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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 601 THIRTEENTH STREET, NW |
Address2 | SUITE 750 SOUTH |
| City | WASHINGTON |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 83535-12
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6. House ID# 364280000
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| TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Robert M. Pribble |
Date | 10/22/2018 10:52:34 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Issues related to the implementation and regulatory review of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), including: capital and liquidity standards, such as proposals on the enhanced supplementary leverage ratio and stress capital buffer, the countercyclical capital buffer, and the capital surcharge for global systemically important banks; total loss-absorbing capacity; and the Volcker Rule
Issues related to implementation of the Economic Growth, Regulatory Relief and Consumer Protection Act (Public Law 115-174)
Issues related to H.R. 6147 - Interior, Environment, Financial Services and General Government, Agriculture, Rural Development, Food and Drug Administration, and Transportation, Housing and Urban Development Appropriations Act, 2019
Issues related to S. 3107 - Financial Services and General Government Appropriations Act, 2019
Issues related to S. 2976 - Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019
Issues related to inter-affiliate margin
H.R. 4790 - Volcker Rule Regulatory Harmonization Act
H.R. 4292 - Financial Institution Living Will Improvement Act of 2017
H.R. 4293 - Stress Test Improvement Act of 2017
H.R. 4296, a bill to place requirements on operational risk capital requirements for banking organizations established by an appropriate Federal banking agency
H.R. 4659, a bill to require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives
Executive Order 13777 - Enforcing the Regulatory Reform Agenda
Issues related to enhancing the U.S. Bankruptcy Code (in order to facilitate the orderly resolution of a failed financial institution)
Prudential regulatory matters with the U.S. agencies and international standard setting bodies including implementation of the Basel III capital and liquidity framework
Derivatives regulation, including agency coordination and harmonization
Legislative efforts to confirm financial regulatory agency nominations
H.R. 238 - Commodity End-User Relief Act
S. 488 - JOBS and Investor Confidence Act of 2018
S. 3348 - Accountable Capitalism Act
S. 3542 / H.R. 7006 - Too Big To Fail, Too Big to Exist Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System, Commodity Futures Trading Commission (CFTC), White House Office, Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Pribble |
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Brett |
Quick |
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Tiffany |
Haas |
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Legislative Counsel and Communications Director to US Representative Donald Payne, Jr. |
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Kevin |
Fromer |
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Assistant Secretary for Legislative Affairs, US Department of the Treasury; Assistant to the Speaker for Policy, US House of Representatives; Chief of Staff, US Representative Harold Rogers |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
Issues related to cyber security: including information sharing, regulatory harmonization, and data security
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office, Treasury - Dept of, Homeland Security - Dept of (DHS), Commodity Futures Trading Commission (CFTC), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Pribble |
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Brett |
Quick |
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Tiffany |
Haas |
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Legislative Counsel and Communications Director to US Representative Donald Payne, Jr. |
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Kevin |
Fromer |
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Assistant Secretary for Legislative Affairs, US Department of the Treasury; Assistant to the Speaker for Policy, US House of Representatives; Chief of Staff, US Representative Harold Rogers |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
General issues related to corporate and international tax reform, and taxation of financial products
H.R. 1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018. (Short title: Tax Cuts and Jobs Act)
Implementation of P.L. 115-97 (The 2017 Tax Revision)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, White House Office, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Pribble |
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Brett |
Quick |
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Tiffany |
Haas |
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Legislative Counsel and Communications Director to US Representative Donald Payne, Jr. |
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Kevin |
Fromer |
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Assistant Secretary for Legislative Affairs, US Department of the Treasury; Assistant to the Speaker for Policy, US House of Representatives; Chief of Staff, US Representative Harold Rogers |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Issues related to promoting economic growth through international engagement, trade and exports
Issues related to economic engagement with China to promote the liberalization of China's financial markets, U.S.-China Bilateral Investment Treaty, digital trade, and cross-border data flows
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, White House Office, U.S. Trade Representative (USTR), Treasury - Dept of, Commerce - Dept of (DOC), Natl Security Council (NSC), Natl Economic Council (NEC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Pribble |
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Brett |
Quick |
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Tiffany |
Haas |
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Legislative Counsel and Communications Director to US Representative Donald Payne, Jr. |
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Kevin |
Fromer |
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Assistant Secretary for Legislative Affairs, US Department of the Treasury; Assistant to the Speaker for Policy, US House of Representatives; Chief of Staff, US Representative Harold Rogers |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |