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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1100 Vermont Avenue, NW |
Address2 | 10th Floor |
City | Washington |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 285494-12
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6. House ID# 369900000
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TYPE OF REPORT | 8. Year | 2020 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Wayne Chopus, President & CEO |
Date | 1/21/2021 12:15:35 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
SEC Regulation Best Interest (17 CFR Part 240).
SEC Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation (17 CFR Part 275).
SEC Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles (17 CFR Parts 240, 249, 275 and 279).
DOL EBSA Proposed PTE for Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans RFI (85 FR 36880 - Application No. D-12010 - Document Number: 2020-13142).
DOL - EBSA - Prohibited Transactions Involving Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans - RIN: 1210-ZA28.
DOL - EBSA - Financial Factors in Selecting Plan Investments - ZRIN 1210-AB95.
DOL - EBSA - Improving Investment Advice for Workers and Retirees - ZRIN 1210-ZA29.
DOL - EBSA - Registration Requirements for Pooled Plan Providers - RIN 1210-AB94.
DOL - EBSA - Pension Benefit Statements-Lifetime Income Illustrations - RIN 1210-AB20.
DOL - EBSA - Fiduciary Duties Regarding Proxy Voting and Shareholder Rights - RIN 1210-AB91.
Legislation and rulemaking affecting annuities, variable life products and retirement savings including Trump Administration and Congressional proposals on tax reform.
Public Law 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act of 2013, implementation and regulatory reform.
Proposals at the Department of Treasury for increasing Americans' access to guaranteed lifetime income solutions.
Proposals at the Department of Labor for increasing Americans' access to guaranteed lifetime income solutions.
Women's Retirement Protection Act (S.975/H.R. 2005 - 116th Congress).
Retirement Security Flexibility Act of 2019 (S.1020 - 116th Congress).
A bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes (S.1011 - 116th Congress).
Primary Regulators of Insurance Vote Act of 2019 (S.1298/H.R. 2479 - 116th Congress).
International Insurance Standards Act (H.R. 4592 - 116th Congress).
Implementation of the Coronavirus Aid, Relief and Economic Security (CARES) Act (Public Law No: 116-136).
The Registration of Linked Indexed Annuity (RILA) Act (S.3795/H.R. 6994).
Securing Additional Value for Every Retirement Saver (SAVERS) Act (H.R. 6562).
Application of ERISA to Insurance Company General Accounts and General Account Contracts (H.R. 7278 - 115th Session).
The Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act (H.R. 6800).
The Moving Forward Act (H.R. 2 - 116th Congress).
Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020
(S.3533/H.R.6364- 116th Congress).
The E-SIGN Modernization Act (S.4159 - 116th Congress).
The HEROES Act (H.R. 925 - 116th Congress).
Safe to Work Act (S. 4317- 116th Congress).
Retirement Savings and Security Act (S.1431 - 116th Congress).
Securing a Strong Retirement Act of 2020 (H.R. 8696 - 116th Congress).
Improving Access to Retirement Savings Act (S.5064 - 116th Congress).
Lifetime Income for Employees Act (HR. 8990 - 116th Congress).
Implementation of Continuing Appropriations Act, 2021 and Other Extensions Act (P.L. 116-159 - 116th Congress).
DOL implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
Treasury/IRS implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
SEC implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
SEC - Reporting Threshold for Institutional Investment Managers - RIN 3235-AM65.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Treasury - Dept of, Labor - Dept of (DOL)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Paul |
Richman |
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John |
Jennings |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
DOL - EBSA Request for Information - Open MEPs and Other Issues under Section 3(5) of the Employee Retirement Income Security Act (29 CFR Parts 2510).
DOL - EBSA Proposed PTE for Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans RFI (85 FR 36880 - Application No. D-12010 - Document Number: 2020-13142).
DOL - EBSA - Prohibited Transactions Involving Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans - RIN: 1210-ZA28.
DOL - EBSA - Financial Factors in Selecting Plan Investments - ZRIN 1210-AB95.
DOL - EBSA - Improving Investment Advice for Workers and Retirees - ZRIN 1210-ZA29.
DOL - EBSA - Registration Requirements for Pooled Plan Providers - RIN 1210-AB94.
DOL - EBSA - Pension Benefit Statements-Lifetime Income Illustrations - RIN 1210-AB20.
DOL - EBSA - Fiduciary Duties Regarding Proxy Voting and Shareholder Rights - RIN 1210-AB91.
Legislation and rulemaking affecting annuities, variable life products and retirement savings including Trump Administration and Congressional proposals on tax reform.
Proposals at the Department of Treasury for increasing Americans' access to guaranteed lifetime income solutions.
Treasury - IRS Proposed Rulemaking: Multiple Employer Plans (26 CFR Part 1 [REG-121508-18] RIN 1545-BO97).
