|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 1201 F STREET, NW, #1000 |
Address2 |
|
| City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
| City | Winston-Salem |
State | NC |
Zip Code | 27101 |
Country | USA |
|
5. Senate ID# 33204-12
|
||||||||
|
6. House ID# 322070000
|
||||||||
| TYPE OF REPORT | 8. Year | 2021 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
|
11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
|
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
|||||||||
| Signature | Digitally Signed By: Richard L. Haselwood |
Date | 7/20/2021 4:25:35 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TOB
16. Specific lobbying issues
S. 916/H.R. 1897, MOMMAS Act; provisions related to the taxation of tobacco products
H.R. 2185, Quit Because of COVID-19 Act S. 984/H.R. 2238, Break Free from Plastic Pollution Act; provisions related to plastic pollution from consumer products from getting into animal & human food-chains, landscapes, and waterways across the United States and into oceans
S.1314/H.R.2786, Tobacco Tax Equity Act of 2021
H.R. 3051, Ending Nicotine Dependence from Electronic Nicotine Delivery Systems (END ENDS) Act
H.R. 3066, Guam Cigarette Tax Enforcement Act
H.R. 3326, Accurate Reporting of Smoking Variants Act of 2020
H.R.3684 - INVEST in America Act; provisions related to the prohibition of cigarettes and e-cigarettes on Amtrak trains
S. 2044/H.R. 3865, Children Dont Belong on Tobacco Farms Act
S. 2106/H.R. 3700, Prohibit Smoking at VA Facilities Act
116th Congress
H.R. 293, Youth Vaping Prevention Act
S. 655/H.R. 1498, SAFE Kids Act
H.R. 2339, Reversing the Youth Tobacco Epidemic Act
H.R. 4742, Imposition of Tax on Nicotine for Use in Vapor Act
S. 2463, E-Cigarette Tax Parity Act
S. 1253/H.R. 3942, Preventing Online Sales of E-Cigarettes to Children Act
S. 2519, Ending New Nicotine Dependencies (ENND) Act
Implementation of P.L. 111-31, the Tobacco Control Act
Issues surrounding FDA PMTA and MRTP compliance policies
Issues surrounding taxation of tobacco products
Issues surrounding efforts to prevent youth access to tobacco products
January 2020 FDA guidance on flavors in vapor products
Issues surrounding tobacco harm reduction
Issues surrounding vaccine development
Issues surrounding implementation of P.L. 111-31, the Tobacco Control Act
January 2020 FDA guidance on flavors in vapor products
FDA proposed rule concerning NNN Levels in Smokeless Tobacco Products
ANPRMS for Docket Nos. FDA-2017-N-6189 and FDA-2017-N-6565
Draft Guidance for Certain Marketed Tobacco Products, Docket No. FDA-2018-D-3244-0001
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office, Office of Management & Budget (OMB), Food & Drug Administration (FDA), Health & Human Services - Dept of (HHS)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Cara |
Moon |
|
|
|
Richard |
Haselwood |
|
|
|
Heather |
Ham-Warren |
|
|
|
Shashrina |
Thomas |
|
Chief of Staff, Rep. Terri Sewell; Deputy Chief of Staff, Rep. Sheila Jackson Lee; Legislative Director, Rep. Stephanie Tubbs Jones |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Issues surrounding prevention of illicit tobacco, tariffs, duty and customs, Free Trade Agreements (FTAs)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, U.S. Trade Representative (USTR), Commerce - Dept of (DOC), U.S. Customs & Border Protection, U.S. International Trade Commission (ITC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Richard |
Haselwood |
|
|
|
Cara |
Moon |
|
|
|
Heather |
Ham-Warren |
|
|
|
Shashrina |
Thomas |
|
Chief of Staff, Rep. Terri Sewell; Deputy Chief of Staff, Rep. Sheila Jackson Lee; Legislative Director, Rep. Stephanie Tubbs Jones |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H.R. 4356/S. __, FY2022 Agriculture, Rural Development, FDA and Related Agencies Act
H.R. 7614/S. __, FY2022 Labor, Health and Human Services, and Education and Related Agencies Act; provisions related to tobacco research and regulation
116th Congress
H.R. 7610 FY2021 Agriculture, Rural Development, FDA and Related Agencies Act; provisions related to premarket tobacco applications and FDA regulation of tobacco
H.R. 133, Consolidated Appropriations Act; government funding legislation; provisions related to electronic cigarette delivery sales and restrictions on sending e-cigarette products through the U.S. Postal Service; provisions related to PMTA compliance policies
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Richard |
Haselwood |
|
|
|
Cara |
Moon |
|
|
|
Heather |
Ham-Warren |
|
|
|
Shashrina |
Thomas |
|
Chief of Staff, Rep. Terri Sewell; Deputy Chief of Staff, Rep. Sheila Jackson Lee; Legislative Director, Rep. Stephanie Tubbs Jones |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
H.R. 1996, the Secure and Fair Enforcement Banking Act
H.R. 3105, Common Sense Cannabis Reform for Veterans, Small Businesses, and Medical Professionals Act
H.R. 3617, the Marijuana Opportunity, Reinvestment and Expungement (MORE) Act
Issues related to the legalization and regulation of cannabidiol (CBD)
Issues related to the legalization and regulation of cannabis
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Heather |
Ham-Warren |
|
|
|
Richard |
Haselwood |
|
|
|
Cara |
Moon |
|
|
|
Shashrina |
Thomas |
|
Chief of Staff, Rep. Terri Sewell; Deputy Chief of Staff, Rep. Sheila Jackson Lee; Legislative Director, Rep. Stephanie Tubbs Jones |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
H.R. 1996, the Secure and Fair Enforcement Banking Act
H.R. 3105, Common Sense Cannabis Reform for Veterans, Small Businesses, and Medical Professionals Act
H.R. 3617, the Marijuana Opportunity, Reinvestment and Expungement (MORE) Act
Issues related to the legalization and regulation of cannabidiol (CBD)
Issues related to the legalization and regulation of cannabis
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Heather |
Ham-Warren |
|
|
|
Richard |
Haselwood |
|
|
|
Cara |
Moon |
|
|
|
Shashrina |
Thomas |
|
Chief of Staff, Rep. Terri Sewell; Deputy Chief of Staff, Rep. Sheila Jackson Lee; Legislative Director, Rep. Stephanie Tubbs Jones |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the ultimate parent entity of RAI Services Company, British American Tobacco p.l.c., disclosed on the LD-1, has an interest in the issues above.
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
| Address |
|
||||||
| City |
|
State |
|
Zip Code |
|
Country |
|
21. Client new principal place of business (if different than line 20)
| City |
|
State |
|
Zip Code |
|
Country |
|
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
| 1 |
|
3 |
|
||||||
| 2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
||||||||||||||
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% | |||||||||||||
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Lobbyist Name | Description of Offense(s) |