zip | |
Country | USA |
City | |
State | |
Zip | |
Country | |
LOBBYISTS
10. Name of each individual who has acted or is expected to act as a lobbyist for the client identified on line 7. If any person listed in this section has served as a “covered executive branch official” or “covered legislative branch official” within twenty years of first acting as a lobbyist for the client, state the executive and/or legislative position(s) in which the person served.
Name | Covered Official Position (if applicable) | ||
First |
Last |
Suffix |
|
Nathan | Gatten | | Staff, Sen Banking Com; Leg Asst, Sen Bennett |
Nathan | Gatten | | Staff Asst, Sen Budget Com |
Hilary | West | | Cnsl, Rep Watt; Stf, FinSvCom; Asst, Rep Jackson; Rep Bishop |
Steven | Patterson | | Staff Asst, Sen Coats; Leg Asst, Rep Bunning |
Steven | Patterson | | Leg Asst, Sen Bunning; Staff Dir, Sen SubCom Econ Pol |
LOBBYING ISSUES
11. General lobbying issue areas (Select all applicable codes).
BAN |
CSP |
FIN |
HOM |
RET |
SMB |
TAX |
TRD |
VET |
12. Specific lobbying issues (current and anticipated)
DFA Implementation, Banking, Housing/Housing Finance, Financial Institutions, Investments, Securities, Consumer Issues, Retirement Issues, Tax Issues, Small Business Lending, Veterans Issues, Cyber Security/Data Breach, Trade
AFFILIATED ORGANIZATIONS
13. Is there an entity other than the client that contributes more than $5,000 to the lobbying activities of the registrant in a quarterly period and either participates in and/or in whole or in major part supervises or controls the registrant’s lobbying activities?
No --> Go to line 14. | Yes --> Complete the rest of this section for each entity matching the criteria above, then proceed to line 14. |
Internet Address: | |
Name | Address | Principal Place of Business | ||||||||
Street | ||||||||||
|
||||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
FOREIGN ENTITIES
14. Is there any foreign entity
a) holds at least 20% equitable ownership in the client or any organization identified on line 13; or
b) directly or indirectly, in whole or in major part, plans, supervises, controls, directs, finances or subsidizes activities of the client or any organization identified on line 13; or
c) is an affiliate of the client or any organization identified on line 13 and has a direct interest in the outcome of the lobbying activity?
No --> Sign and date the registration. | Yes --> Complete the rest of this section for each entity matching the criteria above, then sign the registration. |
Address | Ownership | |||||
Name | Street | Principal place of business | Amount of contribution | |||
|
(city and state or country) | for lobbying activities |
|
|
|||||||||||
|
|
|
|
|
% | |||||||
|
|
|||||||||||
|
|
|
|
|
% |
Signature | Digitally Signed By: Nathan Gatten, Managing Director |
Date | 02/14/2013 |
10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
First |
Last |
Suffix |
||
Jack | Bartling | | Leg Asst, Cnsl, Hon Bond; Dep Asst Sec Treas; Cnsl, FinSvCom | |
Todd | Williamson | | Asst, Cong Rel, Rural Dv, USDA; Leg Asst, Rep Johnson, Lewis | |
Brendan | Reilly | | Aide, Rep Bob Riley; Sr Leg Asst, Rep. Mike Ferguson | |
Brendan | Reilly | | Liaison, HsFinSvCom Chair Oxley, Vice Chair Kelly | |
Pierce | Scranton | | Field Rep, Leg Asst, Chief of Staff for Rep Dunn | |
Pierce | Scranton | | Sr Pol Adv, Commerce Dpt, Chief of Staff, EconAdvCounc, WH |
|
|
|
|
|
|
|
|
|
Name | Address | Principal Place of Business | ||||||||
Street | ||||||||||
|
||||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership | ||||||||||||||
| ||||||||||||||||||
|
|
|
|
% |
||||||||||||||
|
|
|
|
% |
||||||||||||||
|
|
|
|
% |
10. Supplemental. List any additional lobbyists for this client not listed on page 1, number 10.
Name | Covered Official Position (if applicable) | Have you been convicted of a crime? | ||
First |
Last |
Suffix |
||
Thomas | Koonce | | Leg Asst, Rep Neal; Leg Dir, Rep Br Miller; Dem Stf, Hs Jud | |
Jason | Rosenberg | | Leg Asst and Sr Leg Asst, Rep Artur Davis | |
Jason | Rosenberg | | Leg Asst and Sr Econ Pol Adv, Sen Jon Tester | |
| | | | |
| | | | |
| | | |
|
|
|
|
|
|
|
|
|
Name | Address | Principal Place of Business | ||||||||
Street | ||||||||||
|
||||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
|||||||||
|
|
|
||||||||
|
|
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership | ||||||||||||||
| ||||||||||||||||||
|
|
|
|
% |
||||||||||||||
|
|
|
|
% |
||||||||||||||
|
|
|
|
% |