Treasury - IRS Proposed Rulemaking: Updated Life Expectancy and Distribution Period Tables Used for Purposes of Determining Minimum Required Distributions (26 CFR Part 1 [REG-132210-18] RIN 1545-BP11).
Proposals at the Department of Labor for increasing Americans' access to guaranteed lifetime income solutions.
SEC - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts (17 CFR Parts 230, 232, 239, 240, 270, and 274).
The Automatic Retirement Plan Act of 2017 (H.R. 4523 - 115th Congress).
The Retirement Plan Simplification Act of 2017 (H.R. 4524 - 115th Congress).
Elder Protection and Abuse Prevention Act (H.R. 6744 - 115th Congress).
Women's Retirement Protection Act (S.975/H.R. 2005- 116th Congress).
Retirement Security Flexibility Act of 2019 (S.1020 - 116th Congress).
Refund to Rainy Day Savings Act (S.1018 - 116th Congress).
A bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes (S.1011 - 116th Congress).
Strengthening Financial Security Through Short-Term Savings Accounts Act of 2019 (S.1019 - 116th Congress).
Savings for the Future Act (H.R. 2120 - 116th Congress).
Social Security 2100 Act (S.269/H.R. 860 - 116th Congress).
SIMPLE Plan Modernization Act (S.322 - 116th Congress).
Retirement Security Act of 2019 (S.321 - 116th Congress).
Surviving Widow(er) Income Fair Treatment (SWIFT) Act (S.345 - 116th Congress).
SEC Disclosure Effectiveness Testing Act (H.R. 1815 - 116th Congress).
Retirement Security for American Workers Act (H.R. 1907 - 116th Congress).
Senior Security Act (H.R. 1876 - 116th Congress).
Expanding Access to Retirement Savings for Caregivers Act (H.R. 3078 - 116th Congress).
Retirement Parity for Student Loans Act (S.1428 - 116th Congress).
Legacy IRA Act (S.1257 - 116th Congress).
Retirement Security Preservation Act of 2019 (S.2352 - 116th Congress).
Implementation of Coronavirus Aid, Relief and Economic Security (CARES) Act (Public Law No: 116-136).
DOL implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
Treasury/IRS implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
SEC implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 (H.R. 6364).
Securing Additional Value for Every Retirement Saver (SAVERS) Act (H.R.6562).
Application of ERISA to Insurance Company General Accounts and General Account Contracts (H.R. 7278 - 115th Session).
The Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act (H.R. 6800).
Senior Investor Pandemic and Fraud Protection Act - House Financial Services National Security, International Development and Monetary Policy Subcommittee (Discussion Draft).
The Secure and Fair Enforcement (SAFE) Banking Act (S.1200/H.R. 1595 - 116th Congress).
The Servicemember Retirement Improvement Act (H.R. 905 - 116th Congress).
Registered Index Linked Annuity Act (S.3795/H.R. 6994 - 116th Congress).
Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 (H.R.7617 - 116th Congress).
Retirement Savings Lost & Found Act 2020 S.4192/H.R. 7439 - 116th Congress).
The Edith Shorougian Senior Victims of Fraud Compensation Act (Ediths Bill) (S.3487/H.R.7620 - 116th Congress).
Addressing Missing-savings Opportunities for Retirement due to an Epidemic Act (AMORE Act) (S.4297 - 116th Congress).
Military Spouses Retirement Security Act (H.R. 7927 - 116th Congress).
Preserving Employee Retirement Savings Act (H.R. 8083 - 116th Congress).
The E-SIGN Modernization Act. (S. 4159 - 116th Congress).
The HEROES Act (H.R. 925 - 116th Congress).
American Workers, Families, and Employers Assistance Act (S.4318 - 116th Congress).
Retirement Savings and Security Act (S.1431 - 116th Congress).
Securing a Strong Retirement Act of 2020 (H.R. 8696 - 116th Congress).
Improving Access to Retirement Savings Act (S.5064 - 116th Congress).
Lifetime Income for Employees Act (HR. 8990 - 116th Congress).
Implementation of Continuing Appropriations Act, 2021 and Other Extensions Act (P.L. 116-159 - 116th Congress).
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Labor - Dept of (DOL), Treasury - Dept of, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Paul |
Richman |
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John |
Jennings |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Legislation and rulemaking affecting annuities, variable life products and retirement savings, including Trump Administration and Congressional proposals on tax reform.
Proposals at the Department of Treasury for increasing Americans' access to guaranteed lifetime income solutions that proposed changes to the Internal Revenue Code, including, but not limited to, the Department of the Treasury's Longevity Annuity Contracts Notice of Proposed Rulemaking (REG-115809-11).
Treasury - IRS Proposed Rulemaking: Updated Life Expectancy and Distribution Period Tables Used for Purposes of Determining Minimum Required Distributions (26 CFR Part 1 [REG-132210-18] RIN 1545-BP11).
Treasury - IRS Proposed Rulemaking: Multiple Employer Plans (26 CFR Part 1 [REG-121508-18] RIN 1545-BO97).
DOL - EBSA Request for Information - Open MEPs and Other Issues under Section 3(5) of the Employee Retirement Income Security Act (29 CFR Parts 2510).
DOL - EBSA Proposed PTE for Pooled Employer Plans Under the SECURE Act and Other Multiple Employer Plans RFI (85 FR 36880 - Application No. D-12010 - Document Number: 2020-13142).
DOL - EBSA - Financial Factors in Selecting Plan Investments - ZRIN 1210-AB95
Treasury Department - IRS - Multiple Employer Plans - (26 CFR Part 1 [REG-121508-18]).
The Automatic Retirement Plan Act of 2017 (H.R. 4523 - 115th Congress).
The Retirement Plan Simplification Act of 2017 (H.R. 4524 - 115th Congress).
The Receiving Electronic Statements To Improve Retiree Earnings Act (H.R. 4610 - 115th Congress).
Women's Retirement Protection Act (S.975/H.R. 2005 - 116th Congress).
Retirement Security Flexibility Act of 2019 (S.1020 - 116th Congress).
Refund to Rainy Day Savings Act (S.1018 - 116th Congress).
A bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes (S.1011 - 116th Congress).
Strengthening Financial Security Through Short-Term Savings Accounts Act of 2019 (S.1019 - 116th Congress).
Savings for the Future Act (H.R. 2120 - 116th Congress).
Social Security 2100 Act (S.269/H.R. 860 - 116th Congress).
SIMPLE Plan Modernization Act (S.322 - 116th Congress).
Retirement Security Act of 2019 (S.321 - 116th Congress).
Surviving Widow(er) Income Fair Treatment (SWIFT) Act (S.345 - 116th Congress).
Wall Street Tax Act of 2019 (S.647/H.R. 1516 - 116th Congress).
Expanding Access to Retirement Savings for Caregivers Act (H.R. 3078 - 116th Congress).
Retirement Parity for Student Loans Act (S.1428 - 116th Congress).
Legacy IRA Act (S.1257 - 116th Congress).
Inclusive Prosperity Act of 2019 (S.1587/H.R. 2923 - 116th Congress).
Retirement Security Preservation Act of 2019 (S.2352 - 116th Congress).
Securing Additional Value for Every Retirement Saver (SAVERS) Act (H.R. 6562).
The Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act (H.R. 6800).
The Servicemember Retirement Improvement Act (H.R. 905 - 116th Congress).
The Moving Forward Act (H.R. 2 - 116th Congress).
Retirement Savings Lost & Found Act 2020 (S.4192/ H.R. 7439 - 116th Congress).
Addressing Missing-savings Opportunities for Retirement due to an Epidemic Act (AMORE Act) (S.4297 - 116th Congress).
Military Spouses Retirement Security Act (H.R. 7927 -116th Congress).
Preserving Employee Retirement Savings Act (H.R. 8083 - 116th Congress).
The HEROES Act (H.R. 925 - 116th Congress).
American Workers, Families, and Employers Assistance Act (S.4318 - 116th Congress).
Retirement Savings and Security Act (S.1431 - 116th Congress).
Securing a Strong Retirement Act of 2020 (H.R. 8696 - 116th Congress).
Improving Access to Retirement Savings Act (S.5064 - 116th Congress).
Lifetime Income for Employees Act (HR. 8990 - 116th Congress).
Implementation of Continuing Appropriations Act, 2021 and Other Extensions Act (P.L. 116-159 - 116th Congress).
Implementation of the Coronavirus Aid, Relief and Economic Security (CARES) Act (Public Law No: 116-136).
DOL implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
Treasury/IRS implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
SEC implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of, Labor - Dept of (DOL), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Paul |
Richman |
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John |
Jennings |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
DOL - EBSA - Financial Factors in Selecting Plan Investments - ZRIN 1210-AB95.
DOL - EBSA - Improving Investment Advice for Workers and Retirees - ZRIN 1210-ZA29.
DOL - EBSA - Registration Requirements for Pooled Plan Providers - RIN 1210-AB94.
DOL - EBSA - Pension Benefit Statements-Lifetime Income Illustrations - RIN 1210-AB20.
DOL - EBSA - Fiduciary Duties Regarding Proxy Voting and Shareholder Rights - RIN 1210-AB91.
SEC - Reporting Threshold for Institutional Investment Managers - RIN 3235-AM65.
SEC Regulation Best Interest (17 CFR Part 240).
SEC Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation (17 CFR Part 275).
SEC Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles (17 CFR Parts 240, 249, 275 and 279).
SEC - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts (17 CFR Parts 230, 232, 239, 240, 270, and 274).
Treasury - IRS Proposed Rulemaking: Updated Life Expectancy and Distribution Period Tables Used for Purposes of Determining Minimum Required Distributions (26 CFR Part 1 [REG-132210-18] RIN 1545-BP11.)
Legislation and rulemaking affecting annuities, variable life products and retirement savings including Trump Administration and Congressional proposals on tax reform.
Public Law 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, implementation and regulatory reform.
Implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
Proposals at the Department of Treasury for increasing Americans' access to guaranteed lifetime income solutions.
Proposals at the Department of Labor for increasing Americans' access to guaranteed lifetime income solutions.
Department of Labor rule to expand the scope of persons and entities that would be considered a fiduciary under the Employee Retirement Income Security Act.
Elder Protection and Abuse Prevention Act (H.R. 6744 - 115th Congress).
Consumer Data Privacy Act - (Sen. Wyden (D-OR) - Discussion Draft).
Consumer Information Notification Requirement Act (H.R. 6743 - 115th Congress).
Refund to Rainy Day Savings Act (S.1018 - 116th Congress).
Strengthening Financial Security Through Short-Term Savings Accounts Act of 2019 (S.1019 - 116th Congress).
Wall Street Tax Act of 2019 (S.647/H.R. 1516 - 116th Congress).
SEC Disclosure Effectiveness Testing Act (H.R. 1815 - 116th Congress).
Senior Security Act (H.R. 1876 - 116th Congress).
Primary Regulators of Insurance Vote Act of 2019 (S.1298/H.R. 2479 - 116th Congress).
Advancing Innovation to Assist Law Enforcement Act (H.R. 2613 - 116th Congress).
Inclusive Prosperity Act of 2019 (S.1587/H.R. 2923 - 116th Congress).
Financial Services and General Government Appropriations Act, 2020 (H.R. 3351 - 116th Congress).
CECL Consumer Impact and Study Bill of 2019 (H.R. 3182 - 116th Congress).
Continued Encouragement for Consumer Lending Act (S.1564 - 116th Congress).
Corporate Management Accountability Act of 2019 (S.1885/H.R. 4320 - 116th Congress).
Cybersecurity and Financial System Resilience Act of 2019 (H.R. 4458 - 116th Congress).
Diversity in Corporate Leadership Act of 2019 (H.R.3279 - 116th Congress).
Ensuring Diverse Leadership Act of 2019 (S.65/H.R.281 - 116th Congress).
ESG Disclosure Simplification Act of 2019 (H.R. 4329 - 116th Congress).
Financial Transparency Act of 2019 (H.R. 4476 - 116th Congress).
Forced Arbitration Injustice Repeal (FAIR) Act (H.R. 1423 - 116th Congress).
Greater Accountability in Pay Act of 2019 (H.R. 4242 - 116th Congress).
International Insurance Standards Act (H.R. 4592 - 116th Congress).
Investor Protection & Capital Markets Fairness Act (H.R. 4344 - 116th Congress).
Stop Debt Collection Abuse Act (S.2516/H.R. 4403 - 116th Congress).
The Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act (H.R. 6800).
Implementation of the Coronavirus Aid, Relief and Economic Security (CARES) Act (Public Law No: 116-136).
DOL implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
Treasury/IRS implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
SEC implementation of Division O of the Further Consolidated Appropriations Act 2020 (Public Law No: 116-94).
Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 (H.R. 6364).
Senior Investor Pandemic and Fraud Protection Act - House Financial Services National Security, International Development and Monetary Policy Subcommittee (Discussion Draft).
The Secure and Fair Enforcement (SAFE) Banking Act (S.1200/H.R. 1595 - 116th Congress).
House Energy and Commerce Committee - Privacy Bill (Discussion Draft).
COVID-19 Consumer Data Protection Act (S.3663 - 116th Congress).
Registered Index Linked Annuity Act (S.3795/H.R. 6994 - 116th Congress).
Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 (H.R.7617 -- 116th Congress).
Securing and Enabling Commerce Using Remote and Electronic Notarization Act of 2020 (S.3533/H.R.6364 - 116th Congress).
The Edith Shorougian Senior Victims of Fraud Compensation Act (Ediths Bill) (S.3487/H.R.7620 - 116th Congress).
The E-SIGN Modernization Act. (S.4159 - 116th Congress).
The HEROES Act (H.R. 925 - 116th Congress).
Safe to Work Act (S.4317 - 116th Congress).
Continuing Small Business Recovery and Paycheck Protection Program Act (S.4321 - 116th Congress).
Implementation of Continuing Appropriations Act, 2021 and Other Extensions Act (P.L. 116-159 - 116th Congress).
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Treasury - Dept of, Labor - Dept of (DOL)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Paul |
Richman |
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John |
Jennings |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